American MacHine & Foundry Co. v. Liggett & Myers Tobacco Co.

172 F. Supp. 12
CourtDistrict Court, D. New Jersey
DecidedJanuary 20, 1959
DocketCiv. A. 1032-57
StatusPublished
Cited by12 cases

This text of 172 F. Supp. 12 (American MacHine & Foundry Co. v. Liggett & Myers Tobacco Co.) is published on Counsel Stack Legal Research, covering District Court, D. New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
American MacHine & Foundry Co. v. Liggett & Myers Tobacco Co., 172 F. Supp. 12 (D.N.J. 1959).

Opinion

FORMAN, Chief Judge.

This action is brought by the American Machine & Foundry Company against Liggett & Myers, both New Jersey corporations, hereinafter called AMF and L&M respectively, to obtain a judgment pursuant to 35 U.S.C. § 146 entitling AMF to a patent now held by L&M. An Interference proceeding has been decided adversely to AMF by the Board of Patent Interference Examiners, hereinafter called the Board, within 60 days of the filing of this suit, and no appeal is pending before the Court of Customs and Patent Appeals. Jurisdiction and venue are had under 28 U.S.C. §§ 1338 (a) and 1391(c).

Involved before the Board were (1) an application of Dr. David Bandel, Serial No. 468,270, filed November 12, 1954, for “Tobacco Sheet Material and Method of Forming”; (2) United States Patent No. 2,708,175 1 of May 10, 1955, for “Composition of Matter consisting Chiefly of Fragmented Tobacco and Galactomannan Plant Gum” for which application Serial No. 433,062 had been filed May 28, 1954, by Max M. Samfield et al., and (3) another application by Dr. Bandel designated “Continuation in Part” application to that of Serial No. 468,270 filed July 14, 1955, Serial No. 521,984.

Dr. Bandel was a research chemist in the employ of AMF to whom he assigned his applications. Max Samfield et al. were employees of L&M, which now holds the patent by assignment.

In his application No. 521,984 of July 14, 1955, Dr. Bandel set up Claims 1 and 3 in language identical to that used by Max Samfield et al. in Claims 1 and 3 2 of their patent No. 2,708,175, issued May 10, 1955, as follows:

“1. A composition of matter suitable for smoking consisting by weight of a minor proportion, about 1% to 20%, of a plant gum consisting essentially of galactomannan, approximately 9% to 13% of moisture, and the balance essentially all dry-ground tobacco with the individual finely-divided fragments thereof cohered together so as to have, when formed in sheets of about the thickness of natural leaf tobacco, a tensile strength approximately equal to the tensile strength of such leaf tobacco.”

The only change in Claim 3 was to substitute “locust bean gum” for “galacto-mannan.”

On the basis of the identical character of the claims, the United States Patent Office declared Interference No. 87,744, 3 in which Claims 1 and 3 became Counts 1 and 2 respectively.

Each count sets forth the following requirements, viz., (1) a composition of matter, (2) suitable for smoking, (3) consisting by weight of a minor proportion about 1 to 20% of a plant gum consisting essentially of galactomannan, (4) approximately 9% to 13% of moisture, (5) the balance essentially all dry-ground tobacco, (6) the mass so cohered as to have, when formed in sheets of about the thickness of natural leaf tobacco, (7) a tensile strength equal to that of such leaf tobacco.

After due proceedings, in which both parties were represented by counsel, but at which only Dr. Bandel, the junior party, introduced testimony, the Board awarded priority to Samfield. That opin *15 ion, together with the transcript and exhibits, was received in evidence at this trial.

In the manufacture of cigarettes a certain amount of tobacco, apparently significant, is broken from the natural leaves during processing and cannot thereafter be used unless reclaimed. Dr. Bandel sought to avoid this waste by forming the tobacco particles into sheets held together by an adhesive, in this case, locust bean gum. The sheets would then be shredded in the same manner as natural leaves and used as filler in the production of cigarettes. It is important that the sheets simulate the natural leaf as much as possible in every way. Thus, they should approximate it in moisture, tensile strength and thickness, in order to provide the same qualities of handle-ability in the manufacture of cigarettes. The composition was to be such that no unpleasant odors, tastes or colors would be introduced into the cigarette. Max Samfield also sought such a process.

More specifically in May-July 1952, Dr. Bandel conducted a series of experiments in the pilot plant of AMF in Brooklyn, New York. The first of these, done on a laboratory scale, is known as the ferrotype run and was held May 1-6, 1952. This experiment consisted of taping ten ferrotype plates, each having a usable area of 96 square inches, to a stainless steel belt which was sprayed with water. Tobacco dust was then applied to the moistened surface which was next passed through a drier. The plate was then removed from the belt and the adhesive, a solution of 3% locust bean gum according to Dr. Bandel, was applied to the layer of tobacco. The plate was next refastened to the belt and the second layer of tobacco dust was applied, after which the entire composition was put through a drier. Upon completion of that step, the manufactured tobacco sheet was removed from the plate. 4 Dr. Ban-del stated that this was the first time that he had made a tobacco sheet having for its adhesive locust bean gum.

There followed other experiments of which three were relied upon by AMF. These are known as T Runs 180 A and B (May 20-27, 1952), T Runs 183 and 184 (June 3-19, 1952) and T Runs 187, 188, 189 and 190 (June 26-July 11, 1952). These followed substantially the ferro-type procedure but were done on a larger scale in that the composition was prepared on the stainless steel belt rather than on the ferrotype plate.

In making its ruling the Board considered only Dr. Bandel’s T Runs 180 A and B, because, said the Board, only as to those runs was the element of tensile strength proved. 5 With regard to those runs the Board held that all elements were proved with the exception of gum content, as to which the Board noted a critical absence of corroboration of Dr. Bandel’s testimony, as required by the Patent Office. 6

The Board required that AMF prove its case beyond a reasonable doubt rather than by a mere preponderance of the evidence, since the pertinent Dr. Bandel application was not filed until after the Samfield patent had been issued. Nor, by reason of its failure to comply with Rule 224 7 of the Patent Office, which requires timely notice, was AMF permitted to rely on the first Dr. Bandel application which was filed before the Samfield patent had issued.

The issue is two-fold, first, whether or not Dr. Bandel achieved a reduction to practice of a composition of matter prior to a similar reduction by Max Sam-field, et ah, and if that issue be determined in favor of Dr. Bandel then, secondly, whether or not AMF as the as-signee of Dr. Bandel is entitled to a patent encompassing the genus galacto-mannan or merely the species, locust bean gum.

*16 Before proceeding to a consideration of the evidence, the applicable burden of proof should be stated.

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Bluebook (online)
172 F. Supp. 12, Counsel Stack Legal Research, https://law.counselstack.com/opinion/american-machine-foundry-co-v-liggett-myers-tobacco-co-njd-1959.