Archuleta v. Turley

904 F. Supp. 2d 1185, 2012 WL 4936468, 2012 U.S. Dist. LEXIS 149965
CourtDistrict Court, D. Utah
DecidedOctober 17, 2012
DocketCase No. 2:07-MC-630
StatusPublished
Cited by3 cases

This text of 904 F. Supp. 2d 1185 (Archuleta v. Turley) is published on Counsel Stack Legal Research, covering District Court, D. Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Archuleta v. Turley, 904 F. Supp. 2d 1185, 2012 WL 4936468, 2012 U.S. Dist. LEXIS 149965 (D. Utah 2012).

Opinion

TENA CAMPBELL, District Judge.

On June 1, 2012, Petitioner Michael Anthony Archuleta filed what was incorrectly styled as an Objection to Appearance of Mark Field as Counsel for Respondent and a Memorandum in Support of Petitioner’s Objection to Appearance of Mark Field as Counsel for Respondent.1 {See Dkt. No. 41 and 42.) After the court granted an extension of time to submit his response, Respondent Steven Turley2 filed his Response on July 3, 2012. {See Dkt. No. 47.) Mr. Archuleta submitted his Reply on July 17, 2012. {See Dkt. No. 49.)

Mr. Archuleta argues that because Mr. Field handled his state habeas appeal as a law clerk when the case was in the state court system, Rule 1.12 of the Utah Rules of Professional Conduct bars Mr. Field from now representing the state in Mr. Archuleta’s federal habeas action before the court. Rule 1.12 prohibits former judges and law clerks from later representing anyone in connection with “a matter” on which they “personally and substantially” worked. See Utah R. Profl Conduct 1.12(a). Mr. Archuleta contends that he will suffer prejudice in his habeas proceedings before the court unless Mr. Field is disqualified because Mr. Field’s violation of Rule 1.12 results in an unfair advantage for the state.

The state does not dispute that Mr. Field worked as a law clerk for state district court judges with capital cases, or that Mr. Field was “personally and substantially” involved in Mr. Archuleta’s habeas appeal when it was in state court. The state also agrees that the Utah Attorney General assigned Mr. Field to work on federal capital cases, including Mr. Archuleta’s.

But the state takes the position that because Mr. Archuleta’s state habeas appeal is not the same matter as his federal habeas appeal, Rule 1.12 does not prohibit Mr. ■ Field from working on the federal habeas case. The state also argues that even if Rule 1.12 prohibits Mr. Field’s involvement in Mr. Archuleta’s case, that prohibition alone does not mean the court must disqualify him. Finally, the state argues that motions to disqualify are granted rarely, and that Mr. Archuleta has not shown how he will suffer prejudice by Mr. Field’s continued representation of the state.

I. BACKGROUND

Mr. Field worked for fifteen years as the capital litigation staff attorney for the Utah Administrative Office of the Courts. During that time, he provided legal research, writing, and other law clerk assistance to state district court judges with capital eases before them, including Mr. Archuleta’s. {See Dkt. No. 42, Ex. D.)

The Utah Supreme Court issued its final decision regarding Mr. Archuleta’s state postconviction appeal on November 22, 2011. One month later, on December 21, 2011, the Attorney General interviewed Mr. Field to work in the Criminal Appeals Division, and offered him a job the next day. Mr. Field accepted the job offer immediately, and started work for the state on January 17, 2012. {See Dkt. No. 47 at 3-5.)

[1189]*1189On that date, the Attorney General established an ethics screen under Rule 1.12 to prevent Mr. Field from working on Menzies v. State, which is still pending in Utah’s Third District Court.3 (See Dkt. No. 42, Ex. E.)

But the Attorney General’s Office did not establish an ethics screen between Mr. Field and the other cases he worked on as a law clerk in state court. Instead, the Attorney General assigned him to work on them in federal court.

On March 26, 2012, Mr. Field appeared as counsel for the state in Mr. Archuleta’s case. (See Dkt. No. 35.)

On April 6, 2012, Mr. Archuleta’s federal habeas counsel sent a letter to Utah Attorney General Mark Shurtleff expressing concern over Mr. Field’s appearance, and asking for additional information about Mr. Field’s work as the capital litigation staff attorney in state court, as well as information about Mr. Field’s current and anticipated work on federal capital cases. (See Dkt. No. 42, Ex. C.)

On April 26, 2012, Mr. Shurtleff responded to Mr. Archuleta’s lawyer and stated that “Mr. Field was not involved as a law clerk in the only matter you specifically reference — Mr. Archuleta’s federal habeas action — because he did not work for the federal courts.” (Dkt. No. 42, Ex. D at 2.) Mr. Shurtleff also stated that, in addition to working as co-counsel on Mr. Archuleta’s federal habeas appeal, Mr. Field would appear for the state “in the federal habeas matters involving Messrs. Kell and Honie if those matters actually proceed.” (Id.)

II. APPLICABILITY OF RULE 1.12

As the capital litigation staff attorney, Mr. Field was a lawyer who worked for the state government. But he did not advocate on behalf of the state or serve in an official capacity for the state, which would place him under Rule 1.11 of the Utah Rules of Professional Conduct. Rather, Mr. Field was a specialized career law clerk for state district court judges with capital cases, and the appropriate professional rule to consider is Rule 1.12.

Rule 1.12 states: “[A] lawyer shall not represent anyone in connection with a matter in which the lawyer participated personally and substantially as a judge ... or law clerk ... unless all parties to the proceeding give informed consent, confirmed in writing.” Utah R. Profl Conduct 1.12(a).

The parties agree that Mr. Field was a law clerk who “participated personally and substantially” in Mr. Archuleta’s state habeas appeal, as well as in subsequent motions to set aside the district court’s post-conviction judgment. The parties also agree that Rule 1.11, which is substantially the same rule as Rule 1.12, should be used to guide the court’s understanding of the word “matter” in Rule 1.12.

Rule 1.11 defines “matter” to include “any judicial or other proceeding, application, request for a ruling or other determination, contract, claim, controversy, investigation, charge, accusation, arrest, or any other particular matter involving a specific party or parties.” Utah R. Profl Conduct 1.11(e).

By choosing the word “matter” for Rule 1.11 and Rule 1.12, the Utah Su[1190]*1190preme Court intended the two rules to encompass more than just the same lawsuit. In the context of interpreting “matter” for the purpose of understanding Rule 1.12, courts have held: “The same lawsuit or litigation is the same matter. The same issue of fact involving the same parties and the same situation or conduct is the same matter.... [T]he same ‘matter’ is not involved [when] ... there is lacking the discrete, identifiable transaction of conduct involving a particular situation and specific parties.” See Poly Software Int’l v. Datamost Corp., 880 F.Supp. 1487, 1492 (D.Utah 1995) (citing Sec. Investor Protection Corp. v. Vigman, 587 F.Supp. 1358, 1365 (C.D.Cal.1984) (holding two civil lawsuits, filed ten years apart with some identical and some different claims, constituted the same matter because they addressed the same conduct involving a particular situation and specific parties)).

But even when two matters are not the same as defined in Rule 1.11 and applied in Rule 1.12, a lawyer may be disqualified under Rule 1.12 if he received confidential information that tainted the litigation and resulted in an unfair advantage for one party. See Poly Software, 880 F.Supp. at 1494-1495. The court in

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904 F. Supp. 2d 1185, 2012 WL 4936468, 2012 U.S. Dist. LEXIS 149965, Counsel Stack Legal Research, https://law.counselstack.com/opinion/archuleta-v-turley-utd-2012.