Baier v. Hampton

417 N.W.2d 801, 1987 N.D. LEXIS 460, 1987 WL 29083
CourtNorth Dakota Supreme Court
DecidedDecember 29, 1987
DocketCiv. 870076
StatusPublished
Cited by18 cases

This text of 417 N.W.2d 801 (Baier v. Hampton) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baier v. Hampton, 417 N.W.2d 801, 1987 N.D. LEXIS 460, 1987 WL 29083 (N.D. 1987).

Opinions

LEVINE, Justice.

James William Hampton appeals from a district court order finding him in contempt of court for failure to pay child support and for deceitful and evasive testimony. At issue is whether the contempt order is criminal in part, and if so, whether there was compliance with the procedural requirements of N.D.R.Crim.P. 42.1 We hold that the contempt order was in part criminal, that the procedure outlined in Rule 42(b) was not followed, and that the criminal contempt portion of the order is, therefore, improper. We affirm in part and reverse in part.

In a February 25, 1985 Ward County divorce decree, Hampton was ordered to pay $115 a month per child for the support of two children. The judgment was transcribed to Williams County for enforcement, and in August 1986, the first of several hearings was held to determine Hampton’s ability to pay. At the August hearing, Hampton testified that he was receiving military retirement benefits in the amount of $466 per month and he was “living off [this] retirement only.” At subsequent hearings, Hampton reiterated that his military retirement benefits were his only source of income.

At a March 2, 1987 hearing, the court first learned that Hampton also had been receiving monthly military educational benefits of approximately $606 during the 1986-87 school year. In order to determine what portion of the educational benefits were paid because of Hampton’s two children, the court continued the hearing until March 9, 1987. At that time, the court again continued the hearing, warning that Hampton “might be held in contempt of court” and that “if he’s been lying to the Court, then he’s got some punishment coming.”

The hearing was reconvened on March 12, 1987, and Hampton was asked why he had not informed the court about his military educational benefits. He responded that he did not consider those benefits to be income. After further questioning and explanation, the court found Hampton in contempt and entered the following written order:

“a. THAT Respondent, without justification or excusable reason, has failed to pay support as required by court order, and was deceitful and evasive as to income.
“b. THAT Respondent is guilty of civil contempt of court.
“e. THAT jail punishment is hereby imposed to impress upon Respondent the [804]*804need to comply with a court order when he has the ability to comply but fails without justification to comply in a significant manner and didn’t reveal his true income.
* * * * * *
“5. THAT Respondent be CONFINED to the county JAIL until he pays $205.00 on back support and until he serves sixty (60) days in jail, or until further court order.
“6. THAT Respondent may purge himself of punishment of thirty (30) days by hereafter making payments as required by this Order of $205.00 forthwith.
* * * Jjs * *
“8. Other. Paragraph five above means that Defendant is held in civil contempt of court for making deceitful and evasive answers concerning income and is ordered to serve sixty (60) days in the Williams County Jail. He may purge himself of thirty (30) days by paying up arrearages due of $205.00 forthwith. In addition, the Defendant may be released during school hours to attend classes at UND-Williston.”

Hampton contends that the sanction imposed against him exceeds that authorized by N.D.C.C. § 27-10-04(2) for civil contempt.2 He argues that he has purged himself of the contempt by paying the delinquent child support and, therefore, the unconditional jail sentence was unauthorized.

Baier responds that the primary purpose of the sanction was to coerce Hampton into paying the child support and to impress upon him the need to disclose his true income to the court so that child support could be set at a fair amount. She argues that N.D.C.C. § 27-10-04(2) is not applicable to this case because Hampton’s conduct was not merely an omission to perform a duty or act, but was a willful act of deceit and, therefore, the district court was authorized to impose an unconditional jail term pursuant to the introductory provision of N.D.C.C. § 27-10-04. We disagree.

Our analysis of that statute focuses on the distinction between civil and criminal contempt. Our review also entails the distinction between direct and indirect contempt and is premised upon the district court’s determination that Hampton was in contempt of court for two separate acts: (1) failure to pay child support, and (2) deceitful and evasive testimony about his income.

Generally, in distinguishing civil from criminal contempt, we look at the sanction and its nature and purpose, rather than the conduct. Shillitani v. United States, 384 U.S. 364, 86 S.Ct. 1531, 16 L.Ed.2d 622 (1966); State v. Stokes, 240 N.W.2d 867 (N.D.1976). If the sanction’s purpose is coercive, that is, to induce performance of an act primarily for another’s benefit, the contempt is civil. State v. Stokes, supra. If the contemptuous conduct has been concluded and the purpose of the sanction is to punish the offender and vindicate the authority of the court, the contempt is criminal. Id. Merely because [805]*805a coercive sanction incidentally benefits another person does not change the contempt from civil to criminal. Gompers v. Buck’s Stove & Range Co., 221 U.S. 418, 31 S.Ct. 492, 55 L.Ed. 797 (1911). So too, a punitive sanction that incidentally coerces does not transform criminal contempt into civil contempt. Id.

Usually, in civil contempt, the sanction is conditional in nature so that contemnors carry ‘the keys of their prison in their own pockets’ ” and stand committed unless and until they perform an affirmative act. Shillitani, supra, 384 U.S. at 368, 86 S.Ct. at 1534, 16 L.Ed.2d at 626, quoting In re Nevitt, 117 F. 448, 461 (8th Cir.1902). Conversely, because the purpose of the sanction for criminal contempt is to punish the offender and vindicate the authority of the court, the sanction for criminal contempt is, ordinarily, unconditional. Gompers, supra. Construing the introductory language of N.D.C.C. § 27-10-04 to authorize an unconditional jail sentence for civil contempt overlooks the coercive-punitive distinction between civil and criminal contempt. See State v. Stokes, supra. We therefore construe that language to prescribe the maximum sanction for civil contempt which may be imposed to coerce performance.

While the district court’s order recited that Hampton was in civil contempt of court, that label is not conclusive and the nature and purpose of the sanction must be examined. E.g., Shillitani, supra. The order required Hampton to pay $205 in back support and to serve sixty days in jail, but permitted him to purge thirty days of the jail sentence by paying the $205. The order thus required Hampton to unconditionally serve thirty days in jail, without being afforded an opportunity to purge the contempt.

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Cite This Page — Counsel Stack

Bluebook (online)
417 N.W.2d 801, 1987 N.D. LEXIS 460, 1987 WL 29083, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baier-v-hampton-nd-1987.