Appolon v. Shinn

District Court, D. Arizona·Decided October 1, 2021·No. 4:18-cv-00357·Unknown

Opinion

WO

Esterlin Appolon, No. CV-18-00357-TUC-CKJ

Petitioner, ORDER

v.

David Shinn, et al., Respondents.

On April 28, 2021, Magistrate Judge Bruce Macdonald issued a Report and Recommendation (“R&R”) recommending that the Court dismiss Esterlin Appolon’s Third Amended § 2254 Petition. (Doc. 36) On June 11, 2021, Appolon filed his timely Objection to R&R. (Doc. 43) On June 17, 2021, the State filed its Response to Petitioner Appolon’s Objections to the Magistrate Judge’s Report and Recommendation (Doc. 44); and on June 25, 2021, Appolon filed his Response to State’s Motion (Doc. 46), which the Court interprets as an improper reply in support of Objection to R&R.1 For the following reasons, the Court adopts the R&R, dismisses Appolon’s Third Amended Petition, and instructs the Clerk of Court to close this case.

1 “No replies shall be filed unless leave is granted from the District Judge.” (Doc. 36 at 29). BACKGROUND2 Conviction On April 27, 2015, Nick Brown was shot in the face. (Doc. 35-1 at 134) The shooting occurred on the front porch of Brown’s residence. Id. Despite his wounds, Brown was conscious and able to communicate with responding officers who arrived at the scene shortly after the shooting. Id Brown identified Appolon as the shooter. Id. at 134-35. Another witness also informed officers that she saw Appolon speaking with Brown outside his residence shortly before the shooting. Id. at 135. An arrest team was formed, and Appolon was arrested outside his residence on the north side of Tucson. Id. Appolon shot Brown because Brown owed him money. State v. Appolon, No. 2 CA-CR 2019-0222-PR, 2020 WL 1079183, at *1 (Ariz. Ct. App. Mar. 6, 2020). On August 4, 2017, after two mistrials, Appolon was convicted by jury of two counts of aggravated assault in Pima County Superior Court. Id. After Appolon’s conviction and prior to his sentencing, his attorney filed a motion to withdraw because he believed that Appolon had a colorable claim of ineffective assistance of counsel based on counsel’s failure to watch body camera footage taken from a responding officer on the night of the shooting. Id. The trial court granted the motion as well as Appolon’s request to proceed pro se, and appointed advisory counsel for his sentencing hearing. Id. On January 29, 2018, Appolon was sentenced to concurrent prison terms of 11.25 years. Id. Post-Conviction Relief Petition On May 30, 2019, Appolon filed a Petition for Post-Conviction Relief (“PCR Petition”) with the Superior Court. (Doc. 35-1 at 74-82) In his PCR Petition, Appolon raised three grounds for post-conviction relief. Id. at 74. He argued that: (i) there was insufficient evidence to support the jury’s guilty verdict on the aggravated assault charges; (ii) the trial court lacked jurisdiction to render judgment and impose a sentence; and (iii) the justice court lacked jurisdiction to conduct his initial appearance and hold him over for

2 The Court adopts the thorough procedural history outlined in the Magistrate Judge’s R&R. See Doc. 36 at 2-14. proceedings in Superior Court. Id. at 74, 134. On August 27, 2019, the court denied the PCR Petition, ruling that Appolon’s justice court jurisdictional challenge was without merit; jurisdictional challenges only applied to a court’s ability to render judgment or to impose a sentence; any Superior Court jurisdictional challenge for a lack of probable cause for arrest could have been brought prior to trial and was waived; Appolon made a knowing, intelligent and voluntary decision to forego assistance of counsel and represent himself at the priors trial and at sentencing; advisory counsel took an active role during post-trial hearings and spoke on Appolon’s behalf at sentencing; and Appolon failed to present clear and convincing evidence to support the proposition that no reasonable factfinder would have been able to find him guilty of two counts of aggravated assault beyond a reasonable doubt. Id. at 137-40. Petition for Review On September 18, 2019, Appolon filed a Petition for Review (“PFR”) with the Arizona Court of Appeals. (Doc. 35-1 at 152-164) In his PFR, Appolon raised five arguments for review of the denial of his PCR Petition. Id. at 153. He argued that: (i) the trial court abused its discretion by denying his PCR Petition; (ii) the justice court abused its discretion by asserting jurisdiction over his initial appearance; (iii) the trial court abused its discretion by rendering judgment and imposing a sentence; (iv) the prosecution failed to present sufficient evidence to justify a rational trier of fact finding guilt beyond a reasonable doubt for charges of aggravated assault; and (v) the trial court denied him fair and impartial treatment in violation of the fundamental fairness doctrine. Id. On March 6, 2020, the Arizona Court of Appeals granted Appolon’s PFR and denied relief. Appolon, 2020 WL 1079183, at *3. In its ruling, the Court of Appeals concluded that any challenge to the justice court’s jurisdiction was precluded because the issue could have been raised during trial proceedings but had not; Appolon’s claim that the trial court lacked jurisdiction appeared to be based on his lack of counsel at sentencing, and that Appolon knowingly, intelligently, and voluntarily waived his right to counsel; and that a general challenge to the sufficiency of evidence presented at trial does not constitute a viable claim. Id. Third Amended Petition Under 28 U.S.C. § 2254 On May 26, 2020, Appolon filed his third amended Petition Under 28 U.S.C. § 2254 (“2254 Petition”). (Doc. 32) In his 2254 Petition, Appolon raised four grounds for relief, arguing that: (i) the trial court failed to have jurisdiction to render judgment and impose a sentence; (ii) there was insufficient evidence to justify a rational trier of fact finding guilt beyond a reasonable doubt for aggravated assault charges; (iii) the trial court failed to have subject matter jurisdiction over his criminal case; and (iv) the prosecution engaged in misconduct by presenting body-camera evidence during his third trial, which it had not produced during his first two trials. Id. at 6-11. On April 28, 2021, Magistrate Judge Macdonald issued an R&R recommending that the Court dismiss Appolon’s 2254 Petition, as all of his claims were procedurally defaulted. (Doc. 36 at 28) The Magistrate Judge concluded that Article 6, Section 14 of the Arizona Constitution invested state superior courts with original jurisdiction over felony and misdemeanor criminal cases; Arizona Rule of Criminal Procedure 32.1 dictates that an insufficiency of the evidence claim requires clear and convincing evidence, which Appolon failed to produce; Arizona Revised Statute § 22-301(A)(2) confers jurisdiction upon the state justice courts to conduct initial criminal appearances; Appolon failed to raise his claim of prosecutorial misconduct to the Arizona courts; rulings on Appolon’s PCR Petition and PFR were based upon independent and adequate state law grounds, which precluded habeas review of identical claims by this Court; and Appolon failed to demonstrate cause and prejudice as a result of his procedurally defaulted claims. Id. at 23-28. Report and Recommendation A “district judge may refer dispositive pretrial motions, and petitions for writ of habeas corpus, to a magistrate [judge], who shall conduct appropriate proceedings and recommend dispositions.” Thomas v. Arn, 474 U.S. 140, 141 (1985); see also 28 U.S.C. § 636(b)(1)(B). Any party “may serve and file written objections” to a report and recommendation by a magistrate judge. Id. § 6

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