Arellano v. Calderon

District Court, S.D. California·Decided March 18, 2024·No. 3:22-cv-00441·Unknown

Opinion

RAUL ARELLANO, Case No.: 22-CV-441 TWR (LR) CDCR #AH-1995, ORDER GRANTING DEFENDANTS’ Arellano, vs. JUDGMENT

A. CALDERON; (ECF No. 29) MORENO, Defendants. Presently before the Court is Defendants Calderon and Moreno’s Motion for Summary Judgment. (See ECF No. 29, “Mot. for Summ. J.”). Plaintiff Raul Arellano, currently incarcerated at Richard J. Donovan Correctional Facility (“RJD”) in San Diego, California, and proceeding pro se, filed this civil rights action pursuant to 42 U.S.C. § 1983, on April 4, 2022. (See Compl., ECF No. 1.)1 Arellano claims Defendants, RJD mental 25 1 Throughout this Order and for ease of consistency and reference, the Court will cite to each document in the record using both the number assigned to the document and the page number automatically generated by its Case Management/Electronic Case File system health personnel, violated his Eighth Amendment rights by failing to provide him with adequate mental health care. (See generally id.) On May 25, 2023, Defendants filed a Motion for Summary Judgment pursuant to Fed. R. Civ. P. 56. The Court has provided Arellano with notice of the requirements for opposing summary judgment as required by Klingele v. Eikenberry, 849 F.2d 409 (9th Cir. 1988) and Rand v. Rowland, 154 F.3d 952 (9th Cir. 1998) (en banc). (See generally ECF No. 30.) Arellano filed his Opposition on November 22, 2023 (ECF No. 47, “Opp’n”), and Defendants filed their Reply on December 6, 2023 (ECF No. 50, “Reply.”) Having now carefully considered the full record and relevant law, the Court finds Defendants are entitled to judgment as a matter of law with respect to Arellano’s Eighth Amendment claims, and GRANTS Defendants’ Motion for Summary Judgment pursuant to Fed. R. Civ. P. 56. As an initial matter, the Court addresses Plaintiff’s request to consider his Complaint, the operative pleading in this matter, as a “verified complaint” and to consider the Complaint as evidence in opposition to Defendants’ Motion. (See Opp’n, ECF No. 47 at 2.) Plaintiff concedes he neither verified his April 4, 2022 Complaint nor sought leave to amend his Complaint at any time since April of 2022. (See id.) At no time until he filed his Opposition in late November of 2023 did Plaintiff seek to verify his Complaint. For these reasons, the Court DENIES Plaintiff’s request to retroactively verify his Complaint and finds that the Complaint is not admissible evidence at this stage of the proceedings. See Moran v. Seligi, 447 F.3d 748, 759-60 & n. 16 (9th Cir. 2006) (a complaint “cannot be considered as evidence at the summary judgment stage because it is unverified.”). The Court will, however, reference allegations contained in the Complaint for context. / / / / / / / / / Plaintiff also objects to Exhibit D attached to the declaration of Jennifer Burns. (See Burns Decl., ECF No. 29-4). Exhibit D is the California Department of Corrections and Rehabilitation’s (“CDCR”) confidential chrono summarizing an interview of Plaintiff concerning his safety and enemy concerns. (See id. at 36-37.) Plaintiff objects to Exhibit D on the grounds that there is no declaration from the person who wrote this chrono and it is hearsay. (See Opp’n at 5.) At the summary judgment stage, the Court does not need to focus on whether the parties have submitted evidence in an admissible form. Instead, the Court focuses on the admissibility of its contents and asks whether the evidence “could be presented in an admissible form at trial.” Fraser v. Goodale, 342 F.3d 1032, 1036-37 (9th Cir. 2003) (citing Block v. City of Los Angeles, 253 F.3d 410, 418-19 (9th Cir. 2001) (“To survive summary judgment, a party does not necessarily have to produce evidence in a form that would be admissible at trial, as long as the party satisfies the requirements of Federal Rules of Civil Procedure 56.”). A “proper foundation need not be established through personal knowledge but can rest on any manner permitted by Federal Rule of Evidence 901(b) or 902.” Orr v. Bank of Am., NT & SA, 285 F.3d 764, 773-74 (9th Cir. 2002). Here, the Court finds there are enough contextual clues on the face of Exhibit D to conclude the document is what it purports to be. See Fed. R. Evid. 901(b)(4) (evidence may be authenticated by “appearance, contents, substance, internal patterns, or other distinctive characteristics of the item, taken together with all the circumstances.”); see also Johnson v. Sweeney, No. 114-CV-1526-LJO-SAB, 2015 WL 6082061, at *9 (E.D. Cal. Oct. 13, 2015), report and recommendation adopted sub nom. Johnson v. Sweeney, No. 114-CV-1526-DAD-SAB, 2016 WL 8731209 (E.D. Cal. July 29, 2016) (“Courts generally view objections based on authentication skeptically in the absence of an indication that the document’s authenticity is genuinely in dispute, and objections to prison records which are clearly what they purport to be are routinely overruled under Rule 901(b)(4)[.]”) (internal citations omitted). Plaintiff’s objections to Exhibit D on hearsay grounds are similarly unpersuasive. The CDCR memorandum is a business record. See Fed. R. Evid. 801(d)(2). The fact that Defendants did not submit a Custodian of Records’ declaration is not fatal to its admissibility at this stage of the case. See JL Bev. Co., LLC v. Jim Beam Brands Co., 828 F.3d 1098, 1110 (9th Cir. 2016) (“[A]t summary judgment a district court may consider hearsay evidence submitted in an inadmissible form, so long as the underlying evidence could be provided in an admissible form at trial.”). The Court is satisfied that Exhibit D could be introduced at trial consistent with the Federal Rules of Evidence. For these reasons, the Court OVERRULES Plaintiff’s objections to Exhibit D of Burns’ declaration. A. CDCR Mental Health Treatment Programs Defendants, Calderon and Moreno, are psychologists employed by the California Department of Corrections and Rehabilitation (“CDCR”) who were assigned to RJD. (See Defs.’ Sep. Stmt. of Material Facts in Supp. of Mtn. for Summ. J. (hereinafter “SSMF”), ECF No. 29-3, ¶ 2.) The CDCR provides mental health treatment to inmates at three different levels. The Correctional Clinical Case Management System (CCCMS) is for inmates who have either a serious mental health diagnosis, or mild to moderate functional impairment. The Enhanced Outpatient Program (EOP) is for inmates who have the same qualifying criteria as those at the CCCMS level of care, but the resulting functional impairment is more severe and requires more frequent contact with mental health professionals. (See id. at ¶ 4.) Finally, the Mental Health Crisis Bed (MHCB or “crisis bed”) is for inmates “whose acute psychiatric systems cause them to be a danger to themselves or other or who suffer a grave disability, meaning the inmate is incapable of caring for himself safely.” (Id. at ¶ 7.) Inmates at the CCCMS level of care receive indivi

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