Bailey v. Heather Rivers

14 Misc. 3d 690, 2006 NY Slip Op 26504, 826 N.Y.S.2d 558, 2006 N.Y. Misc. LEXIS 3770
CourtNew York City Family Court
DecidedDecember 15, 2006
StatusPublished
Cited by4 cases

This text of 14 Misc. 3d 690 (Bailey v. Heather Rivers) is published on Counsel Stack Legal Research, covering New York City Family Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bailey v. Heather Rivers, 14 Misc. 3d 690, 2006 NY Slip Op 26504, 826 N.Y.S.2d 558, 2006 N.Y. Misc. LEXIS 3770 (N.Y. Super. Ct. 2006).

Opinion

OPINION OF THE COURT

Timothy J. Lawliss, J.

On October 30, 2006, the Clinton County Department of Social Services (DSS) filed a Family Court Act article 10 petition alleging neglect of the subject child by the child’s mother and father. Prior to the filing of the petition, by orders dated October 26, 2006, this court (McGill, J.) had temporarily removed the subject child upon prepetition application by the Department of Social Services under the emergency provisions of Family Court Act article 10. On October 31, 2006, this court (Lawliss, J.) issued a temporary order continuing the removal of the subject child and placing the subject child in foster care. Also on October 31, 2006, Ida Bailey, the subject child’s paternal aunt filed a Family Court Act article 6 petition seeking custody of the subject child. Ms. Bailey has not moved to intervene in the article 10 proceedings. The question before the court is how to proceed on these multiple filings under articles 10 and 6 concerning the same child.

In the Third Department, the first case that must be addressed concerning the interaction of articles 10 and 6 is Matter of Felicity II. v Lance RR. (27 AD3d 790 [3d Dept 2006]). Although this court has previously expressed its concerns regarding the consequences of the Third Department’s holding in Felicity II. (see, Matter of Crystal A., 13 Misc 3d 235 [Sup Ct, Clinton County 2006]), the holding nevertheless appears clear. When an article 10 proceeding has resulted in a final order of disposition which places the child outside of the care of the parents pursuant to Family Court Act § 1055, the court may not entertain an article 6 petition by a nonparent for custody as long as the child remains placed and the permanency goal remains reunification with a parent. (27 AD3d at 791-792.)

Although it appears that the rationale used to support the holding in Felicity II. would apply as well prior to the issuance of a final order of disposition, the Third Department has expressly limited its holding to the entertaining of article 6 petitions after a final order of disposition has been issued pursuant to Family Court Act §§ 1051 and 1055, and, thereby, distinguished its earlier holding in Matter of Marcy RR. (2 AD3d 1199 [3d Dept 2003]). In the pending actions, because there is [692]*692no final order of disposition entered in the article 10 proceeding, Felicity II. does not resolve the issue as to how to proceed with the current filings.

Recently the Third Department issued another decision addressing the interactions between proceedings brought under articles 10 and 6. (Matter of Donna KK. v Barbara I., 32 AD3d 166 [3d Dept 2006].) In Donna KK., the Department of Social Services filed an article 10 petition alleging that a mother had neglected her child. In that neglect proceeding, the child was temporarily placed in foster care. Shortly thereafter, the child’s grandmother commenced an article 6 proceeding to obtain custody of the child. Prior to the article 10 fact-finding hearing, the Family Court conducted a trial on the grandmother’s article 6 petition. At the conclusion of the article 6 trial, the trial court granted custody to the grandmother. The article 6 custodial order was stayed by the Appellate Division and the Family Court subsequently conducted a fact-finding hearing in the article 10 proceeding. The trial court found that the mother had, in fact, neglected the subject child and conducted a dispositional hearing. Referring to its prior custody determination, the trial court made no placement determination in the dispositional phase of the neglect proceeding.

On appeal, the Appellate Division reversed and ruled that the trial court abused its discretion when it heard and decided the grandmother’s custody application before resolving the issue of neglect raised by the article 10 proceeding.1 The holding in Donna KK. indicates it would be proper for the trial court to conduct the article 10 fact-finding hearing prior to making a determination on a nonparent’s custody petition and then to “consider the custody application with the dispositional phase of the neglect proceeding.” (32 AD3d at 169.) There are several aspects of the Donna KK. decision which this court finds confusing or troubling.

First, this court notes that in Donna KK. the Court states “this case is distinguishable from [.Felicity II.] because DSS did [693]*693not apply to terminate respondent’s parental rights” (32 AD3d at 168 [citations omitted]). Neither Donna KK. nor Felicity II. involved a termination of parental rights proceeding. Thus, this statement is difficult to understand.

Second, Donna KK. states that it would be a more efficient use of judicial resources to consider custody applications with the dispositional phase of the neglect proceeding because “a finding of neglect would have supplied the threshold extraordinary circumstances needed by the grandmother and permitted DSS to more fully explore the appropriateness of the child’s placement with her due to the wider range of hearsay evidence which is admissible at the dispositional phase.” (32 AD3d at 169.) Although the facts in Donna KK. may well have established the threshold extraordinary circumstances needed by the grandmother, the implication that a neglect finding will necessarily in all cases supply the threshold extraordinary circumstances required in Matter of Bennett v Jeffreys (40 NY2d 543 [1976]) appears to be at odds with both the holdings in Bennett and subsequent cases. The Court of Appeals in Bennett held that “intervention by the State in the right and responsibility of a natural parent to custody of her or his child is warranted if there is first a judicial finding of surrender, abandonment, unfitness, persistent neglect” (Bennett v Jeffreys, 40 NY2d at 549 [emphasis added]).

What constitutes neglect is defined by Family Court Act § 1012 (f). What constitutes “persistent neglect” is not defined by the Family Court Act. Case law, however, does provide some guidance. In Matter of Bisignano v Walz (164 AD2d 317, 319 [3d Dept 1990]), the Court held that “persistent neglect sufficient to rise to the level of an extraordinary circumstance also requires a showing of statutorily defined permanent neglect (Social Services Law § 384-b [4])” (internal quotation marks omitted). Pursuant to Social Services Law § 384-b (7) (a) a permanently neglected child is “a child . . . whose parent . . . has failed . . . substantially and continuously or repeatedly to maintain contact with or plan for the future of the child, although physically and financially able to do so” (emphasis added; see also, Matter of Cornell v Cornell, 290 AD2d 735, 737 [3d Dept 2002] [wherein the Court found “we are unable to discern any evidence in this record that petitioner is guilty of neglecting her child, let alone guilty of the ‘persistent neglect’ which is the standard enunciated in Matter of Bennett v Jeffreys”]; Matter of Jacqueline Sharon L. v Pamela G., 26 AD3d [694]*694250, 253 [1st Dept 2006] [wherein the Court held that “the instant fact-finding determination of neglect was an insufficient ground upon which to deny appellant mother custody; to prevail, petitioner was required to demonstrate extraordinary circumstances”]).

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Bluebook (online)
14 Misc. 3d 690, 2006 NY Slip Op 26504, 826 N.Y.S.2d 558, 2006 N.Y. Misc. LEXIS 3770, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bailey-v-heather-rivers-nycfamct-2006.