Anthony Novak v. City of Parma
This text of 932 F.3d 421 (Anthony Novak v. City of Parma) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
THAPAR, Circuit Judge.
Apple pie, baseball, and the right to ridicule the government. Each holds an important place in American history and tradition. So thought Anthony Novak when he created a Facebook page to mock the Parma Police Department. He styled his page to look like the department's official Facebook page. But the similarities ended there. Novak shared posts like an advertisement for a "Pedophile Reform event," at which pedophiles would receive honorary police commissions.
Novak's page delighted, disgusted, and confused. Not everyone understood it. But when it comes to parody, the law requires a reasonable reader standard, not a "most gullible person on Facebook" standard. The First Amendment does not depend on whether everyone is in on the joke. Neither is it bothered by public disapproval, whether tepid or red-hot.
Novak's Facebook page was either a protected parody in the great American tradition of ridiculing the government or a disruptive violation of state law. Maybe both. At this stage, we decide only whether the officers are entitled to qualified immunity. For some of Novak's claims they are, but for others they are not.
I.
This case comes to us after a motion to dismiss, so we take the facts as Novak alleges them and draw reasonable inferences in his favor.
*425
Courtright v. City of Battle Creek
,
The page was polarizing. Some of its about 100 followers thought it was "the funniest thing ever." Id. at 1253. Others were angry. And yet others were confused, wondering whether this was the actual Parma police official Facebook page. A handful of people were so angry or confused that they called the police station. In all, the station received twelve minutes of calls. Others continued to enjoy the page, which soon "became a platform for a wide range of citizens to air their grievances about the Department." Id. at 1259. The officers later testified that they worried the page would confuse the public and that the "likely result is that people would call." Id. at 1271.
One of the page's audiences-the Parma Police Department-did not find the page funny. Once the officers got wind of Novak's page, they "all stopped what [they] were doing to take a look at it, and a couple of [them] tried to figure out who did it." Id. at 1253. One officer said they "just wanted it down." Id. at 1254. They took several steps to make that happen.
A Facebook battle ensued. First, the department posted a warning on its official Facebook page. The warning alerted the public to the fake page and assured them that the matter was "currently being investigated." Id. at 1255-56. Then Novak reposted the exact same warning on his own page. He claims he did this to "deepen his satire." Id. at 1259. For the same reason, Novak deleted "pedantic comments" on his page explaining that the page was fake, as these "clumsy explication[s]" only "belabored the joke." Id. at 1253.
After that, the conflict moved offline and into the real world. Officer Kevin Riley assigned Officer Thomas Connor to the case and tasked him with finding out who ran the page. So Connor sent a letter to Facebook requesting that the page be shut down immediately. He also sent an email to a different Facebook representative asking that the page be taken down. The police also informed local news outlets of the investigation. The case of the fake police page even appeared on the nightly news. At that point, Novak decided to delete his creation. He had heard of the department's investigation and was worried about the consequences.
Though Novak was done posting, the police department was not done investigating. They still wanted to find the person behind the laptop. So Connor subpoenaed records from Facebook. Riley directed Connor to go further and obtain a search warrant for Facebook. Novak alleges that Connor made several "material misrepresentations and omissions" to obtain that warrant. Id. at 1260. The warrant still issued, and Facebook disclosed that Novak was the one behind the fake account.
Once the department realized that Novak was the cyber culprit, Riley directed Connor to obtain two more warrants-one to search Novak's apartment and one to arrest him. The warrants said that Novak unlawfully impaired the department's functions, in violation of Ohio Rev. Code § 2909.04(B). Novak responds that, other than twelve minutes of phone calls to the *426 department, the police department suffered no disruption to its functions. And Novak claims the officers were unaware of the twelve minutes of call time when they obtained the warrants. But, once again, the warrants still issued, and the department arrested Novak. The case went to trial, and Novak was acquitted.
