Ballesteros v. Stek

District Court, N.D. California·Decided December 28, 2021·No. 3:20-cv-06207·Unknown

Opinion

ARTURO ARRANGA BALLESTEROS, Case No. 20-cv-06207-JSC

Plaintiff, ORDER GRANTING IN PART AND DENYING IN PART MOTION FOR v. SUMMARY JUDGMENT; REFERRING CASE FOR MEDIATION STEPHEN STEK, et al., PROCEEDINGS Defendants. Re: Dkt. No. 14

Plaintiff, a California prisoner proceeding pro se, filed this civil rights complaint under 42 U.S.C. ' 1983 against the City of Santa Clara, California, and eight employees of the Santa Clara Police Department (“SCPD”) for using excessive force during the course of his arrest. Defendants filed a motion for summary judgment.1 Plaintiff filed an opposition, and Defendants filed a reply brief. For the reasons discussed below, the motion for summary judgment is GRANTED IN PART, and the case is referred to Magistrate Judge Illman and the Prisoner Mediation Program for mediation proceedings. I. Plaintiff’s Allegations Except where otherwise specified, the parties agree on the following facts.2 1 All parties consented to the jurisdiction of a magistrate judge pursuant to 28 U.S.C. § 636. (ECF Nos. 5, 13). 2 The alleged facts in the Complaint that are within Plaintiff’s knowledge may serve as evidence because the Complaint is verified. (ECF No. 1.) See Schroeder v. McDonald, 55 F.3d 454, 460 & At approximately 8:00 p.m. on August 18, 2018,3 Santa Clara Police Officer Boales (who is not a defendant) pulled over a car in which Plaintiff was a passenger. (ECF Nos. 1 at 6; 14-4 at 1-2.) When the driver stopped, Plaintiff got out and walked away; Officer Boales commanded him to stop, but Plaintiff recalled that there was a warrant for his arrest and continued to walk. (ECF Nos. 1 at 6-7; 14-4 at 2.) Boales states that he stayed with the car and called for backup, while Plaintiff alleges that an officer chased him with a gun pointed at him. (ECF Nos. 1 at 7; 14- 4 at 2.) Plaintiff ran through a construction site on the campus of Santa Clara University and hid. (ECF No. 1 at 7.) Defendants Officers Stephen Stek and Josh Higgins arrived in the area in patrol cars, and Plaintiff left his hiding spot and ran down the sidewalk. (Id.; ECF Nos. 14-3 at 2; 14-5 at 12.) Stek and Higgins saw Plaintiff running and told him to stop as they chased him, but he kept running. (ECF Nos. 1 at 7; 14-3 at 2-3; 14-5 at 12.) They state that Plaintiff had his hand near his waistband as he ran. (ECF Nos. 14-3 at 2-3; 14-5 at 12; 21 at 1-3.) Plaintiff ran behind a car, emerged, and lay face down on the sidewalk. (ECF Nos. 1 at 7; 14-3 at 2-3; 14-5 at 12.) According to Stek and Higgins, when they got closer to him, Plaintiff quickly sat up, and Higgins used his foot to push Plaintiff back down into a prone position. (ECF Nos. 14-3 at 3; 14-5 at 12- 13.) Plaintiff does not agree insofar as he states that after lying down, he did not resist and told the officers he would comply with their orders. (ECF No. 1 at 7.) While Plaintiff was face down on the ground, Higgins pulled Plaintiff’s left arm behind his back, and Stek pinned Plaintiff’s other hand above his head. (ECF Nos. 14-3 at 3; 14-5 at 13.) Higgins, who weighed 275 pounds, states that he knelt on Plaintiff’s legs, while Plaintiff, who weighed 170 pounds, states that Higgins knelt on his back, which made breathing difficult. (ECF Nos. 1 at 7; 14-5 at 13; 21 at 3.) Stek pushed Plaintiff’s face into the ground. (ECF Nos. 1 at 7; 14-5 at 13.) Plaintiff states that Stek hit him with his gun five to seven times on the side of his head, while Stek states that he hit Plaintiff with the flashlight on his gun and then hit him in the 3 In his Complaint, Plaintiff alleges that these events took place on August 19, 2018, (ECF No. 1 at 6), but he does not dispute the police reports and declarations submitted by Defendants in face five times with