Appel v. Spiridon

463 F. Supp. 2d 255, 2006 U.S. Dist. LEXIS 87356, 2006 WL 3479414
CourtDistrict Court, D. Connecticut
DecidedDecember 1, 2006
DocketCivil Action 3:06cv1177 (SRU)
StatusPublished
Cited by3 cases

This text of 463 F. Supp. 2d 255 (Appel v. Spiridon) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Appel v. Spiridon, 463 F. Supp. 2d 255, 2006 U.S. Dist. LEXIS 87356, 2006 WL 3479414 (D. Conn. 2006).

Opinion

RULING AND ORDER

UNDERHILL, District Judge.

Rosalie Appel is a tenured professor at Western Connecticut State University (“WCSU” or the “University”). In September, Appel was suspended without pay when she refused to undergo a psychiatric examination. Appel has filed suit against four university administrators, 1 pursuant to 42 U.S.C. §§ 1983 and 1988, alleging that their conduct violates the First Amendment and the Equal Protection Clause. She seeks a preliminary injunction to prevent the defendants from requiring that she undergo a psychiatric evaluation in order to maintain her teaching position, salary, and benefits.

With respect to her Equal Protection claim as a “class of one,” Appel has established that she will continue to suffer irreparable harm in the absence of an injunction, there are serious questions going to the merits of the case, and the balance of hardships decidedly tips in her favor. See Jolly v. Coughlin, 76 F.3d 468, 473 (2d Cir.1996). Accordingly, her motion for a preliminary injunction is granted.

*258 I. Background

Appel is a professor of art at WCSU, where she has taught for over forty years. She was granted tenure in 1969. Her main area of expertise is printmaking.

Last year Appel became involved with a colleague’s claim of race discrimination. After WCSU failed to consider Hwa Young-Caruso for an open position in the Art Department, Young-Caruso filed a claim with the Connecticut Commission on Human Rights and Opportunities (CHRO). Young-Caruso’s claim involved events that occurred during an Art Department meeting in September 2003.

In March 2004, Spiridon and Barbara Barnwell, the University’s affirmative action officer, met with Appel to discuss the September 2004 meeting and Young-Caruso’s claims of discrimination.

On May 12, 2005, Appel testified at a CHRO hearing on behalf Young-Caruso about what took place during the September 2003 meeting of the Art Department.

Several months later, all the full-time faculty members of the art department, excluding Appel, signed a petition objecting to her behavior. Def. Ex. B. The petition — in the form of a memorandum addressed to Vaden-Goad — described Ap-pel’s “unprofessional” conduct as “disruptive and accusatory.” Id. Appel’s colleagues requested outside assistance in order to improve the functioning of their department. Id. On October 31, 2005, Appel met with Vaden-Goad to discuss the petition.

On November 11, 2005, pursuant to Article 4.13 of the CSU-AAUP/BOT collective bargaining agreement, 2 Vaden-Goad convened a special assessment committee (“SAC” or the “Committee”) to evaluate Appel’s conduct and to develop an action plan to address any problems. Def. Ex. C. The Committee was comprised of three faculty members from WCSU, including Professor Katy Wiss, who headed the Committee, as well as the chair of the Art Department at Central Connecticut State University.

As part of its assessment, the SAC reviewed three sets of student evaluations, including two that the Committee distributed; interviewed six graduating senior art majors; twice observed Appel’s classroom teaching; interviewed various WCSU faculty and staff members and administrators; reviewed complaints concerning Appel filed by students in recent years; and reviewed documents submitted by Appeal relating to her teaching and professional responsibilities. Def. Ex. E. The Committee attempted to meet with Appel and requested written feedback, but she refused to attend a meeting or provide the Committee with written responses. Def. Ex. F.

The SAC issued a report dated April 28, 2006. Def. Ex. E. In that report, the Committee summarized its findings, concluding that, although Appel is capable of teaching well, the Committee has strong reservations about “her ability to develop the rapport appropriate to effective teaching.” Id. at 25. The Committee expressed concern that Appel’s behavior may negatively affect individual students. Id. The SAC also noted its concern regarding Appel’s lack of recent creative activity. Id. Appel’s use of e-mail, which the Committee described as “bordering on bullying,” id. at 19, was a specific behavior that troubled the SAC. Id. at 25. Finally, the Committee concluded that “Appel’s service is significantly limited by her apparent inability to work with her colleagues.” Id.

*259 In its report, the SAC set forth several preliminary recommendations. Those recommendations included suggestions for the Art Department as a whole, for colleagues who work with Appel, and for Appel herself. With respect to recommendations directed at Appel and her teaching and work with students, the Committee suggested that she rework her syllabi, establish clear professional boundaries with students, and find accessible space for student exhibitions. Id. at 27. With respect to her work with colleagues, the SAC recommended that Appel be given clear instructions on acceptable behavior, and, because the Committee concluded that it was unclear whether she could consistently control her behavior, it recommended that she “be given an in-depth psychological assessment (neuropsychological and projectives battery).” Id. at 28. In addition, the SAC suggested that Appel be given the opportunity for medical treatment or psychotherapy to “talk through some of her feelings and concerns.” Id.

On June 30, 2006, the SAC issued its Plan for Remediation (the “Plan”). Def. Ex. G. The final Plan for Remediation took into account the “rebuttal” and certain materials that Appel provided following the SAC report. Id. The SAC identified several areas of remediation and recommended action to respond to those areas. The Committee’s recommendations focused on Appel altering her interpersonal behavior with faculty, students, and staff; improving her syllabi, modifying the administration of student surveys, and finding accessible space if she wishes to display her students’ work publicly. In addition, the SAC recommended that Appel undergo “neuropsychological and projectives assessments to determine whether she has the capacity to alter the behaviors in this work setting that have been documented as problematic (yelling, accusing and needing instructions to be repeated many times).” Id. In other words, the Committee recommended that Appel undergo a psychiatric examination, at an institution selected by the University’s Human Resources Department, because of her “problematic behavior.” The schedule recommended by the SAC required Appel to undergo the psychiatric evaluation before the fall 2006 semester. The SAC also recommended that, depending on the results of the psychological testing, the University implement appropriate solutions with medical personnel.

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Related

Appel v. Spiridon
Second Circuit, 2008
Tuli v. Brigham & Women's Hospital, Inc.
566 F. Supp. 2d 32 (D. Massachusetts, 2008)

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Bluebook (online)
463 F. Supp. 2d 255, 2006 U.S. Dist. LEXIS 87356, 2006 WL 3479414, Counsel Stack Legal Research, https://law.counselstack.com/opinion/appel-v-spiridon-ctd-2006.