Anthony Peak v. Kubota Tractor Corporation

559 F. App'x 517
CourtCourt of Appeals for the Sixth Circuit
DecidedMay 16, 2014
Docket13-1977
StatusUnpublished
Cited by11 cases

This text of 559 F. App'x 517 (Anthony Peak v. Kubota Tractor Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Anthony Peak v. Kubota Tractor Corporation, 559 F. App'x 517 (6th Cir. 2014).

Opinion

SUHRHEINRICH, Circuit Judge.

Plaintiff-Appellant Anthony Peak (“Plaintiff’) was injured after the front-end loader tractor he was using to move boulders malfunctioned, causing the boulders to fall on him, resulting in severe injuries. The jury rendered a verdict for Defendants Kubota Tractor Corporation and Ku-bota Industrial Equipment Corporation (“Defendants”). We affirm.

I. Background

A. Facts

In 2007, Plaintiff bought a Kubota tractor model M5050HD and a loader Model LA 1158. At the time of the accident, Plaintiff was moving boulders on his property from the side of a barn to a nearby concrete slab. Plaintiff scooped three boulders from the side of the barn into the bucket and pulled back on the loader’s control lever to raise the bucket. Plaintiff claimed that he released the controller lever, which should have caused it to return to the neutral position and for the boom on the loader to stop moving. He then turned his head and body clockwise to look behind him as he drove the tractor backwards toward the slab. However, the controller lever did not release, the boom continued to rise, and the rocks fell out, landing on Plaintiff. He suffered severe injuries.

About two weeks after the accident, Plaintiff took his tractor and loader to Summit Power Center, an authorized Ku-bota dealer. Plaintiff claims that he specifically requested the failed part be returned to him and that his request was documented on the repair invoice Summit Power gave him.

Summit Power contacted Defendants to inspect the tractor/loader combination to see if Kubota would authorize repairs under the warranty. Defendants’ records indicate that Summit’s service technician found “the plungers on the single level control were sticking on the lever itself.” The records indicate that the technician lubricated “the plungers and the valve seem[ed] to work fine.” Kubota nonetheless authorized the replacement of the entire control lever mechanism and the warranty records identify it as a “Failed Part.” Defendants also fixed the damage to the tractor caused by the falling rocks. Defendants did not return the original control level mechanism to Plaintiff. Defendants’ representative Todd Bechtel testified that he was aware of the accident and injury and notified corporate legal of the incident with Plaintiffs tractor. Defendants claimed that it retained the original controller for approximately six months per its custom and practice, and then discarded it in the normal course of business. Defendants contend that Plaintiff never sent a litigation hold letter or any other communication to put them on notice of a duty to preserve, and that they did not become aware of Plaintiffs allegations until they were served with Plaintiffs complaint in September of 2009.

Plaintiff testified when he picked up his tractor from repair, he was told that the controller had been lubricated but he was not told that the controller had been removed. The invoice he was given documented replaced parts, but did not identify *519 the controller. Plaintiff had the same sticking problems with the replacement controller (although he thought it was the old controller). The experts examined the replacement controller.

B. Procedural History

On September 28, 2009, Plaintiff filed an eight-count products liability complaint against Defendants. 1 Defendants filed several motions, including a motion for summary judgment, and a motion in limine to bar any expert testimony offered by Plaintiff. After Plaintiff provided Defendants with an expert report from Gary A. Derian, the court denied Defendants’ motion, but allowed Defendants to depose Derian, file a Daubert motion, and supplement its motion for summary judgment. After deposing Derian, Defendants filed a motion to exclude his proposed expert testimony and also supplemented its motion for summary judgment.

On February 15, 2013, 924 F.Supp.2d 822, the district court entered an opinion and order (1) denying Defendants’ motion to exclude Derian’s proposed expert testimony and (2) granting in part and denying in part Defendants’ motion for summary judgment. At the outset, the district court noted that of the eight counts alleged in the complaint, Plaintiff had abandoned his manufacturing defect, breach of express warranty, and misrepresentation claims, and conceded that his negligence claim must be dismissed. This left the design defect claim (Count I), failure to warn (Counts III and VIII), implied warranty of merchantability (Count V), and gross negligence (Count VI).

Defendants argued that Plaintiffs design defect and breach of implied warranty claims should be dismissed because he lacked admissible expert testimony to support the claim. The district court denied Defendants’ motion to exclude Derian’s testimony and therefore denied its motion for summary judgment as to the design defect claim and breach of implied warranty of merchantability claims. The court granted summary judgment on Plaintiffs failure to warn and marketing defect claims because Plaintiff failed to establish that Defendants had actual or constructive knowledge of the alleged design defect. Relatedly the court held that because Plaintiff did not establish actual or constructive knowledge, Defendants were entitled to summary judgment on Plaintiffs gross negligence claim.

This left two causes of action for trial— one count of design defect and one count of breach of implied warranty. Defendants filed more motions in limine. At the hearing on Defendants’ motions in limine, Plaintiff made an oral motion to exclude as inadmissible hearsay two of Defendants’ exhibits listed on the joint final pretrial order: the “Warranty documents relating to subject incident” (“Warranty Claim”), Defendants’ Exhibit 108; and “Customer Contact relating to incident” (“Customer Contact”), Defendants’ Exhibit 107. The district court denied the motion by written opinion and order.

Defendants filed more motions in limine, moving in pertinent part “To Limit the Opinions of Plaintiffs Expert Offered at Trial to Those Provided in His Expert Report and at His Deposition.” Defendants told the court that Plaintiff had recently “floated out” a new theory that the part in question “requires excessive lubrication,” and that under Fed.R.Civ.P. 26(a)(2)(A)-(E), any such newly raised theory was precluded. The district court denied it, stating that Plaintiffs expert was *520 “going to get a lot of leeway and it’s going to be your job to point out inconsistencies, if they’re inconsistent” on cross-examination. However, the court added that “[a]ll I’m ruling is plaintiffs counsel cannot ask about excessive lubrication. That’s the extent of my ruling.”

A jury trial began on June 24, 2013. Plaintiffs expert, Derian, testified that Defendants’ use of a spherical ball in a straight groove joint was defective, and that a ball and socket joint should have been used. Derian also opined, over Defendants’ objection, that the method of lubricating the tractor was defective because lubrication should have been done with zerk fittings. Plaintiff testified next.

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559 F. App'x 517, Counsel Stack Legal Research, https://law.counselstack.com/opinion/anthony-peak-v-kubota-tractor-corporation-ca6-2014.