Ardisana v. Northwest Community Hosp., Inc.

795 N.E.2d 964, 342 Ill. App. 3d 740, 277 Ill. Dec. 296
CourtAppellate Court of Illinois
DecidedAugust 11, 2003
Docket1-02-2700
StatusPublished
Cited by5 cases

This text of 795 N.E.2d 964 (Ardisana v. Northwest Community Hosp., Inc.) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ardisana v. Northwest Community Hosp., Inc., 795 N.E.2d 964, 342 Ill. App. 3d 740, 277 Ill. Dec. 296 (Ill. Ct. App. 2003).

Opinion

795 N.E.2d 964 (2003)
342 Ill. App.3d 740
277 Ill.Dec. 296

Richard ARDISANA, Plaintiff-Appellee,
v.
NORTHWEST COMMUNITY HOSPITAL, INC., Defendant-Appellant (Carol Ladd, Denise Leidern, S. Abraham, Subhash Balaney, Northwest Suburban Anesthesiology, Ltd., Steven Kim, Todd Leverentz and Robert Aki, Defendants).

No. 1-02-2700.

Appellate Court of Illinois, First District, First Division.

August 11, 2003.

*966 Richard B. Rogich, Timothy M. Richardson and Michael W. Rathsack, Michael W. Ratchsack, Chicago, for Plaintiff-Appellee.

Patricia J. Foltz and Diane I. Jennings, Anderson Bennett & Partners, Chicago, for Defendant-Appellant.

Justice SMITH delivered the opinion of the court:

Defendant Northwest Community Hospital (Northwest) appeals from a circuit court order holding it in contempt for refusing to produce certain documents requested in discovery by plaintiff Richard *967 Ardisana. Northwest contends that the documents in question are protected from discovery under section 8-2101 of the Code of Civil Procedure (735 ILCS 5/8-2101 (West 1998)) (the Medical Studies Act or the Act).

Factual Background

The underlying action in this case arises out of medical care provided to plaintiff at Northwest from November 11, 1999, through January 10, 2000. In his second amended complaint, plaintiff alleges in pertinent part that he underwent a surgical procedure at Northwest on November 11, 1999, to remove a growth from his colon. In the days following that surgery, plaintiff developed gastric reflux, vomiting and abdominal bleeding. The vomiting caused wound evisceration, necessitating repair surgery done under general anesthesia on November 16, 1999. Plaintiff aspirated vomit during the latter surgery and subsequently developed aspiration pneumonia.

Plaintiffs complaint further alleges that employees, agents and/or apparent agents of Northwest, including the surgeon (Dr. Robert Aki) and the anesthesiologist for the second surgery (Dr. Subhash Balaney), were negligent in various respects that caused the wound evisceration and the aspiration pneumonia, which in turn led to severe and permanent damage to his lungs.

In the course of discovery, plaintiff filed a supplemental request to produce, asking in part that Northwest produce the following documents:

"Any and all writings, memos or documents pertaining to any conclusions or final recommendations for any peer review process, including the Department of Surgery, pertaining to Richard Ardisana. If any materials are claimed to be privileged, please provide a privilege log identifying the document and its date."

Northwest objected on the ground that the documents it had were privileged pursuant to the Medical Studies Act. The trial court directed Northwest to provide for its in camera review a privilege log stating the basis for each claim of privilege, a copy of the documents listed in the log, and a copy of the complaint. Northwest filed the requested documents, as well as the affidavit of its risk manager, Karla Ford, in which it was averred that the documents provided for in camera inspection

"were generated in conjunction with investigations by the General Surgery Quality Audit and Anesthesia Quality Improvement Audit Committees. These documents were prepared solely for those two committees and by these committees. The documents referenced in the privilege log under Roman numerals I and II were used exclusively by those committees and were shared with no one outside of those committees. The sole exception is the letter sent to Dr. Balaney, which was sent to him but arose exclusively from the committee's investigation and requested information for the exclusive use of the committee."

The attached privilege log identified two pertinent groups of documents:

1. A quality management worksheet prepared for the surgical quality audit committee, dated February 23, 2000, and minutes of audit committee meetings held on February 23 and April 19, 2000, at which plaintiffs care was discussed.
2. A quality management worksheet prepared for the anesthesia department quality audit committee dated May 10, 2000; minutes of an audit committee meeting held May 10, 2000, and a letter from the chairman of the audit committee to Dr. Subhash Balaney dated June 5, 2000, *968 requesting certain additional information about plaintiffs care.

Plaintiff did not file a written response to Northwest's objections. The trial court issued a written memorandum decision on June 11, 2002, in which it ruled that all of the material claimed by Northwest to be privileged was discoverable. Specifically, the court held that only material that was generated during the temporal parameters of the peer-review process was privileged and that Northwest had failed to establish when the process in this case commenced and ended. Additionally, the court found that the internal conclusions and recommendations of the committees constituted "results," which are not privileged under the Act.

On June 24, 2002, Northwest filed a motion to reconsider.[1] To that motion were attached two additional affidavits. The first was that of Cynthia Dougherty, R.N., who was director of Northwest's quality measurement and improvement (QMI) department when the medical care at issue was provided. Ms. Dougherty averred that the quality review in this case commenced shortly after plaintiffs discharge and was triggered by the fact that it met established screening criteria set by the departments of surgery and anesthesia. She outlined the reviewing process and the steps taken to ensure that the information generated during the course of that review remained confidential.

The second affidavit was that of Susan Sullivan, another member of the QMI department. Ms. Sullivan was involved with the reviews conducted in this case by both the department of surgery and the department of anesthesia. She averred the department of surgery concluded its review on April 19, 2000, but that, as of the date of her affidavit (June 24, 2002), she was not aware that the department of anesthesia had yet completed its review. Like the affidavit of Ms. Dougherty, Ms. Sullivan's affidavit contained detailed information with respect to the steps taken to preserve the confidentiality of the documents generated during the peer-review process.

Both affiants stated that the documents in question (labeled exhibit E) pertained solely to quality reviews conducted on plaintiffs care and on the care of other patients that the committees reviewed during the same meetings.

On August 12, 2002, the trial court issued its written ruling on Northwest's motion to reconsider. The court ordered that the documents containing references to patients other than plaintiff be redacted because the information was irrelevant. It otherwise denied the motion, however, because the supplemental affidavits could have been submitted prior to the court's initial ruling and because, in the court's view, the added materials still did not specifically identify when the peer-review process began, who started it and when it ended.

Despite the court's ruling, Northwest continued to refuse to produce the disputed documents. On August 22, 2002, the court entered an order, nunc pro tunc, in which it held Northwest in contempt, and imposed a fine of $50. This appeal followed.

Discussion

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Bluebook (online)
795 N.E.2d 964, 342 Ill. App. 3d 740, 277 Ill. Dec. 296, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ardisana-v-northwest-community-hosp-inc-illappct-2003.