OPINION BY JUDGE ANNE E. COVEY
Arthur R. Cox, Jr. (Cox) appeals from the Cambria County Common Pleas Court's (trial court) August 8, 2018 order affirming the Johnstown Housing Authority's (Authority) decision terminating his housing assistance and dismissing his appeal. Essentially, the issue for this Court's review is whether substantial record evidence supported the trial court's decision.
In 2013, Cox applied to participate in the federally funded, tenant-based
Housing Choice Voucher Program pursuant to Section 8 of the United States (U.S.) Housing Act of 1937,
as amended
, 42 U.S.C. § 1437f (Housing Act) (Section 8 Program),
which is a U.S. Department of Housing and Urban Development (HUD) program the Authority operates in accordance with the Code of Federal Regulations (HUD Regulations).
Because Cox is a veteran, he applied for the Section 8 Program through the Veteran's Administration Medical Center (VAMC), and the Veteran's Affairs Supportive Housing (VASH) Program screened and approved him.
See
Original Record (O.R.), Notes of Testimony, July 20, 2018 (N.T.) Authority Ex. 2.
Pursuant to the Housing Act, HUD Regulations restrain tenant participants' conduct. On October 1, 2013, Cox entered into a Housing Assistance Payment (HAP) Contract (HAP Contract) with a private landlord to lease 200 Southmont Boulevard, Apartment 4, Johnstown, Pennsylvania.
See
N.T. Authority Ex. 1. Under the Real Estate Lease Agreement portion of the HAP Contract, Cox agreed
not to
permit or
act or practice illegal or legal acts injurious to the building, or persons, or in the building, on the property, or which may be disturbing to other residents or neighbors.
Any acts can and will result in immediate eviction and loss of rent and[/]or security deposit.
N.T. Authority Ex. 1 at 17 (emphasis added).
In the Tenancy Addendum to the HAP Contract, Cox further agreed that "[t]he [Authority] may terminate program assistance for the family for any grounds authorized in accordance with HUD requirements. If the [Authority] terminates program assistance for the family the lease terminates automatically." N.T. Authority Ex. 1 at 22. Section 4 of Cox's Section 8 Program voucher (Voucher), entitled "Obligations of the Family," further specified:
When the family's unit is approved and the HAP [C]ontract is executed, the family must follow the rules listed below in order to continue participating in the [Section 8 P]rogram.
....
D. The family (including each family member)
must not
:
....
4.
Engage in
...
criminal activity that threatens the health, safety or right to peaceful enjoyment of other residents and persons residing in the immediate vicinity of the premises
.
....
9.
Engage in abuse of alcohol in a way that threatens the health, safety or right to peaceful enjoyment of the other residents and persons residing in the immediate vicinity of the premises
.
N.T. Authority Ex. 2 at 2-3 (emphasis added).
On September 2, 2017, the Johnstown Police Department received a report that Cox was asking sexually explicit questions and propositioning a 17-year-old girl at the Cambria County Transit Authority bus station (CamTran Station), located at 539 Main Street in Johnstown. While speaking with Cox, Johnstown Police Officers determined that Cox was intoxicated; he became disorderly with the officers, swore in front of children and resisted arrest.
See
N.T. Authority Ex. 4. On December 8, 2017, Cox was charged with disorderly conduct (unreasonable noise), public drunkenness and corruption of minors.
See
N.T. Authority Ex. 5. Cox was ultimately found guilty of the public drunkenness charge.
On December 19, 2017, the Authority notified Cox that, due to his September 2, 2017 behavior, he was being dismissed from the Section 8 Program effective January 31, 2018.
See
N.T. at 37. Cox requested an informal hearing, which was held on January 10, 2018.
See
N.T. at 38. On January 12, 2018, the Authority sent Cox a Notification of Informal Hearing
Decision terminating his participation in the Section 8 Program.
See
O.R. Item 1, Ex. A. The Authority concluded that Cox "violated the rules and regulations of the Section 8 [P]rogram by being involved in criminal activity which threatens the health, safety and peaceful enjoyment of other residents." O.R. Item 1, Ex. A at 2.
Cox appealed to the trial court, which conducted a de novo hearing on July 20, 2018.
At the hearing, Cox acknowledged that, under the HAP Contract, criminal activity or alcohol use that interferes with the property or the neighbors jeopardizes his Section 8 Program eligibility.
See
O.R. at 20-23. Cox admitted that he had alcohol in his system at the time of the September 2, 2017 CamTran Station incident.
