Aqualliance v. National Oceanic and Atmospheric Administration

CourtDistrict Court, District of Columbia
DecidedJune 12, 2019
DocketCivil Action No. 2017-2108
StatusPublished

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Bluebook
Aqualliance v. National Oceanic and Atmospheric Administration, (D.D.C. 2019).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

AQUALLIANCE,

Plaintiff,

v. Case No. 17-cv-02108 (CRC) NATIONAL OCEANIC AND ATMOSPHERERIC ADMINISTRATION,

Defendant.

MEMORANDUM OPINION

Plaintiff AquAlliance submitted a Freedom of Information Act (“FOIA”) request to the

National Oceanic and Atmospheric Administration (“NOAA”) for records related to pollution

caused by the failure of California’s Oroville Dam in 2017. After some six weeks passed with

no response from NOAA, AquAlliance filed suit. In response, NOAA produced over 3000

unredacted and partially redacted documents and withheld 114 documents in full. It also referred

344 documents to other agencies so that they could make their own exemption determinations.

Over the course of the next year, the parties narrowed the number of exemptions in dispute.

Ultimately, AquAlliance dropped its objections to all but three documents, which NOAA

produced. AquAlliance now moves to recover $41,000 in fees and costs. For the reasons that

follow, the Court will deny AquAlliance’s motion.

I. Background

Plaintiff AquAlliance is a not-for-profit California corporation whose mission is to

“defend northern California waters . . . and to challenge threats to the hydrologic health of the

northern Sacramento River watershed.” Declaration of Barbara Vlamis (“Vlamis Decl.”), ECF No. 21-1, ¶ 2. On August 25, 2017, AquAlliance filed a FOIA request with NOAA, requesting

“any and all records regarding water quality, aquatic species, and asbestos downstream of

Oroville Dam from January 1, 2017 to present.” Id. ¶ 3. After waiting roughly six weeks and

receiving no response from NOAA, AquAlliance filed suit on October 9, 2017. Id. ¶ 6.

Declaration of Matt Kenna (“Kenna Decl.”), ECF No. 21-2, ¶ 4. On October 30, NOAA

acknowledged having received the FOIA request. Vlamis Decl. ¶ 6. Two weeks later, NOAA

produced to AquAlliance 3134 unredacted documents and 114 partially redacted documents.

Declaration of Shawn Martin (“Martin Decl.”), ECF No. 24-1, ¶ 9. Another 344 responsive

records originated in five other agencies, so NOAA referred those records to the agencies for a

disclosure determination and instructed them to make a direct production to AquAlliance. Id.

By the end of January 2018, four of the five agencies—the Bureau of Reclamation, the Fish and

Wildlife Service, FERC, and FEMA—had produced records to AquAlliance. Id. ¶¶ 10–11. The

fifth and final agency, the Army Corps of Engineers, made its production on March 15, 2018. Id.

¶ 13.

In the meantime, in February 2018, the parties filed a Joint Status Report, setting out a

schedule for resolving their remaining disagreements over NOAA’s withholdings, which the

Court adopted. Kenna Decl. ¶ 9. Between February and September NOAA provided

AquAlliance with a Vaughn index, and the parties progressively narrowed the number of

withholdings in dispute. Id. ¶ 15. Ultimately, NOAA agreed to disclose three previously

withheld documents, Martin Decl. ¶ 30, making summary judgment proceedings unnecessary.

AquAlliance now seeks $41,421.00 in attorneys’ fees and costs under 5 U.S.C. § 552(a)(4)(E).

2 II. Legal Standard

Courts “may assess against the United States reasonable attorney fees and other litigation

costs reasonably incurred” in any FOIA case where “the complainant has substantially

prevailed.” 5 U.S.C. § 552(a)(4)(E)(i). To recover fees and costs, a FOIA plaintiff must be both

(1) eligible for and (2) entitled to such an award. See Brayton v. Office of the U.S. Trade

Representative, 641 F.3d 521, 524 (D.C. Cir. 2011). A plaintiff can become eligible for an

award in one of two ways: either by obtaining relief through a judicial order or by showing that

its suit caused “a voluntary or unilateral change in position by the agency,” resulting in the

release of documents. 5 U.S.C. § 552(a)(4)(E)(ii); see also Brayton, 641 F.3d at 525 (“[T]he

OPEN Government Act of 2007 . . . revived the possibility of FOIA fee awards in the absence of

a court decree.”).

If the plaintiff is eligible for a fee award, courts proceed to the entitlement prong.

Elec. Privacy Info. Ctr. v. U.S. Dep’t of Homeland Sec. (“EPIC”), 999 F. Supp. 2d 61, 66–67

(D.D.C. 2013) (quoting Brayton, 641 F.3d at 524). Under the entitlement prong, courts consider

“(1) the public benefit derived from the case, (2) the commercial benefit to the requester, (3) the

nature of the requester’s interest in the information, and (4) the reasonableness of the agency’s

conduct.” Morley v. CIA, 719 F.3d 689, 690 (D.C. Cir. 2013). “In applying this test, ‘[n]o one

factor is dispositive.’” EPIC, 999 F. Supp. 2d at 67 (quoting Davy v. CIA, 550 F.3d 1155, 1159

(D.C. Cir. 2008)). “The sifting of those criteria over the facts of a case is a matter of district

court discretion.” Tax Analysts v. DOJ, 965 F.2d 1092, 1094 (D.C. Cir. 1992).

Finally, if a FOIA plaintiff is both eligible for and entitled to an award, courts should

assess the reasonableness of the requested fees. While precedent can be a helpful guide to a

court in conducting its assessment, this analysis is “necessarily somewhat imprecise.” Nat’l

3 Ass’n of Concerned Veterans v. Sec’y of Def., 675 F.2d 1319, 1323 (D.C. Cir. 1982). Thus,

courts should “exercise their discretion as conscientiously as possible, and state their reasons as

clearly as possible.” Copeland v. Marshall, 641 F.2d 880, 893 (D.C. Cir. 1980) (en banc).

III. Analysis

The Court takes eligibility and entitlement in turn.

A. Eligibility

AquAlliance claims that it is eligible to receive a fee award because it “‘obtained relief’

through ‘a voluntary or unilateral change in position by the agency[.]’” Plaintiff’s Motion for

Attorney Fees and Other Litigation Costs, and Memorandum in Support (“Pl’s Mot.”), ECF No.

21, at 7 (quoting 5 U.S.C. § 552(a)(4)(E)). Under this so-called “catalyst theory” of eligibility,

“[t]he key question . . . is whether ‘the institution and prosecution of the litigation cause[d] the

agency to release the documents obtained during the pendency of the litigation.’” Elec. Privacy

Info. Ctr. v. U.S. Dept. of Homeland Sec., (EPIC III), 811 F. Supp. 2d 216

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