Astrue v. Capato Ex Rel. B. N. C.

132 S. Ct. 2021, 182 L. Ed. 2d 887, 566 U.S. 541, 2012 U.S. LEXIS 3782
Supreme Court of the United States·Decided May 21, 2012·No. 11-159·Published·Cited by 46 cases

Opinion

Justice Ginsburg

delivered the opinion of the Court.

Karen and Robert Capato married in 1999, Robert died of cancer less than three years later. With the help of in vitro fertilization, Karen gave birth to twins 18 months after her husband's death. Karen's application for Social Security survivors benefits for the twins, which the Social Security Administration (SSA) denied, prompted this litigation. The technology that made the twins' conception and birth possible, it is safe to say, was not contemplated by Congress when the relevant provisions of the Social Security Act (Act) originated (1939) or were amended to read as they now do (1965).

Karen Capato, respondent here, relies on the Act's initial definition of “child” in 42 U. S. C. § 416(e): “ ‘[C]hild' means . . . the child or legally adopted child of an [insured] individual.” Robert was an insured individual, and the twins, it is uncontested, are the biological children of Karen and Robert. That satisfies the Act’s terms, and no further inquiry is in order, Karen maintains. The SSA, however, identifies subsequent provisions, §§ 416(h)(2) and (h)(3)(C), as critical, and reads them to entitle biological children to benefits only if they qualify for inheritance from the decedent under state *545 intestacy law, or satisfy one of the statutory alternatives to that requirement.

We conclude that the SSA’s reading is better attuned to the statute’s text and its design to benefit primarily those supported by the deceased wage earner in his or her lifetime. And even if the SSA’s longstanding interpretation is not the only reasonable one, it is at least a permissible construction that garners the Court’s respect under Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U. S. 837 (1984).

I

Karen Capato married Robert Capato in May 1999. Shortly thereafter, Robert was diagnosed with esophageal cancer and was told that the chemotherapy he required might render him sterile. Because the couple wanted children, Robert, before undergoing chemotherapy, deposited his semen in a sperm bank, where it was frozen and stored. Despite Robert’s aggressive treatment regime, Karen conceived naturally and gave birth to a son in August 2001. The Capatos, however, wanted their son to have a sibling.

Robert’s health deteriorated in late 2001, and he died in Florida, where he and Karen then resided, in March 2002. His will, executed in Florida, named as beneficiaries the son born of his marriage to Karen and two children from a previous marriage. The will made no provision for children conceived after Robert’s death, although the Capatos had told their lawyer they wanted future offspring to be placed on a par with existing children. Shortly after Robert’s death, Karen began in vitro fertilization using her husband’s frozen sperm. She conceived in January 2003 and gave birth to twins in September 2003, 18 months after Robert’s death.

Karen Capato claimed survivors insurance benefits on behalf of the twins. The SSA denied her application, and the U. S. District Court for the District of New Jersey affirmed the agency’s decision. See App. to Pet. for Cert. 33a (decision of the Administrative Law Judge); id., at 15a (District *546 Court opinion). In accord with the SSA’s construction of the statute, the District Court determined that the twins would qualify for benefits only if, as § 416(h)(2)(A) specifies, they could inherit from the deceased wage earner under state intestacy law. Robert Capato died domiciled in Florida, the court found. Under that State’s law, the court noted, a child born posthumously may inherit through intestate succession only if conceived during the decedent’s lifetime. Id., at 27a-28a. 1

The Court of Appeals for the Third Circuit reversed. Under § 416(e), the appellate court concluded, “the undisputed biological children of a deceased wage earner and his widow” qualify for survivors benefits without regard to state intestacy law. 631 F. 3d 626, 631 (2011). 2 Courts of Appeals have divided on the statutory interpretation question this case presents. Compare ibid, and Gillett-Netting v. Barnhart, 371 F. 3d 593, 596-597 (CA9 2004) (biological but posthumously conceived child of insured wage earner and his widow qualifies for benefits), with Beeler v. Astrue, 651 F. 3d 954, 960-964 (CA8 2011), and Schafer v. Astrue, 641 F. 3d 49, 54-63 (CA4 2011) (posthumously conceived child’s qualification for benefits depends on intestacy law of State in which wage earner was domiciled). To resolve the conflict, we granted the Commissioner’s petition for a writ of certiorari. 565 U. S. 1033 (2011).

*547 II

Congress amended the Social Security Act in 1939 to provide a monthly benefit for designated surviving family members of a deceased insured wage earner. “Child’s insurance benefits” are among the Act’s family-protective measures. 53 Stat. 1364, as amended, 42 U. S. C. § 402(d). An applicant qualifies for such benefits if she meets the Act’s definition of “child,” is unmarried, is below specified age limits (18 or 19) or is under a disability which began prior to age 22, and was dependent on the insured at the time of the insured’s death. § 402(d)(1). 3

To resolve this case, we must decide whether the Capato twins rank as “child[ren]” under the Act’s definitional provisions. Section 402(d) provides that “[e]very child (as defined in section 416(e) of this title)” of a deceased insured individual “shall be entitled to a child’s insurance benefit.” Section 416(e), in turn, states: “The term ‘child’ means (1) the child or legally adopted child of .an individual, (2) a stepchild [under certain circumstances], and (3) . . . the grandchild or stepgrandchild of an individual or his spouse [who meets certain conditions].”

The word “child,” we note, appears twice in §416(e)’s opening sentence: initially in the prefatory phrase, “[t]he term ‘child’ means ...,” and, immediately thereafter, in subsection (e)(1) (“child or legally adopted child”), delineating the first of three beneficiary categories. Unlike §§ 416(e)(2) and *548 (e)(3),' which specify the circumstances under which stepchildren and grandchildren qualify for benefits, § 416(e)(1)' lacks any elaboration. Compare § 416(e)(1) (referring simply to “the child ... of an individual”) with, e. g., § 416(e)(2) (applicant must have been a stepchild for at least nine months before the insured individual’s death).

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Astrue v. Capato Ex Rel. B. N. C., 132 S. Ct. 2021, 182 L. Ed. 2d 887, 566 U.S. 541, 2012 U.S. LEXIS 3782 (U.S. 2012).

132 S. Ct. 2021 (Astrue v. Capato Ex Rel. B. N. C.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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