Anderson v. Mills

664 F.2d 600
CourtCourt of Appeals for the Sixth Circuit
DecidedNovember 20, 1981
DocketNos. 80-5318, 80-5328
StatusPublished
Cited by31 cases

This text of 664 F.2d 600 (Anderson v. Mills) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Anderson v. Mills, 664 F.2d 600 (6th Cir. 1981).

Opinion

ENSLEN, District Judge.

This is an appeal of two consolidated cases challenging the District Court’s interpretation of several Kentucky election statutes. The first case originally concerned John Anderson’s attempt to have his name placed on the ballot for the presidential election in 1980 as an independent candidate. The District Court determined that a statute (KRS 118.365) required the filing of the petitions for the presidency fifty-five (55) days before the general election, and, inasmuch as Anderson’s petitions were filed before that time his name should have appeared on the presidential ballot in Kentucky. The lower court also decided that the Kentucky “sore loser” statute (KRS 118.345) is inapplicable to presidential candidates. Various Kentucky officials, including Secretary of State Mills, (hereinafter Mills is utilized for clarity to refer to all of these parties) challenged those findings while Anderson and other parties (hereinafter Anderson as to all of these parties) seek affirmation of them, 497 F.Supp. 283.

The companion case involves Percy L. Greaves’ attempt to have his name placed on the presidential ballot. His supporters presented to the Secretary of State petitions containing 1,086 signatures, but the Secretary of State refused to place his name on the ballot alleging that the state statute (KRS 118.315(2)) required 5,000 petition signatures.1 The District Court, agreeing with the Secretary’s interpretation that the statute required 5,000 signatures, found the number of signatures requirement constitutional, and also ruled that the “desire to vote” provision was not constitutionally defective. Greaves and other parties (hereinafter Greaves) challenge these findings and join Anderson in arguing that the District Court’s interpretation of the other statutes is correct.

Abstention

Although the parties have not raised any question concerning the propriety of the district court deciding this case, it is an issue which may not be ignored. It has long been the practice of federal courts, even when jurisdiction has been properly invoked, to stay an action based on questions of state law, until a state court has had the opportunity to pass on the issues. Railroad Commission of Texas v. Pullman Company, 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941). This approach is favored because it minimizes the chances of conflict between the state and federal systems, as well as lessens the possibility that federal constitutional issues will be unnecessarily decided. Pullman, supra; Siler v. Louisville and NRR, 213 U.S. 175, 29 S.Ct. 451, 53 L.Ed. 753 (1909).

On its face, the case before the Court is a prototype of the cause of action to which the abstention doctrine is applicable. It involves state statutes which are unclear and are susceptible to construction by a state court which might prevent the need for consideration of the constitutional issues. Bellotti v. Baird, 428 U.S. 132, 96 S.Ct. 2857, 49 L.Ed.2d 844 (1976); Harris County Commissioners’ Court v. Moore, 420 U.S. 77, 95 S.Ct. 870, 43 L.Ed.2d 32 (1975).

However, despite the presence of such factors, this Court finds that the District Court properly reached the merits of the case. When the action was initiated, time was of the essence. Indeed, the District Court rendered its opinion less than 90 days before the election. The political candidates, as well as the state, required a speedy resolution of the matter; they had to know whether or not the candidates were to participate in the election and any delay would have adversely affected all involved. The state had to prepare the ballots, while the candidates needed time to espouse their [604]*604views and get their campaigns into full swing. Furthermore, it appeared to the District Court that some of the issues raised, such as the signature requirement, would undoubtedly call for a constitutional decision.

Because of the importance of the issues involved, and the lack of time, the District Court cannot be faulted for having reached the merits of the action. See Kay v. Austin, 621 F.2d 809 (CA 6 1980). The District Court acted properly in not abstaining from resolving the issues of statutory interpretation.

Filing Deadline

The Kentucky statute mandating deadlines for filing of certificates and petitions of nomination for statewide races provides:

(1) Certificates of nomination issued by the state board of elections shall be filed by that board with the secretary of state immediately. Such certificates issued by the county board of elections shall be filed by that board with the county clerk immediately.
(2) Certificates of nomination made by the governing authority of a party to fill vacancies in office, as provided in KRS 118.115, shall, when required to be filed with the secretary of state, be filed not less than fifty-five (55) days before the day fixed by law for the election of the person in nomination. When required to be filed with the county clerk, they shall be filed not less than fifty-five (55) days before the day fixed by law for the election of the person in nomination.
(3) Except as provided in subsection (4) of this section, petitions and certificates of nomination, when required to be filed with the secretary of state, shall be filed not less than fifty-five (55) days before the day fixed by law for the holding of primary elections. When required to be filed with the county clerk, they shall be filed not less than fifty-five (55) days before the day fixed by law for holding of primary elections.
(4) Petitions and certificates of nomination for the nomination of candidates for city offices or of candidates for members of boards of education shall be filed not less than fifty-five (55) days before the day fixed by law for the election of the person in nomination. Petitions and certificates of nomination for electors of President and Vice President of the United States shall be filed with the secretary of state not less than fifty-five (55) days prior to the date fixed by law for the election of such electors. (KRS 118.365)

Mills argues that (3) of the statute applies to independent candidates, and accordingly their petitions should have been filed 55 days before the primary election. She argues that this interpretation serves the state interest because independent candidates need more time to make their views known than major party candidates require. Early filing will also, Mills argues, demonstrate that an independent candidate does, in fact, have some modicum of support in the state.

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Bluebook (online)
664 F.2d 600, Counsel Stack Legal Research, https://law.counselstack.com/opinion/anderson-v-mills-ca6-1981.