Bank v. Spark Energy, LLC

District Court, E.D. New York·Decided November 23, 2020·No. 1:19-cv-04478·Unknown

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK -------------------------------------------------------x TODD C. BANK, Individually and on Behalf of All Others Similarly Situated,

Plaintiff, MEMORANDUM & ORDER 19-CV-04478 (PKC) (LB) - against -

SPARK ENERGY, LLC,

Defendant. -------------------------------------------------------x PAMELA K. CHEN, United States District Judge: On September 24, 2020, the Court granted the motion of Defendant Spark Energy, LLC (“Defendant” or “Spark”) to dismiss the complaint in this matter. The Court dismissed the complaint without prejudice, and, because of the circumstances surrounding the dismissal, ordered Plaintiff Todd C. Bank (“Plaintiff” or “Bank”) to show cause why he should be permitted to file an amended complaint. Pending before the Court are Plaintiff’s response to the show-cause order and Defendant’s opposition, and Defendant’s motion to strike the reply filed by Plaintiff without leave of the Court. For the following reasons, the Court denies Plaintiff leave to file an amended complaint and denies the motion to strike. BACKGROUND Plaintiff, an attorney acting pro se, filed the present action individually and on behalf of three proposed classes, alleging that Defendant violated two provisions of the Telephone Consumer Protection Act (“TCPA”)—47 U.S.C. §§ 227(b)(1) and (c)(5)—and New York General Business Law (“GBL”) § 399-p. (Complaint, Dkt. 1, ¶¶ 45, 50–51, 55.) Defendant moved to dismiss all claims, and following a hearing, the Court granted the motion in full. Bank v. Spark Energy, LLC, No. 19-cv-4478, 2020 WL 5752185, at *1 (E.D.N.Y. Sep. 24, 2020). As explained in the Court’s September 24, 2020 order, Plaintiff failed to state a plausible claim under 47 U.S.C. § 227(b)(1) because he did not allege facts sufficiently connecting Defendant to the calls at issue. Id. at *4–5. Plaintiff failed to state a plausible claim under 47 U.S.C. § 227(c)(5) because he did not allege that his residential telephone number was on the national do-not-call registry. Id. at *5. Finally, Plaintiff lacked standing to bring his claim under GBL § 399-p because he failed to allege

any concrete injury related to the interests protected under GBL § 399-p. Id. at *7. And, in any event, Plaintiff’s GBL § 399-p claim failed because he did not allege facts that plausibly connected Defendant to the purportedly unlawful calls. Id. Although the Court dismissed Plaintiff’s claims without prejudice, id. at *9, it hesitated to grant Plaintiff leave to file an amended complaint because of representations Plaintiff had made during the motion hearing that appeared to indicate that he “was well aware of the inadequacy of the factual allegations in his Complaint,” yet deliberately “chose not to include the necessary allegations.” See id. at *8. Strongly disapproving of “Plaintiff’s cavalier and unprofessional attitude with respect to the drafting of his Complaint,” the Court ordered Plaintiff to show cause

as to “why the Court should overlook his knowing and deliberate failure to include factual allegations essential to his TCPA claims and why he should be permitted to file an amended complaint to cure the deficiencies in his TCPA and GBL § 399-p claims.” Id. Plaintiff responded to the show-cause order and included a proposed amended complaint. (Plaintiff’s Response to Order to Show Cause (“Pl’s Resp.”), Dkt. 24, at ECF1 1–5; Proposed Amended Complaint (“Proposed Am. Compl.”), Dkt. 24, at ECF 7–20.) Defendant opposed the response, arguing that Plaintiff should not be permitted to amend his complaint. (Defendant’s

1 Citations to “ECF” refer to the pagination generated by the Court’s CM/ECF docketing system and not the document’s internal pagination. Opposition to Plaintiff’s Show-Cause Declaration and Proposed Amended Complaint (“Def’s Opp.”), Dkt. 25.) Without seeking leave, Plaintiff filed a 13-page reply, which exceeds the Court’s 10-page limit on reply briefs. (See Plaintiff’s Reply (“Pl’s Reply”), Dkt. 26; Individual Practices and Rules, Rule 3B.) Defendants moved to strike the reply entirely or, in the alternative, to have the pages beyond the 10-page limit disregarded. (Defendant’s Motion to Strike (“Mot. to Strike”),

Dkt. 27.) Plaintiff filed a declaration in response to the motion to strike. (Plaintiff’s Declaration in Opposition to Motion to Strike (“Pl’s Decl.”), Dkt. 28.) DISCUSSION I. Leave to Amend Once the time for amending a pleading as a matter of course has passed, as is the case here, a party may amend its pleading “only with the opposing party’s written consent or the court’s leave.” Fed. R. Civ. P. 15(a)(2). “Although Rule 15(a) . . . provides that leave to amend shall be freely given when justice so requires, it is within the sound discretion of the district court to grant or deny leave to amend.” Green v. Mattingly, 585 F.3d 97, 104 (2d Cir. 2009) (quoting McCarthy v. Dun & Bradstreet Corp., 482 F.3d 184, 200 (2d Cir. 2007)) (internal quotation marks omitted); accord Foman v. Davis, 371 U.S. 178, 182 (1962).

In exercising its discretion, a district court must bear in mind that the overall goal is “to secure the just, speedy, and inexpensive determination of every action.” See Foman, 371 U.S. at 182 (“The Rules themselves provide that they are to be construed ‘to secure the just, speedy, and inexpensive determination of every action.’” (quoting Fed. R. Civ. P. 1)). Indeed, this is the “paramount command” of the Federal Rules of Civil Procedure. Dietz v. Bouldin, 136 S. Ct. 1885, 1891 (2016). As such, “[t]he Federal Rules reject the approach that pleading is a game of skill . . . .” Foman, 371 U.S. at 181 (quoting Conley v. Gibson, 355 U.S. 41, 48 (1957), abrogated by Bell Atl. Corp v. Twombly, 550 U.S. 544 (2007)). Rule 15(a) therefore expressly provides that a court should “freely give leave” to amend “when justice so requires.” Fed. R. Civ. P. 15(a)(2). But “[a] district court has discretion to deny leave for good reason, including futility, bad faith, undue delay, or undue prejudice to the opposing party.” McCarthy, 482 F.3d at 200 (citing Foman, 371 U.S. at 182). When the party wishing to amend its pleading under Rule 15(a) “has had an opportunity to assert the amendment earlier, but has waited until after judgment before requesting

leave, a court may exercise its discretion more exactingly.” State Trading Corp. of India v. Assuranceforeningen Skuld, 921 F.2d 409, 418 (2d Cir. 1990). Nonetheless, a court’s “outright refusal to grant the leave without any justifying reason appearing for the denial is not an exercise of discretion; it is merely abuse of that discretion and inconsistent with the spirit of the Federal Rules.” Foman, 371 U.S.

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