After he was acquitted of the criminal charge, Novak sued the City of Parma and Officers Riley and Connor. He alleged (in over thirty claims) that the city and its officers violated his constitutional and statutory rights under federal and Ohio law. The defendants moved to dismiss his thirty-plus claims. The district court granted the motion in part and denied it in part, with twenty-six claims left standing. On appeal, the police claim that qualified immunity shields them from Novak's lawsuit. We review de novo whether the officers are entitled to qualified immunity and issues "inextricably intertwined" with that question.
Courtright
,
II.
Qualified immunity protects government officials like the Parma police officers from being liable for money damages if their conduct did not violate "clearly established statutory or constitutional rights of which a reasonable person would have known."
Harlow v. Fitzgerald
,
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THAPAR, Circuit Judge.
Apple pie, baseball, and the right to ridicule the government. Each holds an important place in American history and tradition. So thought Anthony Novak when he created a Facebook page to mock the Parma Police Department. He styled his page to look like the department's official Facebook page. But the similarities ended there. Novak shared posts like an advertisement for a "Pedophile Reform event," at which pedophiles would receive honorary police commissions.
Novak's page delighted, disgusted, and confused. Not everyone understood it. But when it comes to parody, the law requires a reasonable reader standard, not a "most gullible person on Facebook" standard. The First Amendment does not depend on whether everyone is in on the joke. Neither is it bothered by public disapproval, whether tepid or red-hot.
Novak's Facebook page was either a protected parody in the great American tradition of ridiculing the government or a disruptive violation of state law. Maybe both. At this stage, we decide only whether the officers are entitled to qualified immunity. For some of Novak's claims they are, but for others they are not.
I.
This case comes to us after a motion to dismiss, so we take the facts as Novak alleges them and draw reasonable inferences in his favor.
*425
Courtright v. City of Battle Creek
,
The page was polarizing. Some of its about 100 followers thought it was "the funniest thing ever." Id. at 1253. Others were angry. And yet others were confused, wondering whether this was the actual Parma police official Facebook page. A handful of people were so angry or confused that they called the police station. In all, the station received twelve minutes of calls. Others continued to enjoy the page, which soon "became a platform for a wide range of citizens to air their grievances about the Department." Id. at 1259. The officers later testified that they worried the page would confuse the public and that the "likely result is that people would call." Id. at 1271.
One of the page's audiences-the Parma Police Department-did not find the page funny. Once the officers got wind of Novak's page, they "all stopped what [they] were doing to take a look at it, and a couple of [them] tried to figure out who did it." Id. at 1253. One officer said they "just wanted it down." Id. at 1254. They took several steps to make that happen.
A Facebook battle ensued. First, the department posted a warning on its official Facebook page. The warning alerted the public to the fake page and assured them that the matter was "currently being investigated." Id. at 1255-56. Then Novak reposted the exact same warning on his own page. He claims he did this to "deepen his satire." Id. at 1259. For the same reason, Novak deleted "pedantic comments" on his page explaining that the page was fake, as these "clumsy explication[s]" only "belabored the joke." Id. at 1253.
After that, the conflict moved offline and into the real world. Officer Kevin Riley assigned Officer Thomas Connor to the case and tasked him with finding out who ran the page. So Connor sent a letter to Facebook requesting that the page be shut down immediately. He also sent an email to a different Facebook representative asking that the page be taken down. The police also informed local news outlets of the investigation. The case of the fake police page even appeared on the nightly news. At that point, Novak decided to delete his creation. He had heard of the department's investigation and was worried about the consequences.
Though Novak was done posting, the police department was not done investigating. They still wanted to find the person behind the laptop. So Connor subpoenaed records from Facebook. Riley directed Connor to go further and obtain a search warrant for Facebook. Novak alleges that Connor made several "material misrepresentations and omissions" to obtain that warrant. Id. at 1260. The warrant still issued, and Facebook disclosed that Novak was the one behind the fake account.
