Andrew Wallace v. Edward W. Sparrow Hosp. Ass'n

Court of Appeals for the Sixth Circuit·Decided July 29, 2019·No. 18-1334·Unpublished

Opinion

NOT RECOMMENDED FOR PUBLICATION File Name: 19a0382n.06

No. 18-1334

UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT

FILED

Jul 29, 2019

ANDREW WALLACE, )

) DEBORAH S. HUNT, Clerk Plaintiff-Appellant, )

)

ON APPEAL FROM THE

v. )

UNITED STATES DISTRICT

)

COURT FOR THE WESTERN

EDWARD W. SPARROW HOSPITAL )

DISTRICT OF MICHIGAN

ASSOCIATION, )

)

Defendant-Appellee. )

BEFORE: BATCHELDER, SUTTON, and WHITE, Circuit Judges.

HELENE N. WHITE, Circuit Judge.

Plaintiff-Appellant Andrew Wallace (Wallace) appeals the district court’s grant of summary judgment to his former employer Defendant-Appellee Edward W. Sparrow Hospital Association (Sparrow) in this action alleging that Sparrow violated his rights under the Americans with Disabilities Act (ADA), the Michigan Persons With Disabilities Civil Rights Act (PWDCRA), and the Family and Medical Leave Act (FMLA). For the reasons that follow, we AFFIRM.

BACKGROUND

Wallace was first diagnosed with ADHD when he was in the second grade. After Wallace graduated from high school, he served in the military from 1996 to 1999, and then admirably re-

enlisted to serve again from 2002 to 2004. Wallace suffers from PTSD relating to his military service.

On March 17, 2007, Sparrow hired Wallace as a security officer. Security officers are subject to Sparrow’s Attendance Policy, which uses an employee’s anniversary date to count unexcused absences. Wallace’s anniversary date was March 19. According to the Attendance Policy, an “absence occurrence” is any absence from work for a period of two or more hours that was not approved in advance by a supervisor or manager. The Attendance Policy states that disciplinary action will occur under the following circumstances:

Disciplinary Action: A Caregiver1 will be issued the appropriate level of discipline, as provided below, for:

1. Each absence occurrence in excess of eight in a twelve-month period commencing with their anniversary date. If a Caregiver is absent for three or more consecutive work days, the third and each subsequent day of absence will be counted as an additional occurrence unless the Caregiver, on the day they return to work, presents medical documentation justifying such absence. Should an absence occurrence occur prior to the discipline record being cleared as provided below, the next level of discipline will be imposed, provided the Caregiver has at least two absence occurrences in their anniversary year.

(R. 19-3, PID 309.) The Attendance Policy explains that there are four levels of discipline relating to the number of absence occurrences. When an employee reaches nine absence occurrences in the twelve-month period measured from the employee’s anniversary date, Sparrow assigns Level 1 discipline. Ten absence occurrences result in Level 2 discipline; eleven absences Level 3; and twelve absences Level 4, at which point Sparrow terminates the employee’s employment as a matter of course. (Id., R. 19-2, PID 300 (“Upon receiving a Level 4 discipline, the caregiver’s employment is terminated.”).)

1 Security officers are included in the Caregiver category. (See Affidavit of Todd Cassidy, R. 19-2, PID 300 (referring to security officers as caregivers, who are subject to Sparrows Attendance/Punctuality policy).)

The Attendance Policy includes a FMLA Leave Policy and a separate Leave of Absence Policy. Sparrow’s FMLA Leave Policy provides that eligible employees are entitled to twelve weeks (84 days) of leave during a “rolling” twelve-month period. Sparrow also has a separate Leave of Absence Policy that allows for 120 total days of unpaid leave during any “rolling” twelve- month period. (R. 19-5, PID 317-319.) Approved leave under the FMLA runs concurrently with approved leave under the Leave of Absence Policy. When Sparrow grants an employee medical leave, that employee’s position will be held open for up to 120 calendar days in accordance with the Leave of Absence Policy. If the employee remains absent after the 120 days of leave are used, the employee’s job can be filled and the employee is placed on lay-off status; but if the employee is able to return to work after that time, the employee will be given preferential consideration for job openings for which he or she qualifies.

In 2014, Sparrow approved Wallace for FMLA leave on two occasions: first, for intermittent FMLA leave between May 20 and November 6, 2014 as needed to care for his step- daughter; second, for full-time FMLA leave, from July 4 through August 8, 2014, for septic bursitis in his right elbow. Wallace testified at his deposition that he did not know exactly how many intermittent-leave days he took off to care for his step-daughter, but that it was “a lot.” (R. 19-1, PID 280.)

In 2015, Wallace accumulated seven absence occurrences between March 25 and April 9 by missing work on March 25, April 1 and 2, and April 6 through 9. Wallace does not dispute that these were unexcused absence occurrences under the Attendance Policy.

After an event triggered his PTSD and anxiety, Wallace told human resources specialist Lea Anne Jacobs that he would probably be taking some FMLA leave. Wallace missed work again on April 15, 18, 19, and 21. Sparrow issued Wallace a Level 1 Discipline after he missed work on

April 18 because, as of that date, Wallace had accrued nine absence occurrences. Sparrow then issued Wallace a Level 2 discipline after he missed work on April 19. Sparrow’s supervisors and human resources personnel exchanged emails regarding Wallace’s absences and whether he would receive FMLA leave.

On April 24, 2015, Wallace’s psychologist, Lynne Emerson, signed a leave of absence request to allow Wallace to address his PTSD and anxiety. Sparrow received the request on April 28. Dr. Emerson also submitted a disability form on April 29, stating that she had diagnosed Wallace with generalized anxiety disorder and that his disability began on April 14. Sparrow approved Wallace’s request for FMLA leave, retroactive to April 14. As a result, Sparrow rescinded Wallace’s Level 1 and Level 2 Disciplines for April 18 and 19. Wallace admitted at his deposition that his supervisor told him not to sign the discipline reports because the days were excused as FMLA leave.

After going on medical leave, Wallace informed Sparrow that he would return to work on July 1, 2015. On June 27, Dr. Emerson wrote Sparrow that Wallace would instead return on July 12. On July 7, Dr. Emerson wrote Sparrow again, explaining that Wallace’s anxiety and PTSD had worsened and that he would return to work on August 16. After receiving the second letter, human resources officer and disability specialist Julie Donovan sent an email to security manager Todd Cassidy and security supervisor Jerry Dumond stating that Wallace had exhausted his twelve weeks of FMLA leave on May 5, 20152 and his 120 days under the Leave of Absence Policy on

2 Sparrow’s calculation that Wallace ran out of FMLA leave on May 5, 2015 includes the full-time FMLA leave approved in July and August 2014 for Wallace’s hospitalization for septic bursitis, and, apparently, the days taken under the intermittent leave approved for the care of his step daughter. However, the record does not establish how many days of intermittent leave Wallace took.

July 6, 2015.3 Donovan advised that Wallace would not return to work until August 16 and that his security-officer position could be posted and filled. On July 10, Sparrow posted and filled the position, which was the only full-time security job open at the time.

Dr. Emerson cleared Wallace to return to work on August 16. Because Sparrow had filled his position and there were no openings, Sparrow placed Wallace on “layoff status” awaiting the next job opening as a security officer. (R. 19-17, PID 369.)

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Andrew Wallace v. Edward W. Sparrow Hosp. Ass'n, (6th Cir. 2019).

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