Avon v. Sastre

224 Conn. App. 155
CourtConnecticut Appellate Court
DecidedMarch 5, 2024
DocketAC45885
StatusPublished

This text of 224 Conn. App. 155 (Avon v. Sastre) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Avon v. Sastre, 224 Conn. App. 155 (Colo. Ct. App. 2024).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** TOWN OF AVON ET AL. v. JOSEPH SASTRE ET AL. (AC 45885) Elgo, Cradle and Seeley, Js.

Syllabus

Pursuant to statute (§ 1-200 (5)), ‘‘ ‘[p]ublic records or files’ means any recorded data or information relating to the conduct of the public’s business prepared, owned, used, received or retained by a public agency . . . .’’ Pursuant further to statute (§ 1-210 (b)), ‘‘[n]othing in the Freedom of Infor- mation Act shall be construed to require disclosure of . . . communica- tions privileged by the attorney-client relationship . . . .’’ The plaintiffs, the town of Avon and its town manager, B, appealed from the judgment of the trial court dismissing their administrative appeal from the final decision of the defendant Freedom of Information Com- mission ordering the plaintiffs to disclose certain information to the defendant S pursuant to the Freedom of Information Act (§ 1-200 et seq.). A managerial level town employee met with B to seek his guidance on how to handle certain work-related incidents and events involving the town’s chief of police, R, that the employee had observed. Following that meeting, B contacted the town’s attorney, who asked whether the employee had any documentation of those incidents. B subsequently contacted the employee, who confirmed that he had created a log detail- ing incidents occurring over the course of more than one year. The employee provided the log to B, who made a copy of the log, provided the copy to the town attorney, and returned the log to the employee. Pursuant to a memorandum from the town, R was placed on administra- tive leave, pending an investigation. Sometime thereafter, the town and R executed a severance agreement, and R retired from his position as chief of police. A few months later, S submitted a request that the town provide him with any and all records relating to the accusations concerning R. In response to this request, the plaintiffs provided S with a copy of the memorandum placing R on leave and the severance agreement; however, neither document included the reason behind the decision to place R on administrative leave, and the plaintiffs did not provide S with a copy of the log that had been given by the town employee to B documenting that employee’s observations of R’s conduct. S filed an appeal with the commission alleging that the plaintiffs had violated the act by failing to provide him with the log. During the hearing on S’s complaint before a hearing officer for the commission, the plain- tiffs’ sole argument in opposition to S’s request was that the log was exempt from disclosure due to the attorney-client privilege pursuant to § 1-210 (b). After the hearing officer issued her proposed final decision, finding that the log was not exempt from disclosure under the attorney- client privilege, the town responded to the proposed decision and, in addition to maintaining its argument that the log was protected from disclosure under the attorney-client privilege, also argued that the log was not a public record under the act because it consisted of the personal notes of an individual. In its final decision, the commission found that the log was a public record within the meaning of the act and concluded that the log was not a document protected by the attorney-client privi- lege, and, thus, it was not exempt from disclosure under the act. The commission therefore ordered that the log be disclosed to S. The plain- tiffs filed an administrative appeal with the trial court, which, after a hearing, issued a memorandum of decision in which it agreed with the decision of the commission and dismissed the plaintiffs’ administrative appeal. On appeal to this court, the plaintiffs argued, inter alia, that the commission erred by not considering or applying the four part test for determining whether a communication between a public employee and an attorney is privileged set forth in Shew v. Freedom of Information Commission (245 Conn. 149), which provides that communications to an attorney for a public agency are protected from disclosure by privilege if the attorney is acting in a professional capacity for the agency, the communications are made to the attorney by current employees or officials of the agency, the communications relate to the legal advice sought by the agency from the attorney, and the communications are made in confidence. The commission, in turn, argued that the commis- sion properly determined that the plaintiffs failed to demonstrate one of the three criteria set forth in State v. Kosuda-Bigazzi (335 Conn. 327) for establishing that a document is privileged, either by showing that the document is itself the record or memorialization of a communication between the client and the attorney, that the document was created with the intent to communicate the contents to an attorney and the client actually communicated the contents to the attorney, or that a preexisting document has been transformed into a communication for the purpose of seeking legal advice and that the document was communi- cated to or intended to be communicated to an attorney. Held: 1. The plaintiffs could not prevail on their claim that the trial court erred in concluding that the log was a public record pursuant to the act: a. Contrary to the plaintiffs’ claim, this court concluded that the log included information relating to the conduct of the public’s business under § 1-200 (5): there was no doubt that the public has an interest in the conduct of police, as public employees, and a log detailing concerns about the work-related conduct of the town’s chief of police implicated the public’s business and concern; moreover, § 1-200 must be construed in light of the overall purpose of the act, which favors disclosure of government records; furthermore, B conceded in his hearing testimony that the revelations in the log about the conduct of R were crucial to the decision to place him on leave, and the fact that the log triggered such an action, particularly against a high-level town official whose job involved public safety, supported the conclusion that the log included information relating to the conduct of the public’s business, as the con- tents of the log provided a basis for understanding the town’s investiga- tive process, its decision making and its overall handling of R’s employ- ment, which eventually resulted in his resignation and a subsequent severance agreement between R and the town. b.

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Bluebook (online)
224 Conn. App. 155, Counsel Stack Legal Research, https://law.counselstack.com/opinion/avon-v-sastre-connappct-2024.