Andolina-Stovcsik v. Conesus Lake Nursing Home, LLC

105 A.D.3d 1377, 963 N.Y.S.2d 889

• Court: Appellate Division of the Supreme Court of the State of New York
• Decided: April 26, 2013
• Docket: Appeal No. 1
• Status: Published

Opinion

Appeal from an order (denominated decision and order) of the Supreme Court, Livingston County (Robert B. Wiggins, A.J.), entered October 18, 2011. The order, inter alia, denied that part of plaintiffs cross motion for sanctions.

It is hereby ordered that the order so appealed from is unanimously affirmed without costs.

Memorandum: Plaintiff commenced this wrongful death action seeking damages for the fatal injuries sustained by plaintiffs decedent as a result of defendants’ alleged negligence and medical malpractice. In appeal No. 1, plaintiff, as limited by her brief, appeals from an order insofar as it denied that part of her cross motion for sanctions pursuant to 22 NYCRR 130-1.1. We conclude that Supreme Court did not abuse its discretion in declining to sanction the attorney for defendants-respondents (see 22 NYCRR 130-1.1 [a], [c] [3]; Moody v Sorokina, 56 AD3d 1246, 1246 [2008]).

In appeal No. 2, plaintiff appeals from an order that denied her motion to compel discovery of certain documents. The court conducted an in camera review of the disputed documents and determined that they were privileged. We note at the outset that the contention of defendants-respondents that plaintiff waived appellate review by entering into a stipulation to be bound by an informal discovery procedure is raised for the first time on appeal and thus is not properly before us (see Ciesinski v Town of Aurora, 202 AD2d 984, 985 [1994]). We further note that we are unable to address plaintiffs contentions that the documents in question are not privileged, and that there was a discrepancy between the privilege log provided to plaintiff pursuant to CPLR 3122 (b) and the documents submitted to the court for in camera review. Consideration of those issues requires examination of the documents reviewed in camera by the court, but those documents were not included in the record on appeal, and plaintiff did not otherwise seek to submit them to this Court for in camera review. Therefore, plaintiff “ ‘must suffer the consequences’ ” of submitting an incomplete record to this Court (Cherry v Cherry, 34 AD3d 1186, 1186 [2006]).

Contrary to plaintiffs further contention, the court “properly directed [defendants-respondents] to submit. . . the documents set forth in . . . [the] privilege log [of defendants-respondents] for in camera inspection in order to assist the court in determining whether the documents in fact are privileged” under 42 USC § 1396r (b) (1) (B) and Education Law § 6527 (3) (Klingner v Mashioff, 50 AD3d 746, 747 [2008]; see generally Baliva v State Farm Mut. Auto. Ins. Co., 275 AD2d 1030, 1031 [2000]). The issue “whether a particular document is or is not protected is necessarily a fact-specific determination . . . , most often requiring in camera review” (Spectrum Sys. Intl. Corp. v Chemical Bank, 78 NY2d 371, 378 [1991]; see generally Ross v Northern Westchester Hosp. Assn., 43 AD3d 1135, 1136 [2007]).

Present—Centra, J.P, Fahey, Carni, Lindley and Whalen, JJ.