See
N.T. at 13, 15, 23-24. Cox disputed that his conduct on September 2, 2017 violated his Section 8 Program obligations.
The trial court admitted into evidence the Google maps page reflecting that the CamTran Station is located 1.9 miles from Cox's residence.
See
N.T. at 23, 26;
see also
N.T. Cox Ex. 1. The trial court also admitted into evidence Cox's Cambria County Court Summary that reflected Cox's June 1994 guilty pleas to charges of theft by unlawful taking and receiving stolen property, a March 1995 guilty plea for terroristic threats, a September 1997 guilty plea for receiving stolen property, and a November 2012 no contest plea for defiant trespass.
See
N.T. Authority Ex. 6.
The Authority's Section 8 Program Supervisor Yvette Penrod (Penrod) testified that VASH screened and approved Cox for the Section 8 Program before he applied to the Authority.
See
N.T. at 34-35. Regarding his Section 8 Program termination, Penrod recalled that it was based on Cox's charges relative to the September 2, 2017 CamTran Station incident, which involved alcohol abuse.
See
N.T. at 28, 32.
Penrod explained that, as directed by HUD Regulations, the Authority enacted guidelines and regulations (Administrative Plan) relating to Section 8 Program terminations.
See
N.T. at 29-30, 33;
see also
Section 982.54 of HUD Regulations,
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OPINION BY JUDGE ANNE E. COVEY
Arthur R. Cox, Jr. (Cox) appeals from the Cambria County Common Pleas Court's (trial court) August 8, 2018 order affirming the Johnstown Housing Authority's (Authority) decision terminating his housing assistance and dismissing his appeal. Essentially, the issue for this Court's review is whether substantial record evidence supported the trial court's decision.
In 2013, Cox applied to participate in the federally funded, tenant-based
Housing Choice Voucher Program pursuant to Section 8 of the United States (U.S.) Housing Act of 1937,
as amended
, 42 U.S.C. § 1437f (Housing Act) (Section 8 Program),
which is a U.S. Department of Housing and Urban Development (HUD) program the Authority operates in accordance with the Code of Federal Regulations (HUD Regulations).
Because Cox is a veteran, he applied for the Section 8 Program through the Veteran's Administration Medical Center (VAMC), and the Veteran's Affairs Supportive Housing (VASH) Program screened and approved him.
See
Original Record (O.R.), Notes of Testimony, July 20, 2018 (N.T.) Authority Ex. 2.
Pursuant to the Housing Act, HUD Regulations restrain tenant participants' conduct. On October 1, 2013, Cox entered into a Housing Assistance Payment (HAP) Contract (HAP Contract) with a private landlord to lease 200 Southmont Boulevard, Apartment 4, Johnstown, Pennsylvania.
See
N.T. Authority Ex. 1. Under the Real Estate Lease Agreement portion of the HAP Contract, Cox agreed
not to
permit or
act or practice illegal or legal acts injurious to the building, or persons, or in the building, on the property, or which may be disturbing to other residents or neighbors.
Any acts can and will result in immediate eviction and loss of rent and[/]or security deposit.
N.T. Authority Ex. 1 at 17 (emphasis added).
In the Tenancy Addendum to the HAP Contract, Cox further agreed that "[t]he [Authority] may terminate program assistance for the family for any grounds authorized in accordance with HUD requirements. If the [Authority] terminates program assistance for the family the lease terminates automatically." N.T. Authority Ex. 1 at 22. Section 4 of Cox's Section 8 Program voucher (Voucher), entitled "Obligations of the Family," further specified:
When the family's unit is approved and the HAP [C]ontract is executed, the family must follow the rules listed below in order to continue participating in the [Section 8 P]rogram.
....
D. The family (including each family member)
must not
:
....
4.
Engage in
...
criminal activity that threatens the health, safety or right to peaceful enjoyment of other residents and persons residing in the immediate vicinity of the premises
.
....
9.
Engage in abuse of alcohol in a way that threatens the health, safety or right to peaceful enjoyment of the other residents and persons residing in the immediate vicinity of the premises
.
N.T. Authority Ex. 2 at 2-3 (emphasis added).
On September 2, 2017, the Johnstown Police Department received a report that Cox was asking sexually explicit questions and propositioning a 17-year-old girl at the Cambria County Transit Authority bus station (CamTran Station), located at 539 Main Street in Johnstown. While speaking with Cox, Johnstown Police Officers determined that Cox was intoxicated; he became disorderly with the officers, swore in front of children and resisted arrest.
See
N.T. Authority Ex. 4. On December 8, 2017, Cox was charged with disorderly conduct (unreasonable noise), public drunkenness and corruption of minors.
