Barbara Falatico-Brodock

CourtUnited States Bankruptcy Court, N.D. New York
DecidedMarch 10, 2025
Docket24-60308
StatusUnknown

This text of Barbara Falatico-Brodock (Barbara Falatico-Brodock) is published on Counsel Stack Legal Research, covering United States Bankruptcy Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barbara Falatico-Brodock, (N.Y. 2025).

Opinion

UNITED STATES BANKRUPTCY COURT NORTHERN DISTRICT OF NEW YORK _______________________________________

In re: Barbara Falatico-Brodock, Case No. 24-60308 Chapter 11 Debtor. ________________________________________

APPEARANCES:

Sari Blair Placona, Esq. Anthony Sodono, III, Esq. McManimon Scotland & Baumann, LLC Attorneys for the Debtor 75 Livingston Avenue, Suite 201 Roseland, New Jersey 07068

Lisa M. Penpraze, Esq. Assistant United States Trustee Leo O’Brien Federal Building 11A Clinton Avenue, Room 620 Albany, New York 12207

Mark J. Schlant, Esq. Subchapter V Trustee 1600 Maine Place Tower 350 Main Street Buffalo, New York 14202

Robert E. Littlefield, Jr., United States Bankruptcy Judge

MEMORANDUM-DECISION AND ORDER Currently before the Court is the first interim fee application (“Fee App”) of McManimon Scotland & Baumann, LLC (“MSB”), attorneys for Barbara Falatico-Brodock (the “Debtor”). The United States Trustee (“UST”) objects to the Fee App. The Court has jurisdiction via 28 U.S.C. §§ 157(a), (b)(1), (b)(2)(A) and 1334(b).1

1 Unless otherwise indicated, all chapter and section references are to the United States Bankruptcy Code, 11 U.S.C. §§ 101-1532 (2025) (the “Bankruptcy Code”). FACTS The Debtor commenced this Chapter 11 case by filing a “barebones” petition under Subchapter V on April 21, 2024 after which Mark J. Schlant, Esq. was appointed Trustee. (ECF Nos. 1 & 4). Due to the Debtor’s residence, her case was initially assigned to the Honorable Patrick G. Radel. On June 17, 2024, the Debtor confirmed that she would be pursuing a matter

which led to Judge Radel recusing himself. (ECF Nos. 34–35). The case was reassigned to Chief Judge Wendy A. Kinsella. (ECF No. 37). On June 18, 2024, the Debtor indicated a potential conflict existed for Chief Judge Kinsella. (ECF No. 39). On July 18, 2024, after hearings in this case, Chief Judge Kinsella recused herself and the matter was reassigned to this Court. (ECF Nos. 53 & 56). Also on July 18, 2024 the Debtor requested an extension to October 22, 2024 to file her Subchapter V plan. (ECF No. 50). She argued that more time was needed “to allow time for litigation and resolution of [an adversary proceeding].” Id. On July 19, 2024 this Court scheduled the motion for an Albany hearing date, August 14, 2024. (ECF No. 58). On August 7, 2024 the

UST objected arguing the Debtor failed to establish a basis for the extension of time especially when she chose to file this proceeding as a Subchapter V. Id. The motion to extend time was adjourned and on September 10, 2024 this Court denied the Debtor’s request. (ECF No. 81). On August 30, 2024 MSB filed the Fee App seeking $65,513.00 in fees and $507.07 in expenses from April 21, 2024 to August 15, 2024. (ECF No. 76). On September 18, 2024 the UST objected. (ECF No. 82). On September 24, 2024 MSB filed a reply to the UST’s objection. (ECF No. 88). The original deadline to file the plan was July 20, 2024.2 On September 27, 2024 the Debtor filed a Subchapter V plan. (ECF No. 91). Since the timely filing of a Subchapter V plan had elapsed, on December 13, 2024, this Court issued an Order to Appear and Show Cause why the case should not be dismissed for failure to timely file a plan. (ECF No. 112) The show cause further provided, “[t]he hearing will be rendered moot if the Debtor voluntarily removes the

Subchapter V designation, converts or dismisses the case prior to January 2, 2025.” Id. On December 24, 2024 the Debtor’s amended the designation to a standard Chapter 11 proceeding. (ECF No. 115).

