ANESTHESIOLOGY CARE CONSULTANTS v. Kretzer

802 So. 2d 346, 2001 WL 1189013
CourtDistrict Court of Appeal of Florida
DecidedOctober 3, 2001
Docket4D00-2514, 4D00-2966
StatusPublished
Cited by11 cases

This text of 802 So. 2d 346 (ANESTHESIOLOGY CARE CONSULTANTS v. Kretzer) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
ANESTHESIOLOGY CARE CONSULTANTS v. Kretzer, 802 So. 2d 346, 2001 WL 1189013 (Fla. Ct. App. 2001).

Opinion

802 So.2d 346 (2001)

ANESTHESIOLOGY CRITICAL CARE & PAIN MANAGEMENT CONSULTANTS, P.A., d/b/a St. Mary Anesthesia Associates, Appellant,
v.
Kathleen S. KRETZER, as parent and natural guardian of Amanda J. Kretzer, a minor, Appellee.

Nos. 4D00-2514, 4D00-2966.

District Court of Appeal of Florida, Fourth District.

October 3, 2001.
Rehearing Denied January 8, 2002.

*348 Mark Hicks and Dinah Stein of Hicks, Anderson & Kneale, P.A., Miami, for appellant.

Christopher M. Larmoyeux of Christopher M. Larmoyeux, P.L. and Philip M. Burlington of Caruso, Burlington, Bohn & Compiani, P.A., West Palm Beach, for appellee.

SILVERMAN, SCOTT J., Associate Judge.

Defendant-appellant, Anesthesiology Critical Care and Pain Management Consultants, P.A. d/b/a St. Mary's Anesthesia Associates, appeals an adverse final judgment in a medical malpractice action. We reverse and remand.

Plaintiffs-appellees, Kathleen Kretzer, as parent and natural guardian of Amanda J. Kretzer, a minor, filed suit against appellant and The Edward and Lucille Kimmel Outpatient Surgical Center Limited Partnership (hereinafter "the Kimmel Center") seeking to recover damages arising from an injury the minor allegedly sustained as a result of medical care and treatment rendered by their respective employees. Specifically, appellees claimed that the minor developed temporomandibular joint dysfunction after appellant's employees administered anesthesia to her during sinus surgery and employees of the Kimmel Center monitored her recovery from the anesthesia.

Prior to the trial's commencement, the trial judge, pursuant to a motion in limine, ruled that appellees were entitled to a Valcin[1] rebuttable presumption of negligence against appellant and the Kimmel Center. Both defendants repeatedly voiced their opposition to the Valcin presumption, but their objections were repeatedly overruled before and during the trial. During both the opening and closing statements to the jury, appellees emphasized the Valcin presumption of negligence.

After just one day of trial, and after the admission of limited evidence, the Kimmel Center and appellees settled for the high end ($250,000) of a "high/low" agreement.[2] Pursuant to the agreement, the Kimmel Center admitted during the trial that it was partially responsible for appellees' injuries.

The jury returned a verdict in favor of appellees and against appellant and the Kimmel Center, finding the Kimmel Center *349 to be 80% liable for appellees' injuries and appellant to be 20% liable. In accordance with the verdict, the trial court entered a final judgment in favor of appellees and against appellant, in addition to entering a cost judgment against appellant. This appeal ensued.

The Valcin Presumption

In Public Health Trust of Dade County v. Valcin, 507 So.2d 596 (Fla.1987), the plaintiff's ability to proceed in her medical malpractice action against a hospital was hindered because the hospital could not produce the records of her surgical procedure. Without the production of those records, her expert was unable to give an opinion as to the hospital's negligence. The supreme court held that this problem could be solved through the use of rebuttable presumptions that could either shift the burden of producing evidence or the burden of proof. The court noted that "[r]ebuttable presumptions which shift the burden of proof are `expressions of social policy,' rather than mere procedural devices employed `to facilitate the determination of the particular action.'" Id. at 601 (quoting Caldwell v. Div. of Retirement, 372 So.2d 438, 440 (Fla.1979)).

The Valcin doctrine, as it is now called, is applied when, through the defendant's negligence, essential records are missing or inadequate, and such absence or inadequacy hinders the plaintiff's ability to establish a prima facie case. See id. at 599. In those instances, a rebuttable presumption of negligence is placed on the defendant. See id. Once the defendant introduces evidence tending to disprove the presumed fact, the jury then decides whether the evidence introduced is sufficient to meet the burden of proving that the presumed fact did not exist. See id. at 600-01 (quoting Caldwell, 372 So.2d at 440). The doctrine is applicable to those cases in which either primary or secondary evidence is lost, destroyed, or not maintained. See Rockwell Int'l Corp. v. Menzies, 561 So.2d 677, 681 (Fla. 3d DCA 1990)(The defendant's intentional destruction and loss of two bolts bore on the crucial question of the cause of the plaintiff's injuries and therefore entitled the plaintiff to a Valcin instruction. The plaintiff demonstrated a clear inability to proceed due to the destruction.).

The Valcin presumption is limited in its application. The supreme court cautioned, "The presumption, shifting the burden of producing the evidence, is given life only to equalize the parties' respective positions in regard to the evidence and to allow the plaintiff to proceed." Valcin, 507 So.2d at 599-600; accord King v. Nat'l Sec. Fire & Cas. Co., 656 So.2d 1335, 1337 (Fla. 4th DCA 1995), disapp'd on other grounds by Murphy v. Int'l Robotic Sys., Inc., 766 So.2d 1010, 1029 n. 21 (Fla.2000).[3]

In the present case, appellant contends that the trial court improperly applied the Valcin presumption because the only records allegedly missing related to a time period after the injury allegedly occurred. Further, even if the records were insufficient in regard to the care and treatment rendered by appellant's employees, they would have had no causal relationship to the procedure employed, and in no way hindered appellees' ability to establish a prima facie case.

*350 In support of its claims, appellant presented the testimony of the board-certified registered nurse anesthetist who administered the minor's anesthesia. Though she had no independent recollection of the procedure, she testified that based upon her review of the surgical notes there were no problems. Had there been any, she would have noted them. She further testified that the minor's extubation was conducted without any trauma or stress, and that it was simple and uneventful. Appellant also presented the testimony of the anesthesiologist. He, too, testified that the intubation was straightforward, routine, and without any trauma.

A board-certified anesthesiologist testified as an expert for appellant. He opined, after reviewing the operative chart, that there was no evidence of any trauma or temporomandibular joint injury during the surgery or before the minor was delivered to post-operative care. He further stated that the attending operative anesthesia personnel adequately charted the procedure and did not depart from the operative standard of care.

On the other hand, appellees assert that the operative records were inadequate because they failed to contain any information concerning the alleged injury. Appellees contend that the records, when taken as a whole, demonstrate an interesting failure to report anything adverse to appellant. Unlike appellant, appellees failed to present any evidence, expert or otherwise, to the court to support these claims.

The trial court nevertheless applied the Valcin presumption against both the Kimmel Center and appellant. It apparently concluded that the operative and post-operative notes were deficient because they failed to indicate any trauma to the minor.

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Cite This Page — Counsel Stack

Bluebook (online)
802 So. 2d 346, 2001 WL 1189013, Counsel Stack Legal Research, https://law.counselstack.com/opinion/anesthesiology-care-consultants-v-kretzer-fladistctapp-2001.