American Steel Foundries v. Laughlin

30 F.2d 139, 1928 U.S. App. LEXIS 2281
CourtCourt of Appeals for the Seventh Circuit
DecidedDecember 27, 1928
DocketNo. 4052
StatusPublished
Cited by3 cases

This text of 30 F.2d 139 (American Steel Foundries v. Laughlin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
American Steel Foundries v. Laughlin, 30 F.2d 139, 1928 U.S. App. LEXIS 2281 (7th Cir. 1928).

Opinion

EVAN A. EVANS, Circuit Judge.

This appeal is from a decree dismissing appellant’s suit on its merits after full hearing. The suit was to compel, specific performance of .an agreement by the terms of whieh appellees assigned a certain patent, No. 1,527,-418, covering “Methods and Apparatus for Hardening the Surface of Car Wheels,” to appellant, and also agreed to join “in signing any lawful and proper application for such reissue at the request of the assignee or his representative.” Appellant also asked the court to compel appellees to assign a certain pending application, No. 514,081 for a patent and to enjoin appellees from selling their invention described in their pending application and from executing any licenses thereunder. It also asked the court to compel appellees to disclose the complete official file wrapper content in application No. 514,-081 and disclose the amounts received from licenses as royalties, etc.

Appellant’s position, briefly stated, is: That the application for the reissue patent tendered by it is for the same invention as that covered by patent 1,527,418, and whieh appellees assigned to appellant; that the reissue patent application is proper, because the failure to insert the broader claims was, in contemplation of law, due to inadvertence, accident, or mistake* and that the covenant to execute “any lawful and proper application for reissue” is sufficiently definite and certain to be enforceable in equity.

The Distriet Judge found all issues of fact and law against appellant.

In the assignment referred to, appellees agreed “to join in signing any lawful and proper application for such reissue at the request of said assignee.”

What are “lawful and proper” applications for a reissue?

The statute governs the reissue of patents. Heidbrink et al. v. Hardessen Co. (C. C. A.) 25 F.(2d) 8. Whatever may he the exact meaning of “lawful and proper” application, it cannot be argued that appellees were required to sign an application whieh obviously would be rejected by the Patent Office. Nor were they required to sign an application whieh necessitated a verification that could only be made by a false oath.

Section 9461, U. S. Compiled Statutes (35 USCA § 64), defines the circumstances and conditions under which a reissue patent may he granted. We quote a portion of the statute:

“Whenever any patent is inoperative or invalid, by reason of a defective or insufficient specification, or by reason of the patentee claiming as his own invention or discovery more than he had a right to claim as new, if the-error has arisen by inadvertence* accident, or mistake, and without any fraudulent or deceptive intention, the Commissioner shall,” etc.

The Commissioner of Patents may not grant a reissue patent excepting as this statute authorizes. Heidbrink v. Hardessen, supra. To secure a reissue patent, then, either the patent must be inoperative or invalid by reason of a defective or insufficient specification, or the patent be inoperative or invalid by reason of the patentee’s claiming as his own invention or discovery more than he had a right to claim as new.

If a patentee may establish one or the other of these two grounds, and further show that the error “has arisen by inadvertence, accident, or mistake,” he comes within the provisions of the statute. Otherwise he is not entitled to a reissue patent.

[141]*141Wlia.t does the statute require® Either error in the way of specifications; or error due to the patentee claiming- as his own invention or discovery more than he had a right to claim as new. On any statement of appellant’s case, there existed no basis for making a proper or valid application for a reissue patent.

The patent for which a reissue patent is sought was neither inoperative nor invalid. Certainly it was not invalid or inoperative by reason of a defective or insufficient specification.

With equal certainty it may be said that the patent is neither inoperative nor invalid “by reason of the patentee’s claiming as his own invention or discovery more than ho had a right to claim as new. Appellant’s criticism is that the patentee’s claims were too narrow rather than that he claimed too broadly. In other words, appellant contends that the claims are restricted to ear wheels, whereas the process described might have been applicable to steel surfaces and not limited to car wheels. Consequently on neither ground can the plaintiff assert that Ms application for reissue is lawful and proper.

But a further condition is imposed by the statute, and it, too, is sufficient to defeat the application which appellant insists the inventor should sign. The statute, after designating the circumstances and conditions under which reissue patents may issue, attaches the further condition, “If the error has arisen by inadvertence, accident or mistake and without any fraudulent or deceptive intention.” It is evident that the applicant for the patent did not commit an error through inadvertence,, accident, or mistake, when he failed to insert a claim which he had inserted in a eopending application made by him a few years previously.

In other words, if one who applies for broad claims covering a novel process later discovers a more restricted combination or process and applies for, and promptly secures, a patent for his narrower patent, he cannot thereafter assert that he omitted the broader claims in the second application through inadvertence, accident, or mistake. What he did, he did deliberately. And, having acted deliberately, ho cannot thereafter assert that he acted inadvertently. Heidbrink et al. v. Hardessen, supra.

There is another objection to- granting specific performance, so- far as compelling signature to the application for a reissue is -concerned. This was pointed out in the opinion of the District Judge when he said:

“The terms of a contract which is sought to bo specifically executed should be so precise that neither party could reasonably misunderstand them. If the contract is vague or uncertain, a court of equity will not exercise its extraordinary jurisdiction to enforce it, but will leave the party to his legal remedy. To entitle a party to specific performance of a contract it must be so certain and unambiguous in its terms and in all its parts that the court can require the specific thing contracted for to be done. Colson v. Thompson, 2 Wheat. 336, 341, 4 L. Ed. 253; Dalzell v. Dueber Watch-Case Mfg. Co., 149 U. S. 315, 13 S. Ct. 886, 37 L. Ed. 749; Threlkeld V. Inglett, 289 Ill. 90, 97, 98, 124 N. E. 368; Louisville, N. A. & C. Ry. Co. v. Bodenschatz-Bedford Stone Co., 141 Ind. 251, 39 N. E. 703. Nor will specific performance be granted in a ease which calls for the supervision of the court, or where too great a burden is imposed upon the court and a degree of expert knowledge required which neither the court nor its officers can- be expected to possess. Javierre v. Central Altagracia, 217 U. S. 502, 508, 30 S. Ct. 598, 54 L. Ed. 859; Louisville, N. A. & C. Ry. Co. v. Bodenschatz-Bedford Stone Co., supra.

“An examination of the multitude of claims which the court is asked to- require defendants to adopt as the basis of an application for reissue shows that plaintiff has failed to make a showing for specific performance.

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Bluebook (online)
30 F.2d 139, 1928 U.S. App. LEXIS 2281, Counsel Stack Legal Research, https://law.counselstack.com/opinion/american-steel-foundries-v-laughlin-ca7-1928.