Ariel A. v. Commonwealth

649 N.E.2d 735, 420 Mass. 281, 1995 Mass. LEXIS 163
CourtMassachusetts Supreme Judicial Court
DecidedMay 8, 1995
StatusPublished
Cited by21 cases

This text of 649 N.E.2d 735 (Ariel A. v. Commonwealth) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ariel A. v. Commonwealth, 649 N.E.2d 735, 420 Mass. 281, 1995 Mass. LEXIS 163 (Mass. 1995).

Opinion

Greaney, J.

This case is before us on appeal from a judgment entered pursuant to a decision of a single justice of this court. After considering a petition brought under G. L. c. 211, § 3 (1992 ed.), the single justice concluded that the Commonwealth was not barred by principles of double jeopardy from recommencing proceedings against Ariel A.,1 a juvenile, who had been adjudicated delinquent by reason of murder in the first degree on a complaint brought in the juvenile session of the West Roxbury District Court. Oral argument was heard on April 4, 1995, and on April 5, 1995, an order entered that included the following: “The judgment entered pursuant to the decision of the single justice is affirmed. An opinion or opinions will follow.” This opinion explains the court’s reasons for affirming the judgment.

The procedural history is essential to a discussion of the issues raised in the case. On March 1, 1993, pursuant to G. L. c. 119, § 61 (1992 ed.), the juvenile was charged by complaint with being delinquent by reason of murder in the first degree, in violation of G. L. c. 265, § 1 (1992 ed.).2 The Commonwealth moved to transfer the juvenile for trial as an adult. See G. L. c. 119, § 61, as amended by St. 1991, c. 488, § 3.3 The transfer judge found probable cause to be[283]*283lieve the juvenile had committed the offenses with which she was charged (Part A hearing), but declined to order her transferred for trial as an adult in the Superior Court (Part B hearing). See Commonwealth v. Clifford C, 415 Mass. 38, 39 (1993). Jurisdiction over the matter was retained in the juvenile system. See Charles C. v. Commonwealth, 415 Mass. 58, 62 (1993). The juvenile waived her right to a jury trial in the first instance. On April 13, 1994, she was adjudicated delinquent by reason of murder in the first degree and sentenced pursuant to G. L. c. 119, § 72 (1992 ed.), to from fifteen to twenty years. She timely claimed an appeal to obtain a de nova trial in the Boston Juvenile Court. See G. L. c. 119, § 55A (1992 ed.).

In September, 1994, the case now called Commonwealth v. Perry P., 418 Mass. 808 (1994), was argued in this court. The juvenile in the Perry P. case contended that, as a juvenile charged by the Commonwealth with being delinquent by reason of murder, he was entitled to a proceeding initiated by an indictment. The decision in Perry P., issued on November 14, 1994, held that, in a case involving a charge of murder against a juvenile, the Commonwealth was obliged to proceed by indictment so long as the juvenile had not waived his or her right to one. Id. at 811. See G. L. c. 119, § 61, as amended by St. 1991, c. 488, § 3; G. L. c. 263, § 4, as amended by St. 1991, c. 488, § 10.

Correctly anticipating the result in the Perry P. case, the Commonwealth sought and obtained (on October 7, 1994), an indictment against the juvenile charging her with murder in the first degree. The matter was scheduled for trial by jury in the Boston Juvenile Court on November 28, 1994. On that day, the Commonwealth moved that the case be remanded to the bench session for retrial on the indictment on the basis of the decision in the Perry P. case. The juvenile, invoking Federal and State principles of double jeopardy, moved that so [284]*284much of the complaint as charged murder be dismissed, and that the jury trial proceed only as to manslaughter.

The trial judge4 denied the juvenile’s motion to dismiss so much of the complaint as charged murder, reasoning that the failure to obtain an indictment rendered the District Court proceedings and finding a “nullity,” that could not bar retrial on a properly obtained indictment. He remanded the matter for trial in the bench session and stayed that order, pending the juvenile’s appeal to a single justice of this court, pursuant to G. L. c. 211, § 3. After hearing and consideration of the juvenile’s arguments, the single justice entered a memorandum of decision which denied the juvenile relief under G. L. c. 211, § 3.

1. It is an established Federal constitutional principle of double jeopardy that a conviction of a lesser included offense bars a later prosecution of the greater offense, even if the first court had no jurisdiction over the greater offense. See Brown v. Ohio, 432 U.S. 161, 169 (1977).5 The juvenile argues that, following the bench trial in the District Court, which she construes as resulting necessarily in an adjudication of delinquency by reason of manslaughter, this principle bars further proceedings against her on any offense of greater degree than manslaughter. The essential premise of her argument is that manslaughter, defined by common law in general terms as an unlawful killing without malice, is a lesser included offense in the charge of murder, defined (again in general terms) as an unlawful killing with malice aforethought. Thus, in the juvenile’s view, the judge’s finding at the bench trial on the complaint of delinquency by reason of murder necessarily encompassed a finding adverse to her on the elements required for proof of manslaughter. For this [285]*285reason, the argument continues, jeopardy attached as to the charge of manslaughter (a charge over which the District Court had jurisdiction on the basis of the complaint), and she may not now be tried on any greater charge in a subsequent prosecution by the Commonwealth. The argument concludes that the jury trial can proceed only on so much of the complaint as charges manslaughter, and no prosecution may occur on the basis of the indictment obtained by the Commonwealth. We disagree.

“ ‘[L]esser included offenses are those necessarily included in the offense as charged.’ Commonwealth v. Sherry, 386 Mass. 682, 694 (1982), S.C., 20 Mass. App. Ct. 513 (1985), quoting Commonwealth v. Rodriguez, 11 Mass. App. Ct. 379, 380 (1981). The test is whether, ‘[i]n order to convict [of murder], all the elements of [manslaughter] must be found, plus an additional aggravating factor.’ Commonwealth v. Sherry, supra at 695.” Commonwealth v. Schuchardt, 408 Mass. 347, 351 (1990). Thus, murder in the second degree could be described as a lesser included offense of murder in the first degree. The latter is murder in the second degree with the additional aggravating factor of premeditation, extreme atrocity or cruelty, or the commission of murder in the course of the commission of a life felony. See Commonwealth v. Sires, 413 Mass. 292, 296 & n.4 (1992). Under this test, however, manslaughter is not a lesser included offense of murder.

A charge of murder properly may result in a verdict or finding of voluntary manslaughter only if it appears from the evidence that the “killing arises ‘from a sudden transport of passion or heat of blood upon a reasonable provocation’ or ‘upon sudden combat.’ ” Commonwealth v. Boucher, 403 Mass. 659, 662 (1989), quoting Commonwealth v. Soaris, 275 Mass. 291, 299 (1931). In addition, “The provocation that justifies reasonable action in self-defense also negates a finding of malice in any killing that results from the use of excessive force” in response to the initial provocation. Commonwealth v. Boucher, supra at 664.

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Bluebook (online)
649 N.E.2d 735, 420 Mass. 281, 1995 Mass. LEXIS 163, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ariel-a-v-commonwealth-mass-1995.