Backlund v. University of Washington

975 P.2d 950, 137 Wash. 2d 651, 1999 Wash. LEXIS 194
CourtWashington Supreme Court
DecidedApril 8, 1999
DocketNo. 66096-4
StatusPublished
Cited by51 cases

This text of 975 P.2d 950 (Backlund v. University of Washington) is published on Counsel Stack Legal Research, covering Washington Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Backlund v. University of Washington, 975 P.2d 950, 137 Wash. 2d 651, 1999 Wash. LEXIS 194 (Wash. 1999).

Opinions

Talmadge, J.

We are asked to apply Washington’s informed consent law for health care patients, RCW 7.70.050, in a case where the Backlunds allege Dr. Craig Jackson committed malpractice while he was employed by the University of Washington (University). They contend he was negligent in continuing to treat Ashley Backlund’s jaundice at birth with phototherapy. They argue he should have abandoned phototherapy, a more conservative form of treatment for jaundice, or applied it in conjunction with a transfusion of Ashley’s blood, a riskier procedure. A jury, however, exonerated Dr. Jackson and the University from any negligence in the decision to continue phototherapy instead of transfusing the baby. Now, the Backlunds complain Dr. Jackson and the University failed to provide them sufficient information upon which to make an informed health care choice, thus violating RCW 7.70.050, subjecting Dr. Jackson and the University to liability despite their exoneration from liability for negligence.

The University argues a cause of action for failure to [654]*654obtain informed consent is unavailable to the Backhands as a matter of law where the jury exonerated Dr. Jackson and the University from negligence. We disagree with the University’s contention.

But because the Backhands did not prove the elements of a prima facie case of breach of informed consent, in particular “[t]hat a reasonably prudent patient under similar circumstances would not have consented to the treatment if informed of such material fact or facts” as required by RCW 7.70.050(l)(c), we affirm the trial court’s judgment dismissing the Backhands’ complaint.

ISSUES

1. Did the jury’s exoneration of a physician from liability for negligence forestall a plaintiffs claim for failure to obtain informed consent under RCW 7.70.050?

2. Does a plaintiff establish a prima facie case under RCW 7.70.050 if the plaintiff fails to prove a reasonably prudent patient under similar circumstances would not have consented to a treatment if informed of material facts regarding such treatment?

FACTS

The Backhands’ daughter, Ashley, was born a week prematurely on December 31, 1987. She weighed six pounds, four ounces at birth. Ashley was transported to Children’s Hospital Medical Center the next day when she began showing signs of respiratory distress. She was treated there by Dr. Craig Jackson, a neonatologist employed by the University of Washington.

Ashley suffered from hyperbilirubinemia, or jaundice, caused by elevated levels of bilirubin, a substance released into the bloodstream when red blood cells break down. Such jaundice is not uncommon among infants as approximately a third or more of all newborns at the intensive care unit at Children’s Hospital have jaundice. Greatly [655]*655elevated bilirubin levels, however, can result in permanent brain damage. When Ashley was admitted to Children’s Hospital, her serum bilirubin level was 4.2 micrograms per deciliter. It gradually increased to as high as 22.0 mcg/dl on January 7, 1988, then decreased to 5.7 mcg/dl on January 18, 1988.

The type of jaundice Ashley experienced is generally treated with phototherapy, the exposure of the infant’s skin to special lights. More serious cases are treated with a transfusion of all the blood in the infant’s body, a treatment entailing greater risks including cardiac arrhythmia, bleeding, bacterial infection, and the development of air bubbles in the circulatory system. Dr. Jackson prescribed phototherapy for Ashley, but did not discuss transfusion with the Backlunds. The phototherapy proved unsuccessful, and Ashley suffered brain damage. The Backlunds allegedly were not informed of the risks associated with high bilirubin levels. They did not know Ashley’s subsequent developmental problems were caused by the high bilirubin levels she suffered while at Children’s Hospital until almost two years after her treatment there.

In 1992, the Backlunds commenced the present action against the University and the State of Washington for Dr. Jackson’s alleged negligence and failure to obtain informed consent. A jury in the King County Superior Court exonerated the University and the State from negligence because Dr. Jackson did not breach the standard of care in deciding to treat Ashley with phototherapy rather than a complete transfusion of her blood. The jury failed to reach a verdict on the informed consent claim. By agreement of the parties, this claim was then tried to the bench before the Honorable William Downing.

At trial, the parties presented conflicting expert testimony as to whether Ashley should have received a transfusion, essentially revisiting many of the issues already resolved by the jury in the negligence portion of the case. The Backlunds’ expert testified Ashley’s risk factors placed her at higher risk of developing brain damage. They also [656]*656testified a transfusion should have been performed when her bihrubin level reached anywhere from 17 to 22 mcg/dl, levels she exceeded from January 4 to January 9, 1988. They employed guidelines from a 1983 treatise which advocated transfusion when bihrubin levels reach 18 mcg/dl in full-term infants with risk factors. The Backhands’ experts concluded Ashley’s risk of brain damage outweighed the risks associated with a transfusion.

The University’s experts testified Ashley’s condition did not reach the point where her risk of brain damage was as great as her risk of death or serious bodily harm from a transfusion. They testified the risk of permanent brain damage from phototherapy was 1 in 10,000. The risk of death from transfusion was estimated between .3 and 1.0 percent and the risk of serious adverse consequences was estimated at 4 to 5 percent. Dr. Jackson testified Ashley’s risk of serious harm or death from the transfusion outweighed any risk of brain damage. Dr. Jackson testified he did not discuss transfusion with the Backhands because he did not believe Ashley’s condition was sufficiently serious to warrant such a treatment, and because “bringing it up before that point is unnecessary and causes more stress and distress in the family than is required.” Verbatim Report of Proceedings at 224.

The trial court ruled for the University on the informed consent issue in a memorandum opinion,1 finding a transfusion was a “recognized possible alternative form [657]*657of treatment” for Ashley and “Dr. Jackson was aware of the possibility of a need imminently arising to transfuse this patient in order to prevent the neurological consequences that could result from her condition of hyperbil-irubinemia.” Clerk’s Papers at 740, 742. The court found the possibility of a transfusion was a “material fact” of which the Backlunds were not aware. The court further found “continuing phototherapy and not performing a transfusion proximately caused injury to the patient.” Clerk’s Papers at 742.

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Bluebook (online)
975 P.2d 950, 137 Wash. 2d 651, 1999 Wash. LEXIS 194, Counsel Stack Legal Research, https://law.counselstack.com/opinion/backlund-v-university-of-washington-wash-1999.