Baranski v. Fifteen Unknown Agents of ATF

195 F. Supp. 2d 862, 2002 U.S. Dist. LEXIS 5590, 2002 WL 475118
CourtDistrict Court, W.D. Kentucky
DecidedMarch 22, 2002
DocketCIV.A.3:01CV-398-H
StatusPublished
Cited by2 cases

This text of 195 F. Supp. 2d 862 (Baranski v. Fifteen Unknown Agents of ATF) is published on Counsel Stack Legal Research, covering District Court, W.D. Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baranski v. Fifteen Unknown Agents of ATF, 195 F. Supp. 2d 862, 2002 U.S. Dist. LEXIS 5590, 2002 WL 475118 (W.D. Ky. 2002).

Opinion

MEMORANDUM OPINION

HEYBURN, Chief Judge.

In April, 2001, federal agents searched a warehouse in Louisville, Kentucky, and seized a large number of firearms. Plaintiffs, two entities affected by the government’s actions, correspondingly filed suit against Defendants, twenty one individual agents and the United States, alleging eight causes of action. Defendants have filed a variety of motions, both dispositive and otherwise, all of which Plaintiffs oppose. These motions raise interesting questions about the manner in which one may oppose or challenge government seizure of property. The Court will now consider each motion in turn.

I.

Before ruling on the parties’ motions, the Court must initially establish the relevant factual and procedural background of this complex matter. The first plaintiff, Keith Baranski, doing business as Magua Industries (“Magua”), an Ohio sole proprietorship, imports firearms and ammunition. The second plaintiff, Pars International Corporation (“Pars”), a Kentucky corporation, likewise imports firearms and ammunition and also operates a U.S. Customs High Security Bonded Warehouse (“CBW”) in Louisville. The first fifteen defendants are Unknown Named Agents of the federal Bureau of Alcohol, Tobacco, and Firearms (“ATF”). Defendants sixteen through twenty one — Brian Dixon (“Dixon”), Michael R. Johnson (“Johnson”), Douglas R. Dawson (“Dawson”), Mark S. James (“James”), Karl L. Stanko-vie (“Stankovic”), and William J. Hoover (“Hoover”) — are also agents of the ATF. The final defendant is the United States of America (“United States”).

On April 10, 2001, United States Magistrate Judge Cleveland Gambill of the Western District of Kentucky issued to ATF agents a search warrant for Pars’ CBW. Judge Gambill further ordered that the affidavit supporting the warrant be sealed. ATF agents executed the warrant *865 the next day, April 11, and seized 372 machine guns and twelve wooden crates containing firearms parts. Plaintiffs maintain that this property had been legally imported into the country, and that the search and seizure were unlawful on a number of grounds.

On June 28, 2001, Plaintiffs filed suit, generally seeking to challenge the seizure of their property and to obtain its return. The first two counts seek relief from the United States. Count One of Plaintiffs’ Complaint seeks to unseal the affidavit upon which the search warrant was issued. Count Two seeks both the suppression and return of the weapons. Count Three seeks relief against the individual ATF agents, and has six different parts. Subsection (a) alleges violations of Plaintiffs’ Fourth Amendment rights. Subsection (b) alleges violations of Plaintiffs’ Fifth Amendment rights. Subsection (c) alleges trespass upon property and chattel. Subsection (d) alleges tortious interference with the prospective business relationship of Magua. Subsection (e) alleges tortious interference with the prospective business relationship of Pars. Subsection (f) alleges defamation.

Defendant United States has filed three motions, which the Court shall consider in the following sequential order: first, a notice of proposed substitution of parties; second, a motion to dismiss; and third, a motion to stay. Plaintiffs have filed an omnibus memorandum in opposition to each of these motions.

II.

The United States proposes that pursuant to the Federal Tort Claims Act (“FTCA”), 28 U.S.C. §§ 1346(b), 2671-2680, it should be substituted as the sole party defendant to all state law tort claims alleged by Plaintiffs against the individual ATF agents. 28 U.S.C. § 2679(b)(1) provides:

The remedy against the United States provided by sections 1346(b) and 2672 of this title for injury or loss of property ... arising or resulting from the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment is exclusive of any other civil action or proceeding for money damages by reason of the same subject matter against the employee whose act or omission gave rise to the claim.... Any other civil action or proceeding for money damages arising out of or relating to the same subject matter against the employee or the employee’s estate is precluded without regard to when the act or omission occurred.

Furthermore, § 2679(d)(1) provides:

Upon certification by the Attorney General that the defendant employee was acting within the scope of his office or employment at the time of the incident out of which the claim arose, any civil action or proceeding commenced upon such claim in a United States district court shall be deemed an action against the United States under the provisions of this title and all references thereto, and the United States shall be substituted as the party defendant.

Finally, pursuant to 28 C.F.R. § 15.3(a), “[t]he U.S. Attorneys are authorized to make the certifications provided for in ... 28 U.S.C. 2679(d) ... with respect to civil actions or proceedings brought against Federal employees in their respective districts.”

The United States Attorney for the Western District of Kentucky has filed with this Court a certification that defendants Dixon, Johnson, Dawson, James, Stankovic, and Hoover “were acting within the scope of their employment as officers and agents at the time of the allegedly tortious conduct described the complaint.” *866 United States’ Notice of Proposed Substitution, Ex. 1. Plaintiffs argue, however, that the requested substitution is improper until they have had adequate opportunity to obtain discovery and the Court has held an evidentiary hearing to review the U.S. Attorney’s certification decision.

“Whether an employee was acting within the scope of his employment is a question of law, not fact, made in accordance with the law of the state where the conduct occurred.” Singleton v. United States, 277 F.3d 864, 870 (6th Cir.2002) (quoting RMI Titanium Co. v. Westinghouse Electric Corp., 78 F.3d 1125, 1143 (6th Cir.1996)). The challenged conduct in this case, the issuance and execution of the search warrant, occurred in Kentucky. In this state, “[a]n act is within the scope of the servant’s employment, where such act is necessary to accomplish the purpose of his employment, and intended for that purpose, although in excess of the powers actually conferred on the servant by the master.” Wood v. Southeastern Greyhound Lines, 302 Ky. 110, 194 S.W.2d 81, 83 (1946).

This Court finds as a matter of law that to procure and execute a search warrant is within the scope of ATF agents’ regular duties. Such acts enforce the criminal laws of the United States.

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195 F. Supp. 2d 862, 2002 U.S. Dist. LEXIS 5590, 2002 WL 475118, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baranski-v-fifteen-unknown-agents-of-atf-kywd-2002.