Application of Hayes

178 F.2d 940, 37 C.C.P.A. 806
CourtCourt of Customs and Patent Appeals
DecidedDecember 12, 1949
DocketPatent Appeals 5649
StatusPublished
Cited by2 cases

This text of 178 F.2d 940 (Application of Hayes) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Application of Hayes, 178 F.2d 940, 37 C.C.P.A. 806 (ccpa 1949).

Opinion

JOHNSON, Associate Judge.

This is an appeal from the decision of the Board of Appeals of the Patent Office affirming the rej ection by the Primary Ex- ■ aminer of Hayes’ reissue application on the ground of laches, and the rejection of claim 30 on prior art.

Appellant was issued Patent 2,298,481, October 13, 1942, on an application filed June 30, 1939. Twenty-one claims were allowed. The invention consists of a sturdy fishing reel designed to meet the heavy strains of deep sea fishing. Features of the reel include a gear drive in which the gears are constantly meshed, rotating only when the line is drawn in, the reel itself being fully mounted on ball bearings, a braking mechanism being applied at each end of the reel, and the reel spool susceptible of exial movement to engage a friction clutch providing a driving connection with a crank handle.

In an affidavit of record the inventor states that he. examined the patent specification and claims after the patent issued, and “assumed” his invention was adequately covered. In January of 1943 he sent his attorney five blueprints depicting various designs of fishing reels and' asked to be advised whether or not the claims of his patent covered those designs. His attorney informed him they did, and on June 2, 1943, the attorney wrote appellant that the patent claims were of “such sufficient scope to cover modification in the structure” shown in the blueprints, and further filing was unwarranted. When the inventor negotiated with a firm in November of 1944 to license manufacture of the reel, he submitted the same blueprints for study. Interest was displayed in reels depicted on one of the blueprints, and an indication given of an intention by the. firm to begin manufacturing the reels as soon as possible. On September 13, 1945, that firm notified the inventor that their patent- attorney had advised them that the Hayes patent claims did not cover the reels in which they were interested. Hayes consulted a new patent attorney on the same date, and was informed that “said invention was not covered by said patent and that said fishing reels were not covered by the claims of said patent.” Hayes instructed the attorney to prepare a reissue application, which, after some delay occasioned by the attorney’s sudden illness and an emergency operation, was filed December 11, 1945. The reissue application made no changes in the drawings or specification of the patent, but added 10 claims which appellant concedes are broader than the claims of the patent.

The examiner rejected the reissue application because of appellant’s laches in delaying for more than a year after his patent issued to present his broadened *942 claims where adequate proof of special circumstances justifying the delay was not made. The examiner held that the erroneous advice given Hayes by his original patent attorney concerning the sufficiency of the claims which delayed the inventor in learning of their actual insufficiency was not such a “special circumstance” as would excuse a delay beyond the one year rule applicable to broadened reissues, citing Wollensak v. Sargent, 151 U.S. 221, 14 S.Ct. 291, 38 L.Ed. 137, and In re Ams, 29 App.D.C. 91.

Before the Board of Appeals, appellant contended that delay in filing a reissue application should be considered in two aspects: the time interval between issuance of the patent and discovery of its insufficiency ; and, the time between the discovery of the insufficiency and the filing of a reissue application. The board conceded that the second period was not in dispute as the examiner had raised no question concerning it.

Appellant’s position before the board was that inasmuch as he was advised several times by his original patent attorney that his patent claims were sufficient, he was justified in resting on that advice. He also contended that War Production Board restrictions on fishing reel manufacture during World War II not 'only prevented him from licensing the use of his patent, but also prevented anyone else from obtaining intervening rights. The board affirmed the examiner’s decision holding that “reliance upon the advice of one attorney, is not sufficient to excuse a delay of more than one year in filing a reissue application with broadened claims.” The board also pointed out that the affidavits of record establish that the blueprints submitted to appellant’s first patent attorney were the same as those later submitted to the manufacturer. From these same designs considered in relation to the Hayes patent, appellant’s attorney and the manufacturer’s attorney reached opposite conclusions. The board held that the delay of the inventor in discovering the insufficiency of his patent claims was, therefore, due to an error in judgment — not a mistake in the facts— and that an error of judgment does not excuse an unreasonable delay in applying for a reissue patent, citing Topliff v. Topliff, 145 U.S. 156, 12 S.Ct. 825, 36 L.Ed. 658.

Miller v. Brass Co., 104 U.S. 350, 26 L.Ed. 783, laid down in unmistakable terms the rule that an application for a reissue patent must be made with all due diligence and speed; that, by analogy to the statutory bar of public use, failure to file for a reissue within two years may be considered as an abandonment to the public of matter disclosed but not claimed in a patent; that nothing but a “speedy application for its correction, is admissible when it is sought merely to enlarge the claim”; and, that where a reissue is sought for the purpose of enlarging the scope of a patent, the rule of laches should be strictly applied.

In Mahn v. Harwood, 112 U.S. 354, 5 S.Ct. 174, 177, 6 S.Ct. 451, 28 L.Ed. 665, the Court held that a patent may not lawfully be reissued “for the mere purpose of enlarging the claim, unless there has been a clear mistake inadvertently committed in the wording of the claim” and the reissue application is filed “within a reasonably short period after the original patent was granted.” Because of the rights of the public, and the opportunity for fraud where considerable lapses of time intervened, the court held that justice and public policy required holding patentees “strictly to the rule of reasonable diligence” in seeking broadened reissues, and that any delay longer than two years “should be made manifest by the special circumstances of the case.” That doctrine was affirmed again by the Court in Wollensak v. Reiher, 115 U.S. 96, 101, 5 S.Ct. 1137, 29 L.Ed. 350; Ives v. Sargent, 119 U.S. 652, 662, 7 S.Ct. 436, 30 L.Ed. 544; and Wollensak v. Sargent, 151 U.S. 221, 14 S.Ct. 291, 38 L.Ed. 137. The Court restated the rule in Sontag Chain Stores Co. Ltd. v. National Nut Co., 310 U.S. 281, 293, 60 S.Ct. 961, 967, 84 L.Ed. 1204, as, “a reissue with enlarged claims, not applied for within the two years after the original, is void in the absence of extraordinary exculpating circumstances.”

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Bluebook (online)
178 F.2d 940, 37 C.C.P.A. 806, Counsel Stack Legal Research, https://law.counselstack.com/opinion/application-of-hayes-ccpa-1949.