See
N.T. Authority Ex. 5. Cox was ultimately found guilty of the public drunkenness charge.
On December 19, 2017, the Authority notified Cox that, due to his September 2, 2017 behavior, he was being dismissed from the Section 8 Program effective January 31, 2018.
See
N.T. at 37. Cox requested an informal hearing, which was held on January 10, 2018.
See
N.T. at 38. On January 12, 2018, the Authority sent Cox a Notification of Informal Hearing
Decision terminating his participation in the Section 8 Program.
See
O.R. Item 1, Ex. A. The Authority concluded that Cox "violated the rules and regulations of the Section 8 [P]rogram by being involved in criminal activity which threatens the health, safety and peaceful enjoyment of other residents." O.R. Item 1, Ex. A at 2.
Cox appealed to the trial court, which conducted a de novo hearing on July 20, 2018.
At the hearing, Cox acknowledged that, under the HAP Contract, criminal activity or alcohol use that interferes with the property or the neighbors jeopardizes his Section 8 Program eligibility.
See
O.R. at 20-23. Cox admitted that he had alcohol in his system at the time of the September 2, 2017 CamTran Station incident.
See
N.T. at 13, 15, 23-24. Cox disputed that his conduct on September 2, 2017 violated his Section 8 Program obligations.
The trial court admitted into evidence the Google maps page reflecting that the CamTran Station is located 1.9 miles from Cox's residence.
See
N.T. at 23, 26;
see also
N.T. Cox Ex. 1. The trial court also admitted into evidence Cox's Cambria County Court Summary that reflected Cox's June 1994 guilty pleas to charges of theft by unlawful taking and receiving stolen property, a March 1995 guilty plea for terroristic threats, a September 1997 guilty plea for receiving stolen property, and a November 2012 no contest plea for defiant trespass.
See
N.T. Authority Ex. 6.
The Authority's Section 8 Program Supervisor Yvette Penrod (Penrod) testified that VASH screened and approved Cox for the Section 8 Program before he applied to the Authority.
See
N.T. at 34-35. Regarding his Section 8 Program termination, Penrod recalled that it was based on Cox's charges relative to the September 2, 2017 CamTran Station incident, which involved alcohol abuse.
See
N.T. at 28, 32.
Penrod explained that, as directed by HUD Regulations, the Authority enacted guidelines and regulations (Administrative Plan) relating to Section 8 Program terminations.
See
N.T. at 29-30, 33;
see also
Section 982.54 of HUD Regulations,
24 C.F.R. § 982.54
(relating to authority administrative plans). Penrod clarified that the Authority withdrew Cox's assistance, but Cox could remain at his residence and pay the landlord full rent.
See
N.T. at 35-36.
Based upon the evidence, on August 8, 2018, the trial court affirmed the
Authority's decision to terminate Cox's Section 8 Program benefits and dismissed his appeal. The trial court made the following findings of fact (FOF):
1. [The Authority] presented credible evidence that Cox's abuse or pattern of abuse of alcohol may threaten the health, safety, or right to peaceful enjoyment of other residents.
2. [The Authority] exercised its discretion to permissibly terminate Cox's benefits pursuant to its [Administrative Plan] mandated by [HUD]. [N.T. Authority Ex. 3].
3. The [trial c]ourt did not find the testimony of Cox to be credible.
4. The issue of whether the incident at the [CamTran Station] was in the immediate vicinity of Cox's residence is not relevant to whether [the Authority] produced evidence of abuse or a pattern of abuse of alcohol by Cox that may threaten the health, safety or right to peaceful enjoyment of other residents.
Trial Ct. Op. at 2. The trial court concluded that "[the Authority] had the authority and discretion to terminate benefits in this case and the [trial c]ourt will not substitute its discretion [for] that of [the Authority]." Trial Ct. Op. at 3. On September 7, 2018, Cox appealed to this Court.
Cox argues that the trial court erred and misapplied the law in affirming the Authority's decision to terminate his Section 8 Program assistance. He specifically contends that substantial evidence did not support the trial court's conclusion that Cox's behavior on September 2, 2017 at the CamTran Station violated his HAP Contract, and the trial court's conclusion was overbroad since the incident did not occur at or near his leased premises, it did not impact other residents' health, safety or right to peaceful enjoyment of the premises, and he was properly vetted before receiving his Voucher.
