Andrew H. Warren v. Ron DeSantis

90 F.4th 1115
Court of Appeals for the Eleventh Circuit·Decided January 11, 2024·No. 23-10459·Published·Cited by 5 cases

Opinion

[PUBLISH]

In the

United States Court of Appeals For the Eleventh Circuit

No. 23-10459

ANDREW H. WARREN, Plaintiff-Appellant,

versus RON DESANTIS, Individually and in his Official Capacity as Governor of the State of Florida,

Defendant-Appellee.

Appeal from the United States District Court for the Northern District of Florida D.C. Docket No. 4:22-cv-00302-RH-MAF

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Before JILL PRYOR and NEWSOM, Circuit Judges, and CONWAY, * District Judge. JILL PRYOR, Circuit Judge:

We vacate our previous opinion and substitute the following .

* * *

Voters elected Andrew Warren to serve as the state attorney for Florida’s Thirteenth Judicial Circuit. While serving, Warren implemented new policies and advocated reforms. Based on Warren’s policies and advocacy, Florida Governor Ron DeSantis suspended him from office and appointed a political ally to replace him.

Warren sued under 42 U.S.C. § 1983, claiming that DeSantis suspended him in retaliation for his First Amendment activity and seeking reinstatement. After a bench trial, the district court found that six factors motivated DeSantis to suspend Warren. The court concluded that two of the factors relied on First Amendment-protected activity. After finding that Warren’s protected activity motivated DeSantis, the district court nonetheless rejected Warren’s claims on the merits. Setting aside the protected activity, the court

* Honorable Anne C. Conway, United States District Judge for the Middle District of Florida, sitting by designation.

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decided that DeSantis would have suspended Warren anyway, based on the unprotected activity.

The district court erred in concluding that the First Amendment did not protect the activities behind two of the other factors. We therefore vacate and remand. On remand, the district court should reconsider whether DeSantis would have made the same decision based solely on the unprotected activities.

I. BACKGROUND

Voters twice elected Andrew Warren to serve as the state attorney for Florida’s Thirteenth Judicial Circuit, which encompasses Hillsborough County, whose seat is Tampa. Florida state attorneys are state officers, locally elected to four-year terms. See Fla. Const. art. V, § 17; Fla. Stat. § 27.01. State attorneys prosecute all criminal actions in the state courts within their circuit. Fla. Stat. § 27.02.

DeSantis suspended Warren in August 2022, during Warren ’s second term. Florida’s constitution permits the governor to suspend unimpeachable state officers for enumerated reasons, such as neglect of duty or incompetence. Fla. Const. art. IV, § 7(a). The governor suspends only; the Florida Senate removes or reinstates the officer. Id. § 7(b).

In this Part, we begin with Warren’s policies and his advocacy . Next, we move to DeSantis’s inquiry and his resulting suspension of Warren. We then recount this case’s procedural history.

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A. Warren’s Actions Warren won election for state attorney in 2016, defeating a four-term incumbent by around 4,500 votes. Warren, a Democrat, ran on a reform platform which emphasized being tough on certain offenders, finding innovative solutions for others, and furthering criminal justice beyond simply prosecuting cases. Warren believed he fulfilled many campaign promises in his first term. Voters apparently agreed, reelecting him in 2020 by around 45,000 votes. During his second term, he continued to enact policies and advocate reforms.

1. Warren’s Policies As state attorney, Warren adopted policies to provide consistency and guide over 100 attorneys in his office as they prosecuted between 50,000 and 60,000 cases annually. Many policies concerned specific crimes, like Warren’s policy to aggressively prosecute domestic violence offenders. Other policies provided overarching guidance, like his policy to exercise individualized discretion in every case. Three policies are relevant to this appeal.

The first is Warren’s Discretion Policy. Warren prioritized exercising individualized discretion in prosecutorial decisions from his first day in office. He formalized that priority as policy early in his second term. The Discretion Policy provided examples to guide prosecutorial decisions. But it stressed that “[c]ase-specific decisions must be made according to the unique facts and circumstances of the case. Therefore, it is impossible to provide examples that dictate the appropriate decision in every situation across a

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category of cases.” Doc. 112-7 at 8. 1 The examples thus were “not mandatory charging policies that must be followed in every situation .” Id.

Warren used a process to adopt the Discretion Policy. In fact, he used a process whenever he adopted policies. The process involved consulting an executive committee, on which senior prosecutors served; drafting and revising the policy, which sometimes included outside input; finalizing the policy and informing managers about it; and, finally, training on the new policy. Warren collected his policies in a guidebook provided to prosecutors in his office and available on an internal site.

The Discretion Policy complemented Warren’s other policies , including those that created presumptions about exercising discretion in certain cases. One such policy, for example, created a presumption that prosecutors would seek at least the mandatory minimum sentence in felon-in-possession-of-firearms cases. Prosecutors could document substantial mitigation to rebut the presumption , allowing them to offer plea deals below the mandatory minimum.

The second policy is Warren’s Low-Level Offense Policy, which influenced DeSantis’s suspension decision. The Low-Level Offense Policy listed charges that the office would presumptively not prosecute. These offenses were “low level” because most had only a 60-day maximum sentence. Many offenders served even less

1 “Doc.” refers to the district court’s docket entries.

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time. Warren designed the policy to mitigate COVID-19’s effects: the virus delayed arrestees’ initial court appearances and caused backlogs that resulted in extended detentions. These delays and backlogs raised potential constitutional concerns under the Sixth Amendment’s Speedy Trial Clause and the Eighth Amendment. They also implicated fairness principles. By eliminating or reducing prosecutions for low-level offenses, the policy would alleviate those concerns. Although designed to address those concerns, the policy included no sunset provision for when the virus’s effects dwindled, and thus it continued in force. Yet even when the policy ’s nonprosecution presumption was in force, it could be—and in fact was—overcome based on public safety concerns.

The third policy is Warren’s Bike Policy, which also influenced DeSantis’s suspension decision. The Bike Policy created a nonprosecution presumption in cases resulting from noncriminal bike and pedestrian violations. This policy stemmed from community input; it addressed the disproportionate racial impact of bike and pedestrian stops. Like the Low-Level Offense Policy, this policy ’s nonprosecution presumption could be overcome based on public safety concerns. And, in fact, it was. Days after Warren implemented the Bike Policy, his office filed drug trafficking and paraphernalia possession charges resulting from a civil bike stop.

Warren adopted the Low-Level Offense Policy and the Bike Policy through his policymaking process. Both policies received outside input, for example. Community law enforcement partners, including the Tampa Police Department and the Hillsborough

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Andrew H. Warren v. Ron DeSantis, 90 F.4th 1115 (11th Cir. 2024).

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