Ayala v. United States

268 F. 296, 1920 U.S. App. LEXIS 2306
CourtCourt of Appeals for the First Circuit
DecidedOctober 27, 1920
DocketNo. 1372
StatusPublished
Cited by6 cases

This text of 268 F. 296 (Ayala v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ayala v. United States, 268 F. 296, 1920 U.S. App. LEXIS 2306 (1st Cir. 1920).

Opinion

JOHNSON, Circuit Judge.

The plaintiff in error; hereinafter called the defendant, was convicted at the April term, 1918, of the District Court of the United States for Porto Rico, upon an indictment in which he was charged, in two counts, with violation of section 237 of [297]*297the Penal Code of the United States (Comp. St. § 10407), the material part of which is as follows:

“Wligever shall bring or cause to be brought into the United States or any place subject to the jurisdiction thereof, from any foreign country, for the purpose of disposing of the same, any paper, certificate, or instrument purporting to be or to represent a ticket, chance, share, or interest in or depend-* ent upon the event of a lottery, gift enterprise, or similar scheme, offering prizes dependent in whole or in part upon lot or chance, or any advertisement of, or list of the prizes drawn or awarded by means of, any such lottery, gift enterprise, or similar scheme, * * * shall, for the first offense, be fined not more than one thousand dollars, or imprisoned not more than two years, or both.”

In the first count in the indictment he was charged with having brought or caused to be brought into the United States from a foreign state, to wit, the republic of Santo Domingo, to the island of Porto Rico, of the United States, 24 lists, papers, certificates, or instruments purporting to be and to represent and contain the numbers of the winning tickets corresponding to a drawing held on March 25, 1917, in a lottery known as “Padre Billini” in the republic of Santo Domingo.

In the second count he was charged with having brought or caused “to be brought into the United States from a foreign country, to wit, from the republic of Santo Domingo, into the district of Porto Rico, of the United States, a large number of papers, certificates, or instruments * * * purporting to be and to represent tickets, shares, chances, and interests in and dependent upon the event of a certain lottery offering prizes dependent in whole or in part upon lot or chance, to wit, the lottery in favor of the ‘Manicomio, Padre Billini,’ republic off Santo Domingo, which said lottery as aforesaid was to take place and be holden on the 13th day of May, 1917,” and that he brought said lottery tickets into the United States for the purpose of disposing of the same.

The errors assigned are: The admission of certain evidence; instructions of the court; and the denial of a motion to instruct the jury to return a verdict for the defendant.

. There was but little direct evidence, either upon the part of the government or of the defendant. That upon the part of the government, briefly stated, was that one Domingo Cummings, who was an inspector of customs at Ponce, on the island of Porto Rico, in the discharge of his official duties, had occasion to go aboard a Cuban steamship, the Santiago de Cuba, on the 9th day of April, 1917, which had arrived in the harbor of Ponce; that he saw the defendant on board the steamship with his wife and children, preparing to leave the ship to go aboard a launch which was to take them ashore, and thought the defendant was trying to avoid him and to conceal a package; that he followed the defendant down the gangplank of the steamer aboard the launch, and there demanded the package of him; that the defendant refused to give it to him, and when he made an effort to take it the defendant threw it overboard. The inspector recovered it from the water, and upon examination found that it contained what purported to be lottery tickets and lists of drawings in favor of the Insane Asy[298]*298lum Padre Billini, located at Santo Domingo, in the Dominican Republic.

There was evidence that the defendant was intending to sail upon the steamer to Santo Domingo. It, does not appear.whether he* or his wife and children had come in on the steamer, or where they boarded it; but it did appear that they were leaving the steamer with him when the inspector attempted to obtain the package from him. The testimony of the inspector was corroborated by that of two boatmen who were in the launch. Evidence as to his character was the only evidence introduced by the defendant.

[ 1 ] At the close of the evidence on the part of the government the defendant requested the court to dismiss the case, “because of lack of any evidence or any showing by the government sustaining the indictment.” This request was refused and exception taken. The defendant then introduced character testimony only, and at the close of all the testimony the defendant did not request the court to direct the jury to return a verdict of not guilty. The general rule is that, if the defendant, after denial of his motion to direct a verdict at the close of the government’s testimony, introduces testimony in his own behalf, he thereby waives his motion, and it is his duty to again renew his motion after all the evidence is closed. But, notwithstanding this rule, the Supreme Court has held that, where a plain error has been committed in the trial of a criminal case, it will be considered by the court, although a motion for a directed verdict was never made.

In Wiborg v. United States, 163 U. S. 632, 658, 16 Sup. Ct. 1127, 1197, 41 L. Ed. 289, the court said:

“No motion or request was made that the jury be instructed to find for defendants or either of them. Where an exception to a denial of such a motion or request is duly saved, it is open to the court to consider whether there is any evidence to sustain the verdict, though not to pass upon its weight or sufficiency; and although this question was not properly raised, yet if a plain error was committed in a matter so absolutely vital to defendants, we feel ourselves at liberty to correct it.”

In discussing the right of the appellate court to consider in criminal cases the ground upon which a verdict rests, Judge Sanborn said in Fielder v. United States, 227 Fed. 832, 833, 142 C. C. A. 356, 357:

“There is, however, an exception to the rule to the effect that in a criminal case, where the life or liberty of the citizen is at stake, the appellate court may, in the interest of justice, examine the evidence to see whether there was any substantial evidence whatever against the accused, and if none is found may reverse the judgment, although no motion or request was made on that ground, and no exception was taken or assignment of error made.”

And he cites Wiborg v. United States, supra, Clyatt v. United States, 197 U. S. 207, 221, 25 Sup. Ct. 429, 49 L. Ed. 726, Crawford v. United States, 212 U. S. 183, 194, 29 Sup. Ct. 260, 53 L. Ed. 465, 15 Ann. Cas. 392, Weems v. United States, 217 U. S. 349, 362, 30 Sup. Ct. 544, 54 L. Ed. 793, 19 Ann. Cas. 705, and several Circuit Court of Appeals cases.

Notwithstanding the failure of the defendant to move at the close of all the testimony for a directed verdict, we feel authorized to con[299]*299sider the error which has been assigned, as if the motion had been made at the proper time, and to determine whether there was any substantial evidence upon which the verdict of the jury could rest.

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268 F. 296, 1920 U.S. App. LEXIS 2306, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ayala-v-united-states-ca1-1920.