Broadhurst v. DIRECTOR OF THE DIVISION OF EMP. SEC.

369 N.E.2d 1018, 373 Mass. 720
CourtMassachusetts Supreme Judicial Court
DecidedNovember 22, 1977
StatusPublished
Cited by5 cases

This text of 369 N.E.2d 1018 (Broadhurst v. DIRECTOR OF THE DIVISION OF EMP. SEC.) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Broadhurst v. DIRECTOR OF THE DIVISION OF EMP. SEC., 369 N.E.2d 1018, 373 Mass. 720 (Mass. 1977).

Opinion

373 Mass. 720 (1977)
369 N.E.2d 1018

SUSAN BROADHURST
vs.
DIRECTOR OF THE DIVISION OF EMPLOYMENT SECURITY & another[1] (and a companion case[2]).

Supreme Judicial Court of Massachusetts, Hampshire.

September 15, 1977.
November 22, 1977.

Present: HENNESSEY, C.J., QUIRICO, BRAUCHER, KAPLAN, & WILKINS, JJ.

George J. Mahanna, Assistant Attorney General (Robert T. Mahoney with him) for the defendants.

Jim Hammerschmith for the plaintiffs.

*721 QUIRICO, J.

These are two cases brought under G.L.c. 151A, § 42, as amended through St. 1975, c. 377, §§ 2 and 3, one by Susan Broadhurst and the other by Ellen Mintz, against the Director (director) of the Division of Employment Security (DES). In each case a judge of the District Court of Hampshire entered an order that the director pay to the plaintiff a specified sum of money in unemployment benefits "plus interest and costs." Each case is now before us on the director's appeal limited to that part of the order requiring the payment of interest and costs to the plaintiff in addition to the unemployment benefits.

Because of the limited scope of these appeals it is not necessary to describe the administrative proceedings which led to the entry of the two cases in the District Court, nor is it necessary to consider the amounts of the benefits claimed or awarded, which are no longer in dispute except as to the "interest and costs."

After entry of the judge's orders the director filed a motion in each case asking that the order be amended by eliminating the requirement for the payment of "interest and costs." The grounds for the motions were that the Commonwealth cannot be sued or held liable without its consent, and that there is no provision in G.L.c. 151A, the Employment Security Law, imposing liability on the Commonwealth for interest and costs in such proceedings. The judge denied both motions and the director then claimed the appeals which are now before us. The appeals were followed by a report and were completed in accordance with the Massachusetts Rules of Appellate Procedure, all as prescribed by G.L.c. 151A, § 42.

We consider below whether the judge was correct in ordering that in addition to the unemployment benefits each plaintiff be paid "interest and costs."

1. Costs.

"As a general rule in Massachusetts, a litigant must bear his own expenses except in so far as (1) a statute permits awards of costs, Loyal Protective Life Ins. Co. v. Massachusetts Indem. & Life Ins. Co., 362 Mass. 484, 494 *722 (1972), or (2) a valid contract or stipulation provides for costs, or (3) rules concerning damages permit recovery of costs." Fuss v. Fuss (No. 1), 372 Mass. 64, 70 (1977). See Bournewood Hosp., Inc. v. Massachusetts Comm'n Against Discrimination, 371 Mass. 303, 312-313 (1976). The plaintiffs here urge that the award to them of costs by the District Court judge was required by statute in that G.L.c. 261, § 1, provides: "In civil actions the prevailing party shall recover his costs, except as otherwise provided." The plaintiffs claim that neither c. 261 nor any other statute provides that a prevailing plaintiff in an action against the Commonwealth shall not recover costs. However, the director offers the argument that Mass. R. Civ. P. 54 (d), 365 Mass. 820 (1974), with respect to the awarding of costs against the Commonwealth, takes the plaintiffs' cases out of the general rule of G.L.c. 261, § 1. Rule 54 (d) reads in part: "Except when express provision therefor is made either in a statute of the Commonwealth or in these rules, costs shall be allowed as of course to the prevailing party unless the court otherwise directs; but costs against the Commonwealth, its officers, and agencies shall be imposed only to the extent permitted by law" (emphasis added). Although we note that rule 54 (d) does not operate to change preexisting law in the Commonwealth as to costs,[3] we agree with the director that rule 54 (d) requires that an award of costs against the Commonwealth be based on specific affirmative authority.[4] Such an interpretation indeed comports with the "general rule [of law] ... that the Commonwealth `cannot be impleaded in its own courts except with its consent, and, when that consent is granted, it can be impleaded only in the manner and to the extent expressed ... [by] statute....'" General Elec. Co. v. Commonwealth, 329 Mass. 661, *723 664 (1953), quoting from Glickman v. Commonwealth, 244 Mass. 148, 149-150 (1923). See Smith v. Commonwealth, 347 Mass. 453, 455-456 (1964); Executive Air Serv., Inc. v. Division of Fisheries & Game, 342 Mass. 356, 358 (1961); Putnam Furniture Bldg., Inc. v. Commonwealth, 323 Mass. 179, 185 (1948); Arthur A. Johnson Corp. v. Commonwealth, 306 Mass. 347, 349 (1940); McArthur Bros. v. Commonwealth, 197 Mass. 137, 138 (1908). By Rule 54 of the Dist. Mun. Cts. R. Civ. P. (1975), effective July 1, 1975, and applicable to the orders now in issue which were entered in August, 1976, Mass. R. Civ. P. 54 (d) governs procedure in the District Courts.[5] Inasmuch as we can determine the intent of the District Courts in the formulation of their rules of civil procedure by interpreting our own rules which they mirror, we think Dist. Mun. Cts. R. Civ. P. 54 (1975) likewise requires permissive statutory authority for the assessment of costs against the Commonwealth.[6]

The only express statutory authorization for imposition of costs against the Commonwealth in a G.L.c. 151A, § 42, *724 proceeding is found in G.L.c. 261, § 14, which provides: "In civil actions and in proceedings which are instituted by, or in the name of, the commonwealth, and not at the relation, in behalf, or for the use, of a private person, the commonwealth shall be liable for costs as is an individual." Although the plaintiffs argue that § 14 should be interpreted as rendering the Commonwealth liable for costs in "civil actions" whether or not such actions were instituted by it, and, in all other "proceedings," as rendering the Commonwealth liable for costs only if it initiated such proceedings on its own behalf, we think such an interpretation unsupportable. Notwithstanding the repetition of the word "in" in § 14, we think that the statute embodies an intelligible policy only if the clause commencing "which are instituted by" is read as modifying "civil actions," as well as "proceedings." Thus, the statute does not extend liability for costs to those actions which name the Commonwealth as a defendant.[7]

We disagree also with the plaintiffs' argument that the award of costs against the Commonwealth is authorized by G.L.c. 261, § 13 (as appearing in St. 1973, c. 1114, § 345), which provides: "In civil actions or other proceedings in which no provision is expressly made by law, the costs shall be wholly in the discretion of the court, but no greater amount shall be taxed therein than is allowed for similar charges in actions in which costs are expressly provided for by law." The plaintiffs argue that § 13 *725 granted discretion to the judge to award costs in the present cases. However, inasmuch as § 13 provides costs to be awarded in the discretion of the judge only where "no provision is expressly made by law," we think the plaintiffs' arguments fail in light of our discussion of Mass. R. Civ. P.

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Bluebook (online)
369 N.E.2d 1018, 373 Mass. 720, Counsel Stack Legal Research, https://law.counselstack.com/opinion/broadhurst-v-director-of-the-division-of-emp-sec-mass-1977.