Ambassador College v. Sally J. Geotzke, Etc.

675 F.2d 662, 1982 U.S. App. LEXIS 19477
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 6, 1982
Docket80-7479
StatusPublished
Cited by16 cases

This text of 675 F.2d 662 (Ambassador College v. Sally J. Geotzke, Etc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ambassador College v. Sally J. Geotzke, Etc., 675 F.2d 662, 1982 U.S. App. LEXIS 19477 (5th Cir. 1982).

Opinions

THOMAS A. CLARK, Circuit Judge:

In February 1975, Madeline Hopkins Shaffer executed a deed and real estate trust agreement. This deed and trust agreement provided that upon her death title to her home would pass to Joseph Pope and Willard McMillan as trustees for Ambassador College. Mrs. Shaffer died in June 1978. The deed and trust agreement were recorded in July 1978. Shortly thereafter, Pope and McMillan quitclaimed their interest in the property to Ambassador College.

Sally Geotzke, the daughter and sole heir of Mrs. Shaffer, then brought suit against Ambassador College and the two trustees in the Superior Court of Ben Hill County, Georgia. She sought the cancellation of the deed on the grounds, inter alia, of the mental incapacity of Mrs. Shaffer, undue influence, and fraudulent misrepresentation.

The discovery process then began. Geotzke filed seventeen interrogatories and six requests for production of documents. Ambassador College refused to respond to [663]*663many of these interrogatories and requests for production of documents. In substance, the information that Ambassador College refused to produce consisted of:

(1) The names and information of persons in Georgia who have conveyed property by deed or trust agreement to Ambassador College, or have executed a will devising property to Ambassador College.
(2) The amount of annual compensation paid to officers, directors, and members of the boards of trustees of Ambassador College and the Worldwide Church of God.
(3) The gross revenues of Ambassador College for the years 1974-77.
(4) The compensation paid to Herbert W. Armstrong by Ambassador College and the Worldwide Church of God for the years 1974-77.

Ambassador College based its objections to these questions on first amendment considerations. Ambassador College is endowed and supported by the Worldwide Church of God. It also acts as the seminary of the church.

Shortly after receiving the college’s answer, Geotzke filed a motion to compel discovery. A hearing was held on the motion and the court entered an order sustaining Ambassador College’s objections to some of the questions and ordering the remainder, in substance listed above, to be answered. Ambassador College refused to comply with this order.

The state trial court then received from Geotzke a motion for imposition of sanctions. Ambassador College, after a hearing on this motion, failed to persuade the trial judge and judgment was thereafter entered against it as a sanction, as requested by the appellee.

Ambassador College then appealed to the Georgia Supreme Court. That court upheld the trial court ruling. Ambassador College v. Goetzke, 244 Ga. 322, 260 S.E.2d 27 (1979). The Georgia court did not rule on Ambassador College’s constitutional claim, rather it affirmed on the basis of the Georgia statute (Ga.Code Ann. § 81A-126) dealing with the relevancy of information sought in discovery. The appellant then petitioned the United States Supreme Court for a writ of certiorari, which was denied. Ambassador College v. Goetzke, 444 U.S. 1079, 100 S.Ct. 1029, 62 L.Ed.2d 762 (1980).

Ambassador College then filed an action in the Middle District of Georgia under 42 U.S.C. § 1983. It sought a declaratory judgment that the judgment against it entered by the Georgia trial court was unconstitutional. Further, the college sought a permanent injunction against the appellees from enforcing the judgment or taking any action with respect to the property in question. The district court dismissed the complaint on the grounds that it lacked subject matter jurisdiction. This appeal followed.

This case presents a difficult jurisdictional issue. At the core of the jurisdictional question is whether Ambