Auburn Police Union v. Carpenter

8 F.3d 886, 1993 WL 456438
CourtCourt of Appeals for the First Circuit
DecidedNovember 12, 1993
Docket92-1951, 92-2028
StatusPublished
Cited by86 cases

This text of 8 F.3d 886 (Auburn Police Union v. Carpenter) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Auburn Police Union v. Carpenter, 8 F.3d 886, 1993 WL 456438 (1st Cir. 1993).

Opinion

LEVIN H. CAMPBELL, Senior Circuit Judge.

The State of Maine has enacted a law (hereinafter “the Act”) prohibiting a person from soliciting property from the general public that tangibly benefits any law enforcement officer, agency or association. 1 Violations of the Act are declared to contravene the Maine Unfair Trade Practices Act, and they may be enjoined and penalized civilly. Me.Rev.Stat.Ann. tit. 5, § 209 (West 1992).

Plaintiffs comprise a coalition of police unions, individual law enforcement officers, a professional fundraiser and a private citizen. 2 They sued in the United States District Court for the District of Maine pursuant to 42 U.S.C. § 1983, seeking to enjoin the Act and to have it declared unconstitutional under the First and Fourteenth Amendments to the United States Constitution.

While declaring that the provision for in-junctive enforcement was an unconstitutional prior restraint, the district court otherwise upheld the Act against plaintiffs’ overbreadth and equal protection challenges. Both the State of Maine and plaintiffs appeal. We vacate the district court’s determination that the injunctive relief provision amounts to an impermissible prior restraint, and affirm the district court’s upholding of the constitutionality of the Act.

I.

As the Act was originally enacted in 1977, its sole exception was for solicitations by or on behalf of law enforcement officers campaigning for election to public office — an exception still in existence. Me.Rev.Stat.Ann. tit. 25, § 3703. In 1983, the Act was amended to allow game wardens to sell historical publications describing state parks. 3 Me. Rev.Stat.Ann. tit. 25, § 3702.

In 1983, Maine’s Attorney General brought an action under the Unfair Trade Practices Act, Me.Rev.Stat.Ann. tit. 5, §§ 205-A to *890 214, against the Maine State Troopers Association (“M.S.T.A.”) — a law enforcement association as defined in Me.Rev.Stat.Ann. tit. 25, § 3701(2) — to enjoin the M.S.T.A. from engaging in solicitations in violation of § 3702. The Attorney General alleged that the M.S.T.A. had sold and offered to sell advertisements to Maine businesses -for insertion in its magazine, “The Maine State Trooper.” The M.S.T.A. challenged the Act’s constitutionality, and the case went to the Maine Supreme Judicial Court (the “Law Court”), which in 1985 upheld the Act as constitutional. See State v. Maine State Troopers Ass’n (“MSTA”), 491 A.2d 538 (Me.), appeal dismissed, 474 U.S. 802, 106 S.Ct. 34, 88 L.Ed.2d 28 (1985).

The Law Court found that Maine had a compelling interest in avoiding police coercion. It found irrelevant the subjective intent of the solicitor and the absence of any complaint of coercion: “... at least the appearance of coercion inheres in every solicitation on behdlf of law enforcement,” undermining “the integrity of the office.” Id. at 542-43. The Law Court noted the Maine Legislature’s finding that “ [solicitation by a law enforcement agency is inherently coercive.” Id. In the court’s view, the State’s interest “in protecting the reputation of its law enforcement bodies is undeniably substantial. Indeed, we would be hard pressed to suggest a weightier interest.” Id. Holding the statute not to be “fatally overbroad,” the Law Court emphasized that “the integrity of the State’s law enforcement agents is cast in doubt with every solicitation on their behalf.” Id. Thus the court found the Act constitutional.

The Law Court, however, affirmed the lower court’s decision that under the Equal Protection Clause of the Fourteenth Amendment, the State could not impose any greater restrictions on the solicitation activities of other law enforcement officers than were imposed upon state wardens. Id. at 544. 4 The Maine State Troopers Association appealed from the Law Court’s decision to the Supreme Court of the United States, which summarily dismissed the appeal for want of a substantial federal question. Maine State Troopers Ass’n v. Maine, 474 U.S. 802, 106 S.Ct. 34, 88 L.Ed.2d 28 (1985).

In 1989, following the Supreme Court’s summary dismissal of the appeal in MSTA, the Maine Legislature amended the Act so as to permit the Department of the Attorney General to charge for the cost of consumer education materials. Me.Rev.Stat. tit. 25, § 3706. The Legislature additionally amended the Act to permit solicitations for a period of one year, later extended an additional six months, to raise funds for the construction of a memorial to slain police officers. Priv. & Spec. Laws 1989, Ch. 47; Priv. & Spec. Laws 1990, Ch. 114.

In 1990, the same plaintiffs who brought the present suit challenged the constitutionality of the Act in the federal district court. See Auburn Police Union v. Tierney (“Auburn I”), 756 F.Supp. 610 (D.Me.1991). The district court affirmed the magistrate judge, who ruled in a comprehensive opinion that the Supreme Court’s summary dismissal of MSTA was not a binding precedent because the Legislature’s enactment of the above exceptions had undermined MSTA’s premise that all solicitation by law enforcement officers and organizations is inherently coercive. Id. at 616. 5 The court held that the Act was unconstitutionally overbroad and invalid on its face because “[a] complete prohibition on police solicitation is not narrowly tailored to Maine’s evident interest in banning some, but not all, such solicitation.” Id. at 618. The court further concluded that the Act violated the Equal Protection Clause of the Fourteenth Amendment because the State could not demonstrate a substantial governmental interest in permitting police solicitation for a memorial to slain officers, while prohibiting police solicitation for other causes. Id. at 619. Finally, the district court determined *891 that the Act constituted an impermissible prior restraint because it “silences by fiat an entire category of charitable solicitation.” Id. at 618. The State of Maine did not appeal in that case.

Instead, in 1991, the Maine Legislature repealed the exemptions, except for the exemption for solicitations by or on behalf of law enforcement officers running for public office. 6

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8 F.3d 886, 1993 WL 456438, Counsel Stack Legal Research, https://law.counselstack.com/opinion/auburn-police-union-v-carpenter-ca1-1993.