ASPCA v. APHIS & Dep't of Agric.

CourtCourt of Appeals for the Second Circuit
DecidedFebruary 16, 2023
Docket21-1489
StatusPublished

This text of ASPCA v. APHIS & Dep't of Agric. (ASPCA v. APHIS & Dep't of Agric.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
ASPCA v. APHIS & Dep't of Agric., (2d Cir. 2023).

Opinion

21-1489 ASPCA v. APHIS & Dep’t of Agric.

In the United States Court of Appeals FOR THE SECOND CIRCUIT

AUGUST TERM 2021 No. 21-1489

AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS, Plaintiff-Appellant,

v.

ANIMAL AND PLANT HEALTH INSPECTION SERVICE, UNITED STATES DEPARTMENT OF AGRICULTURE, Defendants-Appellees.

On Appeal from the United States District Court for the Southern District of New York

ARGUED: JUNE 2, 2022 DECIDED: FEBRUARY 16, 2023

Before: LEVAL, PARKER, and MENASHI, Circuit Judges.

The American Society for the Prevention of Cruelty to Animals (“ASPCA”) appeals the judgment of the district court dismissing its “policy or practice” claim brought under the Freedom of Information Act (“FOIA”) against the Department of Agriculture and its component agency the Animal and Plant Health Inspection Service. The ASPCA alleged that the agencies adopted a policy or practice of violating the FOIA when, on February 3, 2017, the agencies decommissioned two online databases of frequently requested documents. The ASPCA argued that the policy or practice violates the FOIA because the decommissioning exacerbated delays in processing FOIA requests and caused some requests to be improperly withheld through excessive redaction.

While the ASPCA’s action was pending before the district court, Congress enacted a new statute that required the agencies to recommission the databases, and the agencies complied. The district court held that the ASPCA’s policy or practice claim was resolved when the agencies recommissioned the databases as required by law. We agree and hold that under these circumstances the ASPCA cannot state a policy or practice claim. The judgment of the district court is affirmed.

Judge Menashi concurs in a separate opinion.

KATHLEEN R. HARTNETT, Cooley LLP, San Francisco, CA (Patrick Hayden, Cooley LLP, New York, NY, and Erin Estevez, Holland & Knight, Tysons, VA, on the brief), for Plaintiff-Appellant.

NATASHA W. TELEANU, Assistant United States Attorney (Benjamin H. Torrance, Assistant United States Attorney, on the brief), for Damian Williams, United States Attorney for the Southern District of New York, New York, NY.

2 PER CURIAM:

Plaintiff-Appellant the American Society for the Prevention of Cruelty to Animals (“ASPCA”) appeals the judgment of the district court granting judgment on the pleadings to Defendants-Appellees the U.S. Department of Agriculture and the Animal and Plant Health Inspection Service (“APHIS”), a component agency of the Department (together, “the agencies”). The ASPCA brought twenty- six claims under the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552, challenging the withholding and redaction of requested records. According to the ASPCA, the records revealed information about the agencies’ maintenance of animal welfare standards, including the licensing and regulation of animal dealers and exhibitors. The district court adjudicated each of the withholdings.

The ASPCA’s last challenge—and the only one at issue in this appeal—was a “policy or practice” claim against the agencies. The ASPCA alleged that the agencies adopted a policy or practice that systematically violated the FOIA in a manner requiring equitable relief from the district court. The district court concluded that the ASPCA failed to state a policy or practice claim. We affirm.

BACKGROUND

On April 8, 2019, 1 the ASPCA sued the agencies under the FOIA alleging that the agencies followed a “policy or practice” of

1The ASPCA filed an amended complaint on May 31, 2019. J. App’x 11-83. We rely on the ASPCA’s allegations in the amended complaint.

3 violating the FOIA. 2 Specifically, the ASPCA alleged that the agencies

have regularly and repeatedly failed or refused to abide by the FOIA’s requirement that agencies shall determine within 20 business days of receiving a FOIA request whether to comply with such request and shall immediately notify the person making such request of such determination and the reasons therefor. Furthermore, [the agencies] have regularly and repeatedly failed or refused to respond to [the ASPCA’s] appeals within the time period required by the FOIA and have regularly and repeatedly failed or refused to release requested records promptly, within a reasonable period of time, or at all.

J. App’x 80-81; see also 5 U.S.C. § 552(a)(6)(A)(i). In addition, the ASPCA alleged that the agencies had “released only substantially redacted records, citing FOIA [e]xemptions that do not apply.” J. App’x 81. The ASPCA’s “policy or practice” claim encompassed the “erroneous redactions” as well as the “unreasonable, inexcusable and unexplained delays,” both of which “blocked the ASPCA’s access to vital information contained in the requested records.” J. App’x 81. According to the ASPCA, these actions showed that the agencies “adopted, endorsed, or implemented a policy or practice that constitutes an ongoing failure to abide by the FOIA’s requirements in

2 The ASPCA’s suit followed exhaustion of its administrative appeals. See 5 U.S.C. § 552(a)(6)(C)(i).

4 connection with the processing of [the ASPCA’s] FOIA requests and appeals.” J. App’x 80.

The allegations focused on the agencies’ decommissioning of two public databases that included frequently requested documents. The ASPCA had relied on the databases to access information. These databases—the “Animal Care Information Search” and the “Enforcement Action” databases—“provided access to agency records detailing inspections of [Animal Welfare Act (‘AWA’)]- licensed facilities, including commercial breeding facilities, and enforcement actions taken by [the agencies] against these licensees for AWA violations.” J. App’x 17-18. 3 The “ASPCA regularly reviewed inspection records and enforcement actions” by consulting the databases, so the decommissioning of the databases hindered its ability to obtain that information. J. App’x 18. The agencies decommissioned the databases on February 3, 2017, and, as a result, the ASPCA needed to request the records through the FOIA process.

The ASPCA alleged that, “[a]s a predictable consequence” of the decommissioning of the databases, the agencies’ “FOIA requests increased significantly,” leading to “a systemic breakdown” and a significant backlog of requests. J. App’x 21. Thus, the ASPCA alleged, the agencies’ “policy or practice” was a “self-inflicted” harm pursued in “bad faith” and executed “when [the agencies] abruptly blocked

3 Access to these records, according to the ASPCA, provides information about “commercial dog and cat breeders” subject to AWA regulations and serves “not only to warn the public about cruel puppy mill operations, but also to monitor [the agencies’] administration of the AWA, identify needed policy changes and provide guidance to lawmakers.” J. App’x 18.

5 access to the[] databases and failed to take adequate measures to respond to the individual FOIA requests.” J. App’x 21.

The ASPCA further alleged that “it is substantially likely that [the agencies] will similarly improperly withhold inspection photographs, enforcement records, and inspection reports in response to future FOIA requests.” J. App’x 52.

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ASPCA v. APHIS & Dep't of Agric., Counsel Stack Legal Research, https://law.counselstack.com/opinion/aspca-v-aphis-dept-of-agric-ca2-2023.