American Society for Testing and Materials v. Public.Resource.Org, Inc.

82 F.4th 1262
CourtCourt of Appeals for the D.C. Circuit
DecidedSeptember 12, 2023
Docket22-7063
StatusPublished
Cited by8 cases

This text of 82 F.4th 1262 (American Society for Testing and Materials v. Public.Resource.Org, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
American Society for Testing and Materials v. Public.Resource.Org, Inc., 82 F.4th 1262 (D.C. Cir. 2023).

Opinion

United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT

Argued March 20, 2023 Decided September 12, 2023

No. 22-7063

AMERICAN SOCIETY FOR TESTING AND MATERIALS, ET AL., APPELLANTS

v.

PUBLIC.RESOURCE.ORG, INC., APPELLEE

Appeal from the United States District Court for the District of Columbia (No. 1:13-cv-01215)

Kelly M. Klaus argued the cause for appellants. With him on the briefs were J. Kevin Fee, Jane W. Wise, Stanley J. Panikowski, Donald B. Verrilli, Jr., Rachel G. Miller-Ziegler, Jeffrey S. Bucholtz, David P. Mattern, Kenneth L. Steinthal, and Rose Leda Ehler. Alexandra C. Lim entered an appearance.

Gary D. Sesser was on the brief for amici curiae American National Standards Institute and Six Standards Organizations in support of appellants.

Jack R. Bierig was on the brief for amici curiae American Medical Association, et al. in support of appellants. 2

Nancy E. Wolff and Scott J. Sholder were on the brief for amicus curiae Copyright Alliance in support of appellants. Brian A. Coleman entered an appearance.

Corynne McSherry argued the cause for appellee. With her on the brief were Andrew P. Bridges, Matthew B. Becker, Mitchell L. Stoltz, and David E. Halperin.

Charles Duan was on the brief for amici curiae Former Government Publishing Officials Raymond A. Mosley and Robert C. Tapella in support of appellee.

Blake E. Reid was on the brief for amicus curiae Prime Access Consulting, Inc., in support of appellee.

Harold Feld was on the brief for amici curiae Library Futures Institute, et al., in support of appellee.

Erik Stallman and Jennifer M. Urban were on the brief for amici curiae Intellectual Property Law Professors in support of appellee.

Gabriel Rottman, Bruce D. Brown, and Katie Townsend were on the brief for amici curiae Reporters Committee for Freedom of the Press and 11 Media Organizations in support of appellee.

Joseph C. Gratz was on the brief for amicus curiae County of Sonoma in support of appellee.

Jef Pearlman was on the brief for amicus curiae Congresswoman Zoe Lofgren in support of appellee. 3 Jacob M. Karr was on the brief for amicus curiae National Association for the Advancement of Colored People in support of appellee.

Nina Srejovic, Rebecca Chambers, and Teague Paterson were on the brief for amicus curiae American Federation of State, County and Municipal Employees in support of appellee.

Before: HENDERSON, PILLARD, and KATSAS, Circuit Judges.

Opinion for the Court filed by Circuit Judge KATSAS.

KATSAS, Circuit Judge: Many private organizations develop and copyright suggested technical standards for an industry, product, or problem. Federal and state governments often incorporate such standards into law. This case presents the question whether third parties may make the incorporated standards available for free online. We hold that the non- commercial dissemination of such standards, as incorporated by reference into law, constitutes fair use and thus cannot support liability for copyright infringement.

I

Three standard-developing organizations raised copyright infringement claims against a defendant for posting online their copyrighted standards, as incorporated into law. The district court granted summary judgment to the organizations, but we reversed and remanded for further factual development. Am. Soc’y for Testing & Materials v. Public.Resource.Org, Inc., 896 F.3d 437 (D.C. Cir. 2018) (ASTM II). On remand, the district court held that the non-commercial posting of standards incorporated by reference into law is fair use. 4 ASTM II gave detailed background information on standard-developing organizations, incorporation by reference, and the genesis of this dispute. 896 F.3d at 440–45. We give only a brief overview here.

A

Various private organizations promulgate standards establishing best practices for their respective industries or products. These organizations copyright their standards and generate revenue by selling copies. For example, the National Fire Protection Association (NFPA), one plaintiff in this suit, develops standards addressing the prevention of fire, electrical, and related hazards. One such standard, NFPA 10, addresses the design, inspection, maintenance, and testing of portable fire extinguishers. The NFPA sells hard copies of its standards as well as a subscription service that allows digital access.

Federal agencies may incorporate privately developed standards into law by referencing them in agency rulemaking. Incorporation by reference (IBR) in a published rule allows agencies to satisfy the requirement to publish rules in the Federal Register without reproducing the standards themselves. 5 U.S.C. § 552(a)(1). The Code of Federal Regulations contains more than 27,000 incorporations of privately developed standards by reference. See Standards Incorporated by Reference Database, Nat’l Inst. of Safety & Tech., https://sibr.nist.gov [perma.cc/W4BN-HLZG] (last visited Aug. 30, 2023). For example, 29 C.F.R. § 1915.507(b)(1) requires shipyard operators to select, maintain, and test portable fire extinguishers in accordance with NFPA 10, which is incorporated by reference in 29 C.F.R. § 1915.5(i)(6). States and municipalities also have incorporated thousands of standards by reference into their regulations. 5 Congress has authorized and encouraged the use of IBR because it allows agencies to avoid duplication of effort and helps conform legal standards to industry best practices. See, e.g., National Technology Transfer and Advancement Act of 1995, Pub. L. No. 104-113, § 12(d)(1), 110 Stat. 775, 783. The Office of the Federal Register has promulgated regulations and guidance governing the IBR process. See 1 C.F.R. §§ 51.1–11. As its IBR Handbook explains, “the legal effect of IBR is that the referenced material is treated as if it were published in the Federal Register and the CFR. When IBRed, this material has the force and effect of law.” J.A. 9511 (cleaned up).

B

The plaintiffs in this case are three standard-developing organizations: the American Society for Testing and Materials (ASTM), the American Society of Heating, Refrigerating, and Air-Conditioning Engineers (ASHRAE), and the NFPA. The defendant, Public.Resource.Org, is a non-profit group that disseminates legal and other materials. It has posted on its websites copies of hundreds of incorporated standards— including standards produced and copyrighted by the plaintiffs. As a result, any internet user may view, download, or print these standards for free.

In 2013, the plaintiffs sued Public Resource for copyright infringement. The plaintiffs moved for summary judgment on their claims as to nine of the disputed standards. The district court granted the motion and enjoined Public Resource from posting these standards. The court rejected a defense that posting incorporated standards constitutes fair use. ASTM v. Public.Resource.Org, Inc., No. 13-cv-1215, 2017 WL 473822 (D.D.C. Feb. 2, 2017) (ASTM I).

This Court reversed and remanded for further consideration of the fair-use defense.

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