Austin v. Delligatti

137 Misc. 2d 530, 520 N.Y.S.2d 994, 1987 N.Y. Misc. LEXIS 2617
CourtNew York Supreme Court
DecidedOctober 26, 1987
StatusPublished

This text of 137 Misc. 2d 530 (Austin v. Delligatti) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Austin v. Delligatti, 137 Misc. 2d 530, 520 N.Y.S.2d 994, 1987 N.Y. Misc. LEXIS 2617 (N.Y. Super. Ct. 1987).

Opinion

OPINION OF THE COURT

Vincent R. Balletta, Jr., J.

This proceeding was commenced pursuant to CPLR article 4 by order to show cause by the petitioner Leonard B. Austin, the Democratic candidate for Supervisor of the Town of Oyster Bay, seeking an order declaring, inter alia, that certain conduct of the respondents is false and fraudulent.

The petitioner contends that various campaign signs and [531]*531literature which contain the word "return” with respect to Angelo Delligatti are false and fraudulent since Mr. Delligatti is not the incumbent Supervisor of the Town of Oyster Bay. He requests that this court order the removal of those signs or political advertisements which contain the word "return”, and grant a further order preventing the erection of additional signs or advertisements and the distribution of literature which contains the word "return”. In addition, he requests money damages "to pay for corrective political advertising.”

The respondents have raised as a threshold question the argument that the court has no jurisdiction in this matter since the petitioner has failed to make a complaint pursuant to the Fair Campaign Code (9 NYCRR 6201.1 et seq. [Code]), and section 3-106 of the Election Law, entitled "Fair campaign code”, which requires the State Board of Elections to adopt a Fair Campaign Code "setting forth ethical standards of conduct for persons, political parties and committees engaged in election campaigns” (§ 3-106 [1]). Among other things, subdivision (3) of section 3-106 provides: "The state board of elections, on its own initiative, or upon complaint or otherwise, may investigate any alleged violation of the fair campaign code and, in appropriate cases, may apply for an order, as provided in this article.”

In addition, section 3-102 of the Election Law states that "the state board of elections shall have the power and duty to:

"1. issue instructions and promulgate rules and regulations relating to the administration of the election process, election campaign practices and campaign financing practices consistent with the provisions of law”.

Pursuant to the terms and provisions of section 3-106, the State Board of Elections did adopt a "Fair Campaign Code” and established rules and regulations pertaining thereto (Rules of the State Board of Elections part 6201 [9 NYCRR]). Section 6201.1 of the Code requires that "No person, political party or committee during the course of any campaign * * * shall * * * engage in * * *

"(b) Political practices involving subversion or undermining of political parties or the electoral process including, but not limited to, the preparation or distribution of any fraudulent, forged or falsely identified writing”.

Section 6201.3 of the Code outlines the procedure to be [532]*532followed with respect to the initiation of a proceeding. A proceeding is commenced under the Fair Campaign Code when the New York State Board of Elections "receives a written complaint * * * alleging the commission or omission of acts, in violation of the code” or it "undertakes an investigation of an alleged violation of the code” on its own initiative. (9 NYCRR 6201.3 [a] [1] [i], [ii].)

Article 16 of the Election Law, entitled "Judicial Proceedings”, provides the statutory authority for judicial intervention.

Section 16-100 vests the Supreme Court with jurisdiction to summarily determine any question of law or fact arising as to any subject set forth in article 16, under the following circumstances:

1. Proceedings as to designations and nominations, primary elections, etc. (§ 16-102).

2. Proceedings as to form of ballot, party name, etc. (§ 16-104).

3. Proceedings as to the casting and canvassing of ballots (§ 16-106).

4. Proceedings as to registration and voting (§ 16-108).

5. Proceedings as to enrollment (§ 16-110).

6. Proceedings for examination or preservation of ballots (§ 16-112).

7. Proceedings to compel filing of statements or corrected statements of campaign receipts, expenditures and contributions (§ 16-114).

