Aycrigg v. United States

124 F. Supp. 416, 1954 U.S. Dist. LEXIS 4334
District Court, N.D. California·Decided October 1, 1954·No. Nos. 6299, 6309, 6314·Published·Cited by 8 cases

Opinion

OLIVER J. CARTER, District Judge.

Having recovered judgment under a special act of Congress, infra, the plaintiffs in the three above-entitled causes seek to tax costs in the sum of $4,304.-25.

The books are virtually unanimous that, in order to subject the sovereign to liability for court costs, there must be clear and unequivocal statutory authorization. Such authorization is not to be inferred, however tempting the inference may be. It must be plainly spelled out.

To fix a cost-liability upon the Government, we must take the statute in question by its four corners, and ask ourselves, in the words of Shylock, “Is it so nominated in the bond?” And if the Court’s answer is once more Shylock’s, “I cannot find it; ‘tis not in the bond,” the successful private litigant must go forth without his costs.

1. The Applicable Statutes.

The present suits were brought under Private Law 35, April 21, 1949, 81st Congress, 1st Session, Chapter 86, 63 Stat. 1088. That statute conferred jurisdiction upon this Court “to hear, determine, and render judgment upon the claims of all persons for reimbursement for damages and losses sustained as a result of a flood which occurred in December 1937 in levee district numbered 10, Yuba County, California.”

The pertinent part of this special statute is as follows:

“In the determination of such claims the United States shall be held liable only to the extent to which a private person would be liable under like circumstances.
“Sec. 2. Suits upon which such claims, respectively, may be instituted at any time within one year after the enactment of this Act, notwithstanding the lapse of time or any statutes of limitations, and proceedings for the determination of such claims, appeals therefrom, and payment of any judgment, shall be in the same manner as in eases over which such court has jurisdiction under the provisions of paragraph twentieth of Section 24 of the Judicial Code, as amended (U.S.C.Title 28, Sec. 41 (20).” (Emphasis supplied.)

The applicable part of former 28 U.S. C.A. § 41(20),* supra, reads thus:

“Section 41. Original jurisdiction. The district courts shall have original jurisdiction as follows:
-x- * *
“(20) Suits against United States. Twentieth. Concurrent with the Court of Claims, of all claims not exceeding $10,000 founded upon the Constitution of the United States or any law of Congress, or upon any regulation of an executive department, or upon any contract, express or implied, with the Government of the United States, or for damages, liquidated or unliquidated, in cases not sounding in tort, in respect to which claims the party would be entitled to redress against the United States, either in a court of law, equity, or admiralty, if the United States were suable, * * * ”

So far as here relevant, 28 U.S.C.A. § 2412 reads as follows:

“Costs
“(a) The United States shall' be liable for fees and costs only when such liability is expressly provided for by Act of Congress.” (Emphasis supplied.)
2. Any Statute Granting a Special Privilege is to be Strictly Construed.

It is hornbook law that any statute which grants a special privilege is to be strictly construed against the gran[418] tee. This is particularly true when the privilege is one in derogation of the sovereign’s traditional rights.

In Klamath and Modoc Tribes and Yahooskin Band of Indians v. United States, 1935, 296 U.S. 244, 250, 56 S.Ct. 212, 215, 80 L.Ed. 202, the Court said:

“The act grants a special privilege to plaintiffs and is to be strictly construed and may not by implication be extended to cases not plainly within its terms.”

3. The Rule of Strict Construction is Especially Applicable when it is Sought to Mulct the Sovereign with Costs.

The above rule of construction is applied with especial rigor in cases where it is sought to hold the United States liable for costs.

In United States v. Chemical Foundation, Inc., 1926, 272 U.S. 1, 20, 47 S.Ct. 1, 8, 71 L.Ed. 131 the Supreme Court used the following language:

“The general rule is that, in the absence of a statute directly authorizing it, courts will not give judgment against the United States for costs or expenses. (Cases cited.)
“Equity Rule 50 [28 U.S.C.A. Appendix] in general terms provides that stenographers’ fees shall be fixed by the court and taxed as costs, but it does not specify costs or judgment for money against the United States. The rule does not mention the United States cmd does not affect the sovereign prerogative not to pay costs. Congress alone has power to waive or qualify that immunity. But no statute authorizes the giving of judgment against the United States for these items or authorizes the Attorney General or other counsel in the case to consent to such a judgment. No such authority is necessary for the proper conduct of litigation on behalf of the United States, and there is no ground for implying that authority. It follows that the direction for judgment against the United States for costs cannot be sustained.” (Emphasis supplied.)1

4. The Right to Costs is Substantive and Not Procedural.

It will be observed that Private Law No. 35 specifies that proceedings for the “determination of such claims” “shall be in the same manner” as in cases coming within the ambit of former 28 U.S.C.A. § 41(20). The right to costs, however, does not come under the heading of “proceedings”.

This precise question was settled in this Circuit by the well-considered opinion of the late Senior Judge Wilbur in United States v. French Sardine Co., 9 Cir., 1935, 80 F.2d 325, 326:

“While the right to costs is ancillary to the judgment, it is a substantive right and not a mere matter of procedure. As stated in Erwin v. United States (D.C.) 37 F. 470, 488, 2 L.R.A. 229: ‘ “In its general acceptation ‘proceeding’ means the form in which actions are to be brought and defended, the manner of intervening in suits of conducting them, the mode of deciding them, of opposing judgments, and of executing.” “Ordinary proceedings intend the regular and usual mode of carrying on a suit by due course of [at] common law” ’ People v. White, 14 How.Prac. (N.Y.) 498.

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Aycrigg v. United States, 124 F. Supp. 416, 1954 U.S. Dist. LEXIS 4334 (N.D. Cal. 1954).

124 F. Supp. 416 (Aycrigg v. United States) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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