Once the department realized that Novak was the cyber culprit, Riley directed Connor to obtain two more warrants-one to search Novak's apartment and one to arrest him. The warrants said that Novak unlawfully impaired the department's functions, in violation of Ohio Rev. Code § 2909.04(B). Novak responds that, other than twelve minutes of phone calls to the *426 department, the police department suffered no disruption to its functions. And Novak claims the officers were unaware of the twelve minutes of call time when they obtained the warrants. But, once again, the warrants still issued, and the department arrested Novak. The case went to trial, and Novak was acquitted.
After he was acquitted of the criminal charge, Novak sued the City of Parma and Officers Riley and Connor. He alleged (in over thirty claims) that the city and its officers violated his constitutional and statutory rights under federal and Ohio law. The defendants moved to dismiss his thirty-plus claims. The district court granted the motion in part and denied it in part, with twenty-six claims left standing. On appeal, the police claim that qualified immunity shields them from Novak's lawsuit. We review de novo whether the officers are entitled to qualified immunity and issues "inextricably intertwined" with that question.
Courtright
,
II.
Qualified immunity protects government officials like the Parma police officers from being liable for money damages if their conduct did not violate "clearly established statutory or constitutional rights of which a reasonable person would have known."
Harlow v. Fitzgerald
,
Officers Riley and Connor are entitled to qualified immunity "unless (1) they violated a federal statutory or constitutional right, and (2) the unlawfulness of their conduct was clearly established at the time."
District of Columbia v. Wesby
, --- U.S. ----,
On both the facts and the law, specificity is our guiding light. But we must also be mindful of the stage of the proceedings. This case reaches us early, after a motion to dismiss. And while we always hope to resolve qualified immunity claims at the earliest possible point in the litigation, we cannot resolve such claims when we need more factual development to do so.
Phillips v. Roane Cty.
,
III. Retaliation
Novak argues that the officers retaliated against him because of his protected speech. The retaliation claim turns on two issues: (1) whether Novak's Facebook page was a parody and (2) whether the Parma police had probable cause to arrest Novak for his page. Because resolving both issues involves questions of fact, the claim survives.
Greene v. Barber
,
To allege a retaliation claim, Novak must show that: (1) he "engaged in a constitutionally protected activity," (2) the officers' adverse actions caused Novak "to suffer an injury that would likely chill a person of ordinary firmness" from continuing that activity, and (3) the officers were motivated, at least in part, by his exercise of his constitutional rights.
Paige v. Coyner
,
a. Parody
Was Novak's speech protected? The Supreme Court has repeatedly reminded us that almost all speech is protected other than "in a few limited areas."
United States v. Stevens
,
The question, then, is whether Novak's page was a parody. The officers claim that his Facebook page was false and meant to mislead the public, not a parody. But they are wrong to think that we just look to a few confused people to determine if the page is protected parody.
Our nation's long-held First Amendment protection for parody does not rise and fall with whether a few people are confused. Instead, we must apply a "reasonable reader" test.
And a parody need not spoil its own punchline by declaring itself a parody. "Parody serves its goals whether labeled or not, and there is no reason to require parody to state the obvious (or even the reasonably perceived)."
Campbell
,
Instead, the test for parody is whether a reasonable reader would have seen Novak's Facebook page and concluded that the posts stated "actual facts."
Hustler
,
Whether Novak's page was a protected parody is a question of fact that we cannot answer at this stage.
See
Hustler
,
b. Probable Cause
Since we accept for now that the page was protected speech, we move to the second question: did the Parma police have probable cause to arrest Novak? Probable cause exists where there is a "fair probability" or "substantial chance" that officers will discover evidence of criminal activity.
See
*429
Safford Unified Sch. Dist. No. 1 v. Redding
,
If the police
did not
have probable cause to arrest Novak, then he may bring a claim of retaliation.
Nieves
,
To do so, the threshold question Novak must answer is whether "retaliation was a substantial or motivating factor" for his arrest.