The Authority rejoins that "[t]he only requirement for termination of benefits is that the pattern of alcohol abuse threatens the health, safety and right to peaceful enjoyment of the premises by other residents[,]" Authority Br. at 10, and that "HUD [R]egulations also allow [the Authority] to terminate Section 8 [Program] assistance if a family member has engaged in criminal activity, 24 C.F.R. [§] 982.553(c) [,]" which the Authority proved. Authority Br. at 10-11.
This Court has recognized:
The relevant provisions of the Housing Act and its associated regulations, which apply throughout the country, provide particularized standards and criteria that all public housing authorities must consider and follow when reviewing an application for public housing. These criteria assure that housing authorities will use only those factors deemed permissible for consideration by the Housing Act and its associated regulations when reviewing applications for public housing and limit the discretion that a public housing authority may exercise in deciding whether to deny applications for public housing. Because a public housing authority's decision to grant or deny applications
must be in accordance with the statutory and regulatory criteria, the public housing authority's discretion is certainly not 'unfettered' and, therefore, should not be 'unassailable.'
Caba
[
v. Weaknecht
], 64 A.3d [39,] 63 [ (Pa. Cmwlth. 2013) ].
Bray v. McKeesport Hous. Auth.
,
114 A.3d 442
, 453 (Pa. Cmwlth. 2015) (en banc).
The credible evidence presented to the trial court established that the Authority terminated Cox's Section 8 Program benefits because he was involved in a single alcohol-related crime that occurred approximately two miles from his residence on September 2, 2017, and because he had a record of prior criminal charges. Based thereon, the trial court found that the Authority properly exercised its discretion to terminate Cox's assistance since Cox's purported "abuse or pattern of abuse of alcohol
may
threaten the health, safety, or right to peaceful enjoyment of other residents," and that the vicinity of the CamTran Station incident was not relevant. Trial Ct. Op. at 2, FOF 1 (italic emphasis added);
see also
FOFs 1, 4.
Section 8(d)(1)(B)(iii) of the Housing Act set forth the statutory criteria to which the Authority was bound, thereby mandating that HAP contracts include language specifying that
during the term of the lease, any criminal activity that threatens the health, safety, or right to peaceful enjoyment of the premises by other tenants,
any criminal activity that threatens the health, safety, or right to peaceful enjoyment of their residences by persons residing in the immediate vicinity of the premises
, or any drug-related criminal activity on or near such premises, engaged in by a tenant of any unit, any member of the tenant's household, or any guest or other person under the tenant's control,
shall be cause for termination of tenancy
[.]
42 U.S.C. § 1437f(d)(1)(B)(iii) (emphasis added). Section 8 of the Housing Act does not specify that alcohol abuse is a basis upon which a housing authority may terminate assistance.
However, pursuant to Section 982.552(c)(1) of the HUD Regulations the Authority "may at any time ... terminate program assistance for a participant ... [i]f the family violates any family obligations under the program...."
24 C.F.R. § 982.552
(c)(1). Family obligations are set forth in Section 982.551 of the HUD Regulations, which provides, in relevant part:
(l) Crime by household members. The members of the household
may not engage in
drug-related criminal activity or violent criminal activity or other
criminal activity that threatens the health, safety, or right to peaceful enjoyment of other residents and persons residing in the immediate vicinity of the premises
(see [ Section 982.553 of HUD Regulations, 24] § 982.553 )....
[
]
(m) Alcohol abuse by household members. The members of the household
must not abuse alcohol in a way that threatens the health, safety or right to peaceful enjoyment of other residents and persons residing in the immediate vicinity of the premises.
24 C.F.R. § 982.551
(emphasis added).
Based upon the foregoing, the Real Estate Lease Agreement portion of Cox's
HAP Contract prohibited him from committing acts that would injure persons in the building or on the property or which would disturb other residents or neighbors.
See
N.T. Authority Ex. 1 at 17. Cox's Voucher more specifically prohibited him from engaging in criminal activity and/or alcohol abuse "that threatens the health, safety or right to peaceful enjoyment of other residents and persons residing in the immediate vicinity of the premises." N.T. Authority Ex. 2 at 2-3. Under his Tenancy Addendum to the HAP Contract, Cox agreed that the Authority may terminate his assistance "for any grounds authorized in accordance with HUD requirements[,]" N.T. Authority Ex. 1 at 22, which included criminal activity and/or alcohol abuse that "threatens the health, safety or right to peaceful enjoyment of other residents and persons residing in the immediate vicinity of the premises."
24 C.F.R. § 982.551
.
Regardless of whether the only proven incidence of Cox's alcohol
use
presented to the trial court (the September 2, 2017 incident) rose to the level of "alcohol abuse," he was criminally charged for that incident. Accordingly, Cox participated in criminal activity.
