Assenza v. Horowitz

26 Misc. 3d 356
CourtNew York Supreme Court
DecidedOctober 9, 2009
StatusPublished

This text of 26 Misc. 3d 356 (Assenza v. Horowitz) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Assenza v. Horowitz, 26 Misc. 3d 356 (N.Y. Super. Ct. 2009).

Opinion

OPINION OF THE COURT

Joseph J. Maltese, J.

The motion of Arthur Buonaspina, M.D. for summary judgment pursuant to Civil Practice Law and Rules § 32121 is denied. The cross motion for summary judgment made by Mark Horowitz, M.D. was supported by his own “expert” affidavit without adding impartial expert opinion. A “self-serving” affidavit requires scrutiny to assess its weight, but it is admissible. However, Dr. Horowitz failed to provide supporting proof to his cross motion2 and it is denied. Cross motion by Amanda Assenza and her father, David Assenza, to deny Dr. Buonaspina’s motion is granted. The cross motion by Amanda and David Assenza pursuant to CPLR 8303-3 seeking sanctions, costs, disbursements and attorney fees is denied.

Facts

On October 11, 2005, Amanda was admitted to Staten Island University Hospital (SIUH). That day, Amanda had ureter and bladder surgery. The night following her surgery, Amanda’s bladder was catheterized, bloody urine was drained, and the catheter was removed. Amanda had difficulty urinating through the next day, evening and night and a nurse telephoned Dr. Horowitz who again gave an order to catheterize her. Dr. Horowitz testified that he spoke on the telephone to Debra Assenza. Dr. Horowitz asserts that Amanda’s mother gave consent for the catheterization, and that she “did not express hesitancy” regarding the plan.4 Debra Assenza later said doing the procedure was “OK,”5 and affirmed she never refused the procedure. There is no record Debra Assenza signed a formal consent for this catheterization.

[358]*358Dr. Juae Cynthia Chang, the pediatric resident on call, saw Amanda’s mother before catheterizing Amanda again. Dr. Chang said that she was repeatedly asked, “if we can avoid the catheterization.”6 Dr. Chang consulted with Dr. Buonaspina, who was then present. As a result, Amanda was not catheterized. Dr. Buonaspina accepted Dr. Chang’s reported conversation with Amanda’s mother, and countermanded Dr. Horowitz’s order. Dr. Buonaspina then ordered that Amanda be observed rather than be catheterized. In his view, catheterizing Amanda would have been contrary to Debra Assenza’s expressed wishes.7 Dr. Buonaspina said that he asked Dr. Horowitz be called to confirm concurrence with this new plan: observing, not catheterizing. The next day, October 13, 2005, fluid exuded from Amanda’s abdominal wound.8 A perforation of the bladder with leakage of urine was subsequently confirmed,9 and Amanda’s bladder leakage was repaired on October 17, 2005. She was discharged from SIUH on October 20, 2005.

Discussion

A motion for summary judgment requires “the cause of action or defense shall be established sufficiently to warrant the court . . . directing judgment in favor of any party.”10 The proponent has the burden of tendering sufficient evidence to preclude material issues of fact.11 Once the moving party has made a showing of sufficient evidence, the burden shifts to the opposing party to put forth admissible evidence to establish a triable issue for the factfinder.12 In medical malpractice, the party opposing must submit opposing proof.13

[359]*359I. Dr. Horowitz’s Cross Motion for Summary Judgment

Dr. Horowitz has submitted his own affidavit, offered explicitly as an “expert opinion,”14 but does not provide an additional opinion from an independent, impartial expert. For authority, Dr. Horowitz relies upon a judicial decision in which a lay plaintiff offered only her own affidavit stating that unnamed doctors said part of her treatment was unnecessary.15 In that case, the physician defendant did not offer an independent expert’s opinion. The court said “expert opinion evidence from a party defendant which bears a strong factual relationship to the alleged injury requires an expert response from the plaintiff.”16

Dr. Horowitz also relies upon Toomey v Adirondack Surgical Assoc., wherein a defendant physician’s affidavit as an expert opinion was accepted when it was “detailed, specific and factual in nature and does not assert in simple conclusory form that the physician acted within the accepted standards of medical care.”17 Toomey, relied upon a chain of preceding cases in which a defendant physician’s affidavit was accepted by the court with “sufficient evidence to eliminate any material issues of fact from the case.”18 These cases ultimately rely upon the Court of Appeals when it said “bare conclusory assertions echoed by all three defendants that they did not deviate from good and accepted medical practices, with no factual relationship to the alleged injury, do not establish that the cause of action has no merit.”19 In Toomey, its additional antecedents,20 and its descendants,21 the Appellate Division, Third Department jumps from requiring factual assertions related to an alleged injury, and lands upon an acceptance of a self-serving statement as a valid expert opinion.

[360]*360In the Appellate Division, Second Department, a plaintiff failed to establish a prima facie case by not submitting an expert opinion, but relied only upon the affirmation of counsel.22 In that case, the defendant doctor supplied an affidavit, but not an independent medical expert,23 and the court concluded that “[a]n affidavit of an independent medical expert was not required here.”24 In other cases, the Appellate Division, Second Department permitted a self-serving affidavit of a physician defendant,25 and that of a dentist defendant presenting “his own expert affidavit . . . and the plaintiffs medical and dental records.”26 The Appellate Division, Second Department found deficiency in a plaintiffs expert’s opinion because it was merely speculative in assigning negligence.27 That case cites Toomey: “[t]he defendants established, prima facie, their entitlement to summary judgment based on their affidavits which were detailed, specific, and factual in nature indicating that their treatment of the infant plaintiff did not depart from good and accepted medical practice.”28 This court deduces from this line of cases that plaintiff must offer expert medical opinion without which no prima facie case of medical malpractice is valid. This court concedes to precedent suggesting a physician defendant may offer a self-serving affidavit as an expert opinion in lieu of the opinion of a disinterested nonparty expert.

Here, Dr. Horowitz’s self-serving affidavit is set against plaintiffs’ expert opinion offered as being impartial. Ideally, an impartial expert opinion should be countered by an opposing disinterested expert opinion. Expert opinions should assist the court and its factfinders, and not be mere partisan exhortations. The Court of Appeals has held that in medical malpractice, “expert testimony of a medical nature will be required to assist the jury in understanding.”29

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Bluebook (online)
26 Misc. 3d 356, Counsel Stack Legal Research, https://law.counselstack.com/opinion/assenza-v-horowitz-nysupct-2009.