Id.
at 1725. Novak bears the burden of making that showing. If he does, the next question is whether the officers would have arrested him absent that retaliatory motive.
Id.
(quoting
Lozman v. City of Riviera Beach
, --- U.S. ----,
If the officers did have probable cause, on the other hand, they are entitled to qualified immunity. The Supreme Court has said as much. "This Court has never recognized a First Amendment right to be free from a retaliatory arrest that is supported by probable cause."
Reichle
,
The Supreme Court decided two retaliation cases after
Reichle
. Neither case clearly established Novak's right to be free from a retaliatory arrest based on probable cause. First, the Supreme Court decided
Lozman v. City of Riviera Beach
. There, the Court held that a plaintiff can bring a retaliation claim if the police had probable cause to arrest but only against official municipal policies of retaliation. 138 S. Ct. at 1954-55. So
Lozman
does not apply where, as here, the plaintiff sues individual officers.
Nieves
,
Nor has our circuit clearly established the law on this issue. In
Sandul v. Larion
, the Sixth Circuit denied an officer qualified immunity for a First Amendment retaliation claim and held that "protected speech cannot serve as the basis for a violation of any of the ... ordinances."
To sum up, to resolve the retaliation claim, the factfinder below will have to decide: (1) whether Novak's Facebook page was a parody, and thus protected speech, and; (2) whether the officers had probable cause to arrest Novak under the Ohio statute. If the officers did not have probable cause, they are not entitled to qualified immunity, and Novak can attempt to show the arrest was retaliatory. If the officers did have probable cause, they are entitled to qualified immunity even if Novak's page was protected speech because the law at the time did not clearly establish that charging Novak under the statute would violate his constitutional rights.
c. Future Issues
At this stage, we have jurisdiction to review only whether the officers are entitled to qualified immunity. But a few interesting issues remain. They do not bear on the qualified immunity analysis above because, as with most interesting legal issues, the law is not clearly established.
Issue 1.
The Supreme Court held recently in
Nieves
that to bring a First Amendment retaliatory arrest claim, a plaintiff must generally show that there was no probable cause for the arrest.
Issue 2.
Even if Novak's case would not fall within the narrow exception of
Nieves
,
First, this case may not be subject to the general rule of
Nieves
because the sole basis for probable cause was speech. Besides posting to his Facebook page, Novak committed no other act that could have created probable cause. In other First Amendment retaliation cases on point, by contrast, the defendant's conduct was a mix of protected speech and unprotected conduct. That is, the defendants both said something and did something.
See, e.g.
,
This is important because in
Nieves
and its predecessors, the Court based its reasoning on the thorny causation issue that comes up in cases with both protected speech and unprotected conduct. The idea is that in cases where the plaintiff both did something and said something to get arrested, the factfinder will not be able to disentangle whether the officer arrested him because of what he did or because of what he said. "[R]etaliatory arrest cases ... present a tenuous causal connection between the defendant's alleged animus and the plaintiff's injury."
Reichle
,
Second, this case strikes at the heart of a problem the Court has recognized in the recent retaliation cases. "[T]here is a risk that some police officers may exploit the arrest power as a means of suppressing speech."
Lozman
, 138 S. Ct. at 1953. The Court also recognized this risk in
Nieves.
The jaywalking exception acknowledges that officers can use probable cause as a pretext for retaliation. "In such a case, ... probable cause does little to prove or disprove the causal connection between animus and injury ...."
Nieves
,
For one, potential probable cause was based on protected speech alone. That is not dispositive because the officers' consideration of his protected speech may have
*432
been "wholly legitimate."
Issue 3.
