Application of Henri-Georges Doll

419 F.2d 925, 57 C.C.P.A. 822
CourtCourt of Customs and Patent Appeals
DecidedJanuary 8, 1970
DocketPatent Appeal 8223
StatusPublished
Cited by10 cases

This text of 419 F.2d 925 (Application of Henri-Georges Doll) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Application of Henri-Georges Doll, 419 F.2d 925, 57 C.C.P.A. 822 (ccpa 1970).

Opinion

ALMOND, Judge.

This appeal is from the decision of the Patent Office Board of Appeals affirming' the examiner’s rejection of claims 32-35, 42 and 43 in appellant’s application for a reissue patent 1 on the grounds that the claims are barred By the fourth paragraph of 35 U.S.C. § 251 and not supported by an oath complying with Patent Office Rule 175.

The invention relates to method and apparatus for oil well logging, with which information about the nature of earth formations surrounding a borehole is obtained. More important than an understanding of the invention here is the history of the application before the Patent Office presenting the development of the issues before us. The following facts are not in dispute.

On October 31, 1957, a year and ten months after issuance of his original patent, appellant filed the instant reissue application with the 19 claims of the original patent and 12 additional claims (claims 20-31), broader than the 19 original claims, copied for interference purposes from a patent to one Waters. After termination of an interference arising from the above action, appellant presented, during ex parte prosecution, four claims (32-35) copied from a patent to one Piety. The date of submission of those claims was July 28, 1960. Subsequently, during the duly declared Piety interference, appellant presented claims 36-41 copied from a third patent to Alder. On October 16, 1962, claims 32-35 were amended and claims 42 and 43 were presented. No oath other than the original reissue application oath was of record prior to the board’s decision. Claims 32-43 are conceded to be broader than any of the original patent claims. All claims were found by the board to be for the invention disclosed in the original patent, and claims 36-41 were further found to be more limited in scope than claim 20 submitted at the time of filing of the reissue application. Claims 32-35, 42 and 43, the only claims before us, are conceded by appellant to be “broader than the claims originally submitted with the appellant’s timely filed application for a broadened reissue patent.”

Thus, the issues presented for determination in this appeal are:

(1) Whether claims presented in a reissue application filed within two years of the original patent grant are barred by 35 U.S.C. § 251 when such claims are not submitted until more than two years after the grant and are broader in scope than both the original patent claims and the broadening reissue claims originally submitted, and

(2) Whether the reissue oath originally filed with the reissue application is adequate to support the newly submitted claims.

As a corollary to (2) above, appellant contends that an issue before us is whether the board erred in refusing to consider, on petition for reconsideration, whether the original reissue oath can be supplemented after the two-year statutory period prescribed by 35 U.S.C. § 251.

*927 The essence of the Patent Office’s position is set forth in the opinion of the board as follows:

The fourth paragraph of 35 U.S.C. § 251, which reads as follows:

“No reissued patent shall be granted enlarging the scope of the claims of the original patent unless applied for within two years from the grant of the original patent.”

makes no direct mention of an application. Thus, it seems to us that the language could just as well mean that no reissue patent shall be granted enlarging the scope of the claims of the original patent, unless said claims are applied for within two years of the grant of the original patent.

Patent Office Rule 175 requires the reissue oath to particularly specify the errors relied upon, which appellant has done in this case by referring particularly to Fig. 4 in his oath, and the fact that he had failed to claim the invention in the breadth set' forth in claims 20 to 31, inclusive. Thus, it appears that the two-year period in which to file for broadened reissue claims is granted for the purpose of enabling the patentee to discover particular deficiencies in the breadth of the claims as originally granted, and not as a period in which to decide whether or not he should spread a net to catch any broad subject matter which he may later decide should have been captured.

******

* * * [Claims 32-35, 42 and 43] are drawn essentially to the uphole mechanisms shown in Figs. 4 and 5, and nowhere do they require the specific instrumentalities set forth in the reissue oath and the device covered by claim 20. Therefore, these claims stand without an adequate reissue oath, and as claims broader than the patent claims for which no reissue claim was made within the two-year period allowed by the statute.

In support of this position, the solicitor contends, are the decisions in La Maur, Inc. v. DeMert & Dougherty, Inc., 265 F.Supp. 961 (N.D.Ill.1965), aff’d at (7th Cir. 1966) and Stohr et al. v. Brenner, 157 USPQ 675 (D.D.C.1968), aff’d at 417 F.2d 1149 (D.C.Cir.1969). Among the district court’s 23 “Conclusions of Law” in La Maur is:

19. The reissue claims are also invalid because they are broader than the original claims and broader than the reissue claims originally presented and the doubly broadened subject matter was not claimed until more than two years after the original patent had been granted. Title 35 U.S.C. Sec. 251.

To similar effect is the court’s conclusion and holding in Stohr, involving “doubly broadened” claims presented in a reissue application filed more than four years after the original patent grant, such application alleged to be, however, a continuation of a reissue application filed within two years of the issue date of the patent. Neither appellate court made any reference to the above ground in their respective affirm-ances.

We agree with appellant that the above-cited decisions are of little assistance to us in deciding the issues squarely presented to this court. Neither opinion does more than acknowledge the issue and state a conclusion. No analysis pertinent thereto is set forth. In La Maur the conclusion of law is but one of many conclusions drawn in the main from those submitted by the prevailing party, and in Stohr other factors, possibly relevant, are present.

Although the language of 35 U.S.C. § 251 appears .to us free of ambiguity, the above decisions, despite the absence of logic or rationale justifying the courts’ interpretations of 35 U.S.C. § 251, have prompted us to consider the legislative history pertaining to the enactment of 35 U.S.C.

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Bluebook (online)
419 F.2d 925, 57 C.C.P.A. 822, Counsel Stack Legal Research, https://law.counselstack.com/opinion/application-of-henri-georges-doll-ccpa-1970.