8. Proceedings to review removal of a committee member or officer (§ 16-118).

It is well settled that there exists no inherent power to extend judicial review of election matters beyond that set forth in the Election Law. This was so under former Election Law § 330 (Matter of Narel v Kerr, 22 AD2d 979 [3d Dept 1964]), and remains the rule under article 16. Further, any extension of the summary remedies provided by the Election Law must come from the Legislature. (Matter of Hogan v Supreme Ct., 281 NY 572 [1939].) There is a long line of cases which has taken the position that Special Term has no inherent powers in election proceedings — it has only those powers provided under the Election Law. (Matter of McGuinness v DeSapio, 9 AD2d 65 [1st Dept 1959].) The Supreme Court has no inherent power to expand judicial review of election mat[533]*533ters beyond that provided by statute. It has only such powers as are given by statute. (Matter of Corrigan v Board of Elections, 38 AD2d 825 [2d Dept 1972]; (Matter of Kranis v Monserrat, 63 Misc 2d 119 [Sup Ct, Kings County 1970]; Matter of Quinn v Keogh, 61 Misc 2d 392 [Sup Ct, Schenectady County 1969]; Matter of Oster, 42 Misc 2d 432 [Sup Ct, Onondaga County 1964]; Matter of Hanley v Creaser, 31 Misc 2d 1069 [Sup Ct, Washington County 1961].) ”[I]n election cases a court may only exercise the powers granted to it within the framework of the procedures prescribed by the statute. Under these circumstances, Special Term, having no proceeding before it brought pursuant to section 330 of the Election Law, was powerless to initiate a proceeding or treat the article 78 proceeding as such”. (Matter of Mansfield v Epstein, 5 NY2d 70, 74 [1958]; Matter of Kane v Republican County Comm., 17 AD2d 707 [2d Dept 1962], affd 12 NY2d 658; also see, Matter of Harwood v Meisser, 41 AD2d 531 [2d Dept 1973], affd 31 NY2d 1000.)

The petitioner contends that he is not required to exhaust his administrative remedies before applying to the courts for relief. He views the Fair Campaign Practice Act and the Code which has been established pursuant to legislative mandate as providing rights in addition to an application in the Supreme Court.

This court finds no merit to that argument. The Legislature mandated the Election Board to promulgate a Fair Campaign Code, and the mere fact that subdivision (3) of the enabling legislation provides that the Board “may investigate any alleged violation” does not give this petitioner the right to choose his forum.

In the event that the Board of Elections fails to investigate any complaint, or, further, fails to proceed in accordance with the rules and regulations promulgated by the Board, then an aggrieved party would have redress to the courts, but in the view of this court, an aggrieved party is required to make a complaint in the first instance to the Board of Elections under the Fair Campaign Code. (See, Matter of Marchi v Acito, 77 AD2d 118 [3d Dept 1980].) The specific authority vested in the courts, as previously outlined, and the cases cited with respect to the court’s inherent power, make clear the obligation of the aggrieved party to proceed administratively in the first instance.

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Related

Schieffelin v. Valentine Komfort
106 N.E. 675 (New York Court of Appeals, 1914)
Matter of Hogan v. Supreme Court
24 N.E.2d 472 (New York Court of Appeals, 1939)
Mansfield v. Epstein
154 N.E.2d 368 (New York Court of Appeals, 1958)
Kane v. Republican County Committee
185 N.E.2d 12 (New York Court of Appeals, 1962)
Harwood v. Meisser
293 N.E.2d 827 (New York Court of Appeals, 1973)
Lisa v. Board of Elections
357 N.E.2d 1013 (New York Court of Appeals, 1976)
McGuinness v. DeSapio
9 A.D.2d 65 (Appellate Division of the Supreme Court of New York, 1959)
Kane v. Republican County Committee
17 A.D.2d 707 (Appellate Division of the Supreme Court of New York, 1962)
Narel v. Kerr
22 A.D.2d 979 (Appellate Division of the Supreme Court of New York, 1964)
Corrigan v. Board of Elections
38 A.D.2d 825 (Appellate Division of the Supreme Court of New York, 1972)
Harwood v. Meisser
41 A.D.2d 531 (Appellate Division of the Supreme Court of New York, 1973)
Lisa v. Board of Elections
54 A.D.2d 746 (Appellate Division of the Supreme Court of New York, 1976)
Marchi v. Acito
77 A.D.2d 118 (Appellate Division of the Supreme Court of New York, 1980)
Cahill v. Public Service Commission
113 A.D.2d 603 (Appellate Division of the Supreme Court of New York, 1986)
Hanley v. Creaser
31 Misc. 2d 1069 (New York Supreme Court, 1961)
Oster v. Village of Jordan
42 Misc. 2d 432 (New York Supreme Court, 1964)
Rook v. Skuse
47 Misc. 2d 715 (New York Supreme Court, 1965)
Quinn v. Kehoe
61 Misc. 2d 392 (New York Supreme Court, 1969)
Kranis v. Monserrat
63 Misc. 2d 119 (New York Supreme Court, 1970)
Halldow v. Wykle
68 Misc. 2d 155 (New York Supreme Court, 1971)

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Bluebook (online)
137 Misc. 2d 530, 520 N.Y.S.2d 994, 1987 N.Y. Misc. LEXIS 2617, Counsel Stack Legal Research, https://law.counselstack.com/opinion/austin-v-delligatti-nysupct-1987.