Finally, the vague language of the Ohio statute further heightens the concern raised in Issue 2. That statute makes it a crime to "use any computer ... or the internet so as to disrupt, interrupt, or impair the functions of any police ... operations." Ohio Rev. Code § 2909.04(B). To see how broad this statute reaches, consider an example. An activist tweets the following message: "The police are violating our rights #TakeAction #MakeYourVoiceHeard." People in the community see the tweet and begin calling the police department to share their views. A small protest even forms in the town square. Police station employees spend time fielding the calls, and a couple of officers go down to monitor the protest. Under the plain text of the Ohio statute, have these acts of civic engagement "interrupt[ed]" police operations? Taken at face value, the Ohio law seems to criminalize speech well in the heartland of First Amendment protection. This broad reach gives the police cover to retaliate against all kinds of speech under the banner of probable cause. Critical online comments, mail-in or phone bank campaigns, or even informational websites that incite others to "disrupt" or "interrupt" police operations could violate the law.
See
Where a statute gives police broad cover to find probable cause on speech alone, probable cause does little to disentangle retaliatory motives from legitimate ones. Thus, this case raises new questions under Nieves . It may be that, based on the Supreme Court's reasoning in that case and others, the general rule of requiring plaintiffs to prove the absence of probable cause should not apply here. We need not decide that now.
IV. Other Claims
Prior Restraint. Novak alleges that the Parma police imposed a prior restraint on his speech. This claim survives, for now.
A prior restraint is an "administrative" or "judicial order[ ]" that forbids protected speech in advance.
Alexander v. United States
,
First, in light of our long history of guarding against prior restraints on speech,
cf.
Respublica v. Oswald
,
Novak also plausibly alleges that the officers created a prior restraint with their press release threatening to take legal action. In the release, the department announced that it had opened a criminal investigation into Novak's page. Under
Bantam Books
, a threat of prosecution can trigger a prior restraint, even if the threat is non-binding.
These issues were not briefed here or decided below. And the officers do not argue that their Facebook communications were not an administrative order. So, we leave this decision in the first instance in the capable hands of the district court. The prior restraint claim goes on.
Additional First Amendment Claims. Novak argues that when Officers Riley and Connor deleted comments on the official police Facebook page, they unlawfully censored speech in a public forum and violated his right to receive information. These claims fail because they are not based on clearly established law.
The First Amendment no doubt applies to the wild and "vast democratic forums of the Internet."
*434
Packingham v. North Carolina
, --- U.S. ----,
Courts have not reached consensus on how First Amendment protections will apply to comments on social media platforms. So far, the courts that have considered the issue have taken different approaches.
See
Morgan v. Bevin
,
Anonymity. Novak argues that the officers violated his right to speak anonymously. This claim does not survive because Novak does not allege a violation of clearly established law.
The right to speak anonymously is deeply rooted in American political tradition and in First Amendment doctrine.
McIntyre v. Ohio Elections Comm'n
,
But Novak is not contesting a law or policy that bans anonymous speech. Instead, he argues that the police officers disclosed his identity as part of their criminal investigation. Yet he has pointed to no law clearly establishing that investigative actions by police can violate the right to speak anonymously. Investigations are often public events. So too are criminal trials.
See
Craig v. Harney
,
It is not clearly established that announcements made in an ongoing criminal investigation can violate Novak's First Amendment right to speak anonymously.
*435 The officers are entitled to qualified immunity on this claim.
Search and seizure and malicious prosecution . Novak alleges that the officers unlawfully searched him and seized his property. He also alleges wrongful arrest and malicious prosecution. These claims survive as well at this stage of the litigation. Ultimately, Novak will have to show that Officer Connor lied to get a warrant (for unlawful seizure) or lied in the course of his prosecution (for malicious prosecution). And Novak will have to make this showing in light of the Ohio statute that grants broad discretion to officers.
To prove malicious prosecution, Novak must show (1) that the officers' "deliberate or reckless falsehoods result[ed] in arrest and prosecution without probable cause" and (2) that the officers did more than passively participate in the decision to prosecute or to keep prosecuting him.
Newman v. Twp. of Hamburg
,
Usually, a warrant from a neutral magistrate, like the ones Connor got in this case, would be a "complete defense" to these § 1983 claims.