his open palm. (ECF Nos. 1 at 7; 14-3 at 3-4.) According to Stek and Wiggins, they found a folding knife in Plaintiff’s wallet, and Higgins threw it out of reach. (ECF Nos. 14-3 at 4; 14-5 at 13.) Higgins kneed Plaintiff twice in the back and punched him three times in the stomach. (ECF Nos. 1 at 7; 14-5 at 13.) The parties agree that Plaintiff said that he would comply with the officers and cooperate, but they disagree about whether he actually did cooperate. (ECF Nos. 1 at 7; 14-3 at 3; 14-5 at 13.) Stek and Higgins state that Plaintiff resisted, that he thrashed” his body violently, tensed his muscles, repeatedly pulled his hands and arms away from their grasp, and at one point got up to his knees. (ECF Nos. 14-3 at 2-4; 14-5 at 12-13.) Plaintiff denies resisting except to the extent he needed to breathe and asserts that he was “passive” throughout his encounter with the officers (ECF Nos. 1 at 7-8; 21 at 1.) Two other police officers, Defendants Patrick Gacayan and Anthony Pianto, arrived while Plaintiff was on the ground with Stek and Higgins. (ECF Nos. 1 at 7; 14-3 at 4.) Gacayan and Pianto assert that they told Plaintiff to stop resisting, but he continued to resist and “nearly escaped.” (ECF Nos. 14-3 at 4; 14-5 at 13; 16-17, 19.) Plaintiff states that the officers did not give any verbal commands to him, and they beat him without saying anything. (ECF Nos. 1 at 7- 8; 21 at 2.) Gacayan punched Plaintiff in the ribs and took Plaintiff’s left wrist into a “rear wrist lock position.” (ECF No. 14-5 at 17.) Pianto punched Plaintiff in the shoulder and put Plaintiff’s right arm behind his back. (Id. at 19.) Pianto states that Plaintiff resisted extensively and fought against him and the other officers. (ECF Nos. 1 at 8; 14-5 at 19.) While he was bending Plaintiff’s right arm back, Pianto heard a crack at Plaintiff’s right elbow, and Plaintiff felt “excruciating pain” and lost consciousness. (Id.) Plaintiff eventually received stitches, had to drain his ear multiple times, and was found to have a broken. (ECF Nos. 1 at 7; 21 at 2.) Defendants Officers Nathalie Zavala and Kenneth Nagata arrived at the scene after Higgins, Stek, Pianto, and Gacayan. (ECF Nos. 14-3 at 4-5; 14-5 at 22, 25.) They state that Plaintiff was resisting the officers, and that Zavala and Nagata held and sat on Plaintiff’s legs. (ECF No. 14-5 at 22, 25.) Defendant Officer Daniels arrived and handcuffed Plaintiff while the other officers restrained him. (Id. at 23.) After Plaintiff was subdued and in handcuffs, Defendant (ECF No. 14-3 at 5.) Defendant Officer Jeff Burns also arrived at the scene, maintained a perimeter post, and searched the surrounding area; he had no contact with Plaintiff. (Id.) Defendant Sergeant Cory Morgan, a supervisor in the SCPD, arrived at the scene later. (Id.) Plaintiff was charged in superior court with resisting or deterring an officer with the use of force, in violation of California Penal Code Section 69, with respect to his actions towards Stek and Higgins. (ECF No. 14-7 at 2.) He pled no contest to a misdemeanor violation of the statute, and he was sentenced to 364 days in jail. (ECF Nos. 14-8, 14-9.) I. Standard of Review Summary judgment is proper where the pleadings, discovery and affidavits show that there is "no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(c). Material facts are those which may affect the outcome of the case. Anderson v. Liberty Lobby, Inc., 477 U.S. 242,248 (1986). A dispute as to a material fact is genuine if there is sufficient evidence for a reasonable jury to return a verdict for the nonmoving party. Id. The moving party for summary judgment bears the initial burden of identifying those portions of the pleadings, discovery and affidavits which demonstrate the absence of a genuine issue of material f

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