Arato v. Avedon

858 P.2d 598, 5 Cal. 4th 1172, 23 Cal. Rptr. 2d 131, 93 Daily Journal DAR 12439, 93 Cal. Daily Op. Serv. 7342, 1993 Cal. LEXIS 4793
CourtCalifornia Supreme Court
DecidedSeptember 30, 1993
DocketS029049
StatusPublished
Cited by71 cases

This text of 858 P.2d 598 (Arato v. Avedon) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Arato v. Avedon, 858 P.2d 598, 5 Cal. 4th 1172, 23 Cal. Rptr. 2d 131, 93 Daily Journal DAR 12439, 93 Cal. Daily Op. Serv. 7342, 1993 Cal. LEXIS 4793 (Cal. 1993).

Opinion

Opinion

ARABIAN, J.

A physician’s duty to disclose to a patient information material to the decision whether to undergo treatment is the central constituent of the legal doctrine known as “informed consent.” In this case, we *1176 review the ruling of a divided Court of Appeal that, in recommending a course of chemotherapy and radiation treatment to a patient suffering from a virulent form of cancer, the treating physicians breached their duty to obtain the patient’s informed consent by failing to disclose his statistical life expectancy.

As will appear, we conclude that the Court of Appeal erred in reaching that result. We also conclude that the court erred in holding that an instruction routinely given in informed consent cases fails to convey accurately to the jury the legal standard governing its evaluation of the sufficiency of the disclosures actually made by physician to patient. We hold in addition that the Court of Appeal erred in suggesting, as it appeared to do, that under the doctrine of informed consent, a physician is under a duty to disclose information material to the patient’s nonmedical interests. Finally, because the propriety of disclosing statistical life expectancy information to a cancer patient depends on the standard of practice within the medical community, we conclude that expert testimony was properly admitted by the trial court for that limited purpose.

I

A

Mildos Arato was a successful 42-year-old electrical contractor and part-time real estate developer when, early in 1980, his internist diagnosed a failing kidney. On July 21, 1980, in the course of surgery to remove the kidney, the operating surgeon detected a tumor on the “tail” or distal portion of Mr. Arato’s pancreas. After Mrs. Arato gave her consent, portions of the pancreas were resected, or removed, along with the spleen and the diseased kidney. A follow-up pathological examination of the resected pancreatic tissue confirmed a malignancy. Concerned that the cancer could recur and might have infiltrated adjacent organs, Mr. Arato’s surgeon referred him to a group of oncology practitioners for follow-up treatment.

During his initial visit to the oncologists, Mr. Arato filled out a multipage questionnaire routinely given new patients. Among the some 150 questions asked was whether patients “wish[ed] to be told the truth about [their] condition” or whether they wanted the physician to “bear the burden” for them. Mr. Arato checked the box indicating that he wished to be told the truth.

The oncologists discussed with Mr. and Mrs. Arato the advisability of a course of chemotherapy known as “F.A.M.,” a treatment employing a combination of drugs which, when used in conjunction with radiation therapy, *1177 had shown promise in treating pancreatic cancer in experimental trials. The nature of the discussions between Mr. and Mrs. Arato and the treating physicians, and in particular the scope of the disclosures made to the patient by his doctors, was the subject of conflicting testimony at trial. By their own admission, however, neither the operating surgeon nor the treating oncologists specifically disclosed to the patient or his wife the high statistical mortality rate associated with pancreatic cancer.

Mr. Arato’s oncologists determined that a course of F.A.M. chemotherapy was indicated for several reasons. According to their testimony, the high statistical mortality of pancreatic cancer is in part a function of what is by far the most common diagnostic scenario—the discovery of the malignancy well after it has metastasized to distant sites, spreading throughout the patient’s body. As noted, in Mr. Arato’s case, the tumor was comparatively localized, having been discovered in the tail of the pancreas by chance in the course of surgery to remove the diseased kidney.

Related to the “silent” character of pancreatic cancer is the fact that detection in such an advanced state usually means that the tumor cannot as a practical matter be removed, contributing to the high mortality rate. In Mr. Arato’s case, however, the operating surgeon determined that it was possible to excise cleanly the tumorous portion of the pancreas and to leave a margin of about one-half centimeter around the surgical site, a margin that appeared clinically to be clear of cancer cells. Third, the mortality rate is somewhat lower, according to defense testimony, for pancreatic tumors located in the distal part of the organ than for those found in the main body. Finally, then-recent experimental studies on the use of F.A.M. chemotherapy in conjunction with therapeutic radiation treatments had shown promising response rates—on the order of several months of extended life—among pancreatic cancer patients.

Mr. Arato’s treating physicians justified not disclosing statistical life expectancy data to their patient on disparate grounds. According to the testimony of his surgeon, Mr. Arato had exhibited great anxiety over his condition, so much so that his surgeon determined that it would have been medically inappropriate to disclose specific mortality rates. The patient’s oncologists had a somewhat different explanation. As Dr. Melvin Avedon, his chief oncologist, put it, he believed that cancer patients in Mr. Arato’s position “wanted to be told the truth, but did not want a cold shower.” Along with the other treating physicians, Dr. Avedon testified that in his opinion, the direct and specific disclosure of extremely high mortality rates for malignancies such as pancreatic cancer might effectively deprive a patient of any hope of cure, a medically inadvisable state. Moreover, all of the treating *1178 physicians testified that statistical life expectancy data had little predictive value when applied to a particular patient with individualized symptoms, medical history, character traits and other variables.

According to the physicians’ testimony, Mr. and Mrs. Arato were told at the outset of the treatment that most victims of pancreatic cancer die of the disease, that Mr. Arato was at “serious” or “great” risk of a recurrence and that, should the cancer return, his condition would be judged incurable. This information was given to the patient and his wife in the context of a series of verbal and behavioral cues designed to invite the patient or family member to follow up with more direct and difficult questions. Such follow-up questions, on the order of “how long do I have to live?,” would have signaled to his doctors, according to Dr. Avedon’s testimony, the patient’s desire and ability to confront the fact of imminent mortality. In the judgment of his chief oncologist, Mr. Arato, although keenly interested in the clinical significance of the most minute symptom, studiously avoided confronting these ultimate issues; according to his doctors, neither Mr. Arato nor his wife ever asked for information concerning his life expectancy in more than 70 visits over a period of a year. Believing that they had disclosed information sufficient to enable him to make an informed decision whether to undergo chemotherapy, Mr. Arato’s doctors concluded that their patient had as much information regarding his condition and prognosis as he wished.

Dr. Avedon also testified that he told Mr. Arato that the effectiveness of F.A.M.

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Bluebook (online)
858 P.2d 598, 5 Cal. 4th 1172, 23 Cal. Rptr. 2d 131, 93 Daily Journal DAR 12439, 93 Cal. Daily Op. Serv. 7342, 1993 Cal. LEXIS 4793, Counsel Stack Legal Research, https://law.counselstack.com/opinion/arato-v-avedon-cal-1993.