Thus, these claims turn on whether Officer Connor made false statements or omissions. According to Novak, Officer Connor falsely represented that Novak (1) "disrupted and impaired" the functioning of the Parma Police Department "by knowingly posting false information," (2) "altered or affected" the department's official page, and (3) falsely represented he was "a representative of the Parma Police Department." R. 6, Pg. ID 1265-66. Further, Novak says that Connor knew there was no interruption or disruption. As for malicious prosecution, he alleges that Connor and Riley lied at trial by testifying that Novak's page caused a disruption when they knew it did not.
See
Moseley
,
Privacy Protection Act. Novak alleges a violation of the Privacy Protection Act. This claim too depends on whether the officers lacked probable cause to search Novak's apartment and seize his property. Because Novak has alleged facts that make it plausible that the officers lacked probable cause, the claim survives for now.
The Privacy Protection Act makes it unlawful for a government officer to "search for or seize any work product materials possessed by a person reasonably believed to have a purpose to disseminate" information to the public. 42 U.S.C. § 2000aa(a). But the statute has a "suspect exception."
S.H.A.R.K. v. Metro Parks Serving Summit Cty.
,
Supervisory liability.
Novak seeks to hold Riley, Connor's supervisor, liable for Connor's alleged constitutional violations. But Novak sues under § 1983, and under that law, a plaintiff cannot sue for vicarious liability or respondeat superior.
Ashcroft v. Iqbal
,
Novak alleges that Officer Riley first assigned Officer Connor to investigate the Facebook page and then directed Connor to take the allegedly unconstitutional actions. Novak also attaches a transcript from his criminal trial where Riley testified that he "contacted Detective Connor, asked him to look into [Novak's page], [and] assigned the case to him." R. 6-1, Pg. ID 1369. At this stage, these allegations are enough. Novak may proceed against Riley for his own actions and for any of Connor's actions that Riley directed or supervised.
Conspiracy. Novak brings a claim against Riley, Connor, and "John Doe" of the Ohio Internet Crimes Against Children Task Force for conspiring to shut down his Facebook page. John Doe allegedly told Connor how to contact Facebook and shut down the page.
In this circuit, the test for conspiracy is simple. "All that must be shown [for conspiracy] is that there was a single plan, that the alleged coconspirator shared in the general conspiratorial objective, and that an overt act was committed in furtherance of the conspiracy that caused injury ...."
Hooks v. Hooks
,
But that is not the end of the conspiracy inquiry. In the time since the district court denied the officers' motion to dismiss, our circuit has changed its law on conspiracy. We held that the "intracorporate conspiracy doctrine" applies to § 1983 lawsuits like this one.
Jackson v. City of Cleveland
,
Municipal liability. Novak brings several claims against the City of Parma. The district court denied Parma's motion to dismiss on these claims, and the city now appeals. We do not have jurisdiction over these claims.
This appeal is limited to qualified immunity and issues "inextricably intertwined" with it.
Courtright
,
State claims.
Finally, Novak brings several state law claims. The officers raise one defense. They argue that they are protected by an Ohio statute that insulates police officers from liability unless their actions were taken "with malicious purpose, in bad faith, or in a wanton or reckless manner." Ohio Rev. Code § 2744.03(A)(6)(b). The officers say that Novak has not shown their conduct was in bad faith, wanton, or reckless. Here again, the stage of proceedings informs this question. As the district court rightly noted, to dismiss Novak's complaint at this stage, we must find that it is "devoid of [allegations] tending to show that the [officers] acted" as Novak alleges.
Irving v. Austin
,
* * *
Though Novak's Facebook page mocking the Parma Police Department has since left the cyber world, several of his legal claims will live on. Others will end here. We REVERSE the district court's decision to deny the motion to dismiss on Novak's claims related to anonymous speech, censorship in a public forum, and the right to receive speech. We AFFIRM the district court's decision with respect to all other claims except municipal liability, over which we lack jurisdiction.
Related
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