However, based upon all of the language in Section 8 of the Housing Act, HUD Regulations, the HAP Contract, the Tenancy Addendum, the Voucher and the Administrative Plan, it is clear that
criminal activity and/or alcohol abuse alone is not a sufficient basis upon which to terminate Section 8 Program benefits
.
Congress did not state in Section 8 of the Housing Act that
any and all
criminal activity, wherever it occurs, is grounds to terminate Section 8 Program benefits. Neither did the HUD Regulations, the HAP Contract nor the documents that Cox signed place him on notice that
any and all
criminal activity and/or alcohol abuse no matter where it takes place constitute grounds upon which the Authority could end his benefits. Rather, based upon Section 8(d)(1)(B)(iii) of the Housing Act and applicable HUD Regulations, the Authority must prove, and the court must find that the tenant: (1) engaged in criminal activity (and/or alcohol abuse); and (2) such activity threatens the health, safety, or right to peaceful enjoyment of residents and/or persons in the immediate vicinity thereof. The second element demands proof of a threat to the health, safety or right to peaceful enjoyment of residents and/or persons in the immediate vicinity on or near the Section 8 Program leased premises.
Thus,
it is not the occurrence
of the criminal and/or alcohol-related act that is needed to jeopardize Cox's assistance
or the possibility that it could occur
, but
there
must also
be proof that the health, safety or peaceful enjoyment rights of those who reside in the "immediate vicinity" of Cox's premises was "threatened" by that act
.
24 C.F.R. § 982.551
(emphasis added).
The term "threatens" and the phrase "immediate vicinity" are not defined in Section 8 of the Housing Act, HUD Regulations, the HAP Contract, the Tenancy Addendum, the Voucher or the Administrative Plan. Just as our state courts have held relative to state statutes,
the United States Supreme Court has ruled that where a federal statute does not define a term, the courts must "look first to the word's ordinary meaning."
Mohamad v. Palestinian Auth.
,
566 U.S. 449
, 454,
132 S.Ct. 1702
,
182 L.Ed.2d 720
(2012) ;
see also
Municipality of Mt. Lebanon v. Fillen
,
151 A.3d 722
(Pa. Cmwlth. 2016) (where statutory terms are not defined, the Commonwealth Court will look to common usage). Further, to ascertain the common usage and meaning of a word in a statute, the courts may properly consider dictionary definitions.
Mohamad
;
Municipality of Mt. Lebanon.
According to Merriam-Webster's Collegiate Dictionary (11th ed. 2004) (Merriam-Webster), to "threaten" means "to hang over dangerously : menace" or "to cause to feel insecure or anxious[.]"
Id.
at 1302. Merriam-Webster defines "vicinity" as "a surrounding area or district : NEIGHBORHOOD[.]"
Id.
at 1393. "Immediate" is defined as "existing without intervening space or substance ...: being near at hand[.]"
Id.
at 620. Moreover, in
Powell v. Housing Authority of the City of Pittsburgh
,
760 A.2d 473
, 482 (Pa. Cmwlth. 2000) (
Powell I
) (en banc),
rev'd
,
571 Pa. 552
,
812 A.2d 1201
(2002), this Court affirmed the trial court's conclusion that a carjacking committed by the Section 8 Program participant's sons approximately 0.8 miles from the leased premises was not
"in the immediate vicinity of the premises."
Therefore, based upon the common usage of these terms, the Authority
failed to present one scintilla of evidence at the trial court hearing that Cox's September 2, 2017 incident made other residents of the premises where Cox lived at 200 Southmont Boulevard, Johnstown, or persons in the immediate vicinity of those premises, feel insecure or anxious for their health, safety or peaceful enjoyment
. The Authority had no statutory or regulatory basis on which to terminate Cox's benefits. The decision to terminate his benefits may not be based on mere speculation that the residents or persons in the immediate vicinity of those premises
could or may be
threatened at some point in the future.
Accordingly, this Court holds that since the trial court's decision was not based on substantial record evidence that Cox's September 2, 2017 incident, 1.9 miles from his residence, threatened other residents of the premises where Cox lived at 200 Southmont Boulevard, Johnstown, or persons in the immediate vicinity of those premises when it occurred, it abused its discretion by concluding otherwise.
Based on the foregoing, the trial court's order is reversed.
ORDER
AND NOW, this 5
th
day of June, 2019, the Cambria County Common Pleas Court's August 8, 2018 order is reversed.