Anton Tuomi v. Secretary, Florida Department of Corrections

980 F.3d 787
Court of Appeals for the Eleventh Circuit·Decided November 13, 2020·No. 17-14373·Published·Cited by 49 cases

Opinion

[PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT

No. 17-14373

D.C. Docket No. 9:16-cv-80542-RLR

ANTON TUOMI, Petitioner-Appellant,

versus

SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS, ATTORNEY GENERAL, STATE OF FLORIDA,

Respondents-Appellees.

Appeal from the United States District Court for the Southern District of Florida

(November 13, 2020)

Before ROSENBAUM, JILL PRYOR, and BRANCH, Circuit Judges. BRANCH, Circuit Judge:

Anton Eric Tuomi, a Florida prisoner, is serving a 15-year minimum-

mandatory term of imprisonment after a jury convicted him of aggravated battery, in violation of Florida Statute § 784.045(1)(a)(1). He appeals the district court’s denial of his 28 U.S.C. § 2254 habeas corpus petition and obtained a certificate of appealability from this Court on whether the district court erred in concluding that: (1) Tuomi was not denied his right to counsel when the state court accepted Tuomi’s motion to withdraw his guilty plea without first appointing him new counsel or providing him an opportunity to confer with counsel; (2) Tuomi’s appellate counsel was not ineffective for failing to argue that Tuomi had been denied his right to counsel before withdrawing his guilty plea; and (3) Tuomi’s appellate counsel was not ineffective for failing to raise a claim that Tuomi did not knowingly and voluntarily waive his right to counsel, in violation of Faretta v. California, 422 U.S. 806 (1975). After careful review and with the benefit of oral argument, we affirm.

I. Background

In 2010, Tuomi was charged with felony battery and criminal mischief. On the morning his trial was to set begin, he entered a negotiated guilty plea in exchange for a sentence of two years’ imprisonment. After judgment was entered in his case, Tuomi’s counsel filed a motion to withdraw the guilty plea, to withdraw from representation, and to appoint conflict-free counsel, pursuant to

Florida Rule of Criminal Procedure 3.170(1), 1 alleging that Tuomi’s plea was involuntary and that she had misled Tuomi. Specifically, counsel asserted that she advised Tuomi to accept the negotiated plea offer of two years’ imprisonment based on an incorrect criminal punishment scoresheet, and under the correct scoresheet, Tuomi would have been subject to no longer than one year of imprisonment. Counsel asserted that she was ineffective for failing to advise Tuomi that the scoresheet was incorrect and in failing to advise him that he should not be subject to more than one year of imprisonment. She asserted that an evidentiary hearing was required, that the nature of the allegations under Florida law required her to withdraw as counsel, and that Tuomi was entitled to relief.2 At the hearing on the motion, Tuomi’s counsel advised the court that Tuomi had the right to withdraw his plea because he had accepted the plea based on an incorrect scoresheet and, under a correct scoresheet, he likely would not have been

1 Fla. R. Crim. P. 3.170(l) provides that “[a] defendant who pleads guilty or nolo contendere without expressly reserving the right to appeal a legally dispositive issue may file a motion to withdraw the plea within thirty days after rendition of the sentence, but only upon the grounds specified in Florida Rule of Appellate Procedure 9.140(b)(2)(A)(ii)(a)–(e) except as provided by law.” The grounds specified in Florida Rule of Appellate Procedure 9.140(b)(2)(A)(ii) include an involuntary plea. Fed. R. App. P. 9.140(b)(2)(A)(ii)(c).

2 Meanwhile, Tuomi filed his own pro se motion to withdraw plea, asserting that his counsel was ineffective and that she “coerced” him into accepting the plea offer based on the incorrect scoresheet. The trial court denied Tuomi’s pro se motion to withdraw plea, concluding that he “understood he was facing five years in prison and chose to accept a two year sentence in lieu of risking the five years. He received the benefit of the bargain and should not be allowed to withdraw his plea. The scoresheet is correct.”

subject to more than a year of incarceration. 3 The prosecutor responded that, while she did not necessarily agree that the plea should be vacated, she believed the best thing to do would be to appoint new counsel for Tuomi and hold an evidentiary hearing to determine whether his plea was voluntary or not. The court permitted Tuomi to address the court. Tuomi stated that he was “coerced” and “under duress” when he entered the negotiated plea and “wasn’t really quite aware of . . . the proper sentence.” The court then asked Tuomi “[s]o you want to have your trial now?” and Tuomi stated “I would love to have another trial, Your Honor.” The prosecutor then advised the court that, if the plea were withdrawn, the state would amend the charge to aggravated battery and Tuomi would be facing a 15-year mandatory-minimum sentence. The prosecutor also stated that the “plea offer had nothing to do with the scoresheet,” and that the state was going to seek a prison sentence regardless of the scoresheet because of Tuomi’s “violent history.” The trial court asked the prosecutor whether the state wanted to have an evidentiary hearing on Tuomi’s motion regarding the voluntariness of his plea or “just have a trial with this fellow,” and the prosecutor stated “[l]et’s just have a trial.” Accordingly, the trial court granted Tuomi’s counseled motion to withdraw his plea and ordered that new counsel be appointed to represent him.

3 Counsel stated that she advised Tuomi that, even under a correct scoresheet, it was still possible for him to face more than a year of imprisonment if he scored higher than 22 points, but that Tuomi wished to proceed with the withdrawal of the plea anyway.

After the plea was vacated, the prosecutor filed an amended information charging Tuomi with aggravated battery and criminal mischief. Tuomi’s newly appointed counsel filed a motion to withdraw based on a conflict of interest. The trial court granted the motion and appointed new counsel. Shortly thereafter, Tuomi filed a pro se request to discharge this counsel and requested that the trial court “appoint co[-]counsel to aid Mr. Tuomi and his defense as pro se lawyer.”4 Tuomi also filed a handwritten “waiver of representation by counsel,”

asserting that he had diligently investigated the case, was ready for trial, and would be representing himself. A few weeks later, he filed an amended waiver of representation, averring that he did not suffer from any mental illness and was competent to represent himself at trial. The trial court ultimately granted the motion to withdraw counsel and entered an order stating that Tuomi would represent himself “at his request.”

Tuomi therefore proceeded to trial without counsel. Prior to voir dire, the trial court conducted the following colloquy with Tuomi:

THE COURT: [] I am required by law to talk to you a little bit about your choice to have a trial without a lawyer.

MR. TUOMI: Uh-huh, Faretta?

THE COURT: Pardon me?

4 His newly appointed counsel also filed a motion to withdraw asserting that he was not on the court-appointed attorneys list and was declining appointment for the case.

MR. TUOMI: It’s called Faretta?

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Anton Tuomi v. Secretary, Florida Department of Corrections, 980 F.3d 787 (11th Cir. 2020).

980 F.3d 787 (Anton Tuomi v. Secretary, Florida Department of Corrections) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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