ARGUMENTS The UST’s objection is simple and states: (1) the Applicant has not adequately demonstrated that the tasks performed were ‘reasonable’ or ‘necessary; (2) the Applicant has not explained why they tasked two attorneys to attend each court hearing, 341 meeting, and other hearings; (3) the billing records contain impermissible block billing; and (4) the Applicant separately billed for overheads.

(ECF No. 82).

MSB maintains that all work done was actual, necessary and benefitted the estate. (ECF No. 88). They contend the litigation work done was necessary to facilitate the plan. MSB further argues it was appropriate for two (2) attorneys to attend the § 341 meeting of creditors. They conclude by arguing the overheads were properly billed. Id.

2 The deadline for the filing of a subchapter V is contained in 11 U.S.C. § 1189 which states in pertinent part: The debtor shall file a plan not later than 90 days after the order for relief under this chapter [11 USCS §§ 1101 et seq.], except that the court may extend the period if the need for the extension is attributable to circumstances for which the debtor should not justly be held accountable. 11 U.S.C. § 1189. DISCUSSION This Court has reviewed many fee applications but cannot recall one where the fees requested were so at odds with the results achieved. When a fee application is filed: Under Section 330(a), the applicant bears the burden of proof on its claim for compensation. This burden is not to be taken lightly, especially given that every dollar expended on legal fees [usually] results in a dollar less that is available for distribution to the creditors . . . . Even in the absence of an objection, the bankruptcy court has an independent duty to review fee applications to protect the estate. . . pursuant to this duty hours that are 'excessive, redundant, or otherwise unnecessary, are to be excluded . . . the court has discretion simply to deduct a reasonable percentage of the number of hours claimed 'as a practical means of trimming fat from a fee application.’

In re Norwich Roman Catholic Diocesan Corp., Case No. 21-20687, 2023 Bankr. LEXIS 2579, at *7-8 (Bankr. D. Conn. Oct. 19, 2023) (internal citations omitted). In this Circuit, a presumptively reasonable fee award is determined by utilizing a modified lodestar approach which includes in its analysis the twelve relevant factors originally enumerated in Johnson v. Georgia Highway Express, Inc., 488 F.2d 714, 717-19 (5th Cir. 1974) (“Johnson factors”).3 See, e.g., Gortat v. Capala Bros., 621 F. App’x 19, 22 (2d Cir. 2015) (reviewing an attorneys’ fee award under the Lodestar approach and the Johnson factors). The Second Circuit explains: We think the better course -- and the one most consistent with attorney’s fees jurisprudence -- is for the district court, in exercising its considerable discretion, to bear in mind all of the case-specific variables. . . The reasonable hourly rate is

3 The twelve Johnson factors are:

(1) the time and labor required; (2) the novelty and difficulty of the questions; (3) the level of skill required to perform the legal service properly; (4) the preclusion of employment by the attorney due to acceptance of the case; (5) the attorney’s customary hourly rate; (6) whether the fee is fixed or contingent; (7) the time limitations imposed by the client or the circumstances; (8) the amount involved in the case and the results obtained; (9) the experience, reputation, and ability of the attorneys; (10) the undesirability of the case; (11) the nature and length of the professional relationship with the client; and (12) awards in similar cases.

Shepherd v. Law Offs. of Cohen & Slamowitz, LLP, Case No. 08 CV 6199, 2010 U.S. Dist. LEXIS 125224, at *6 n.3 (S.D.N.Y. Nov. 24, 2010) (citing Johnson, 488 F.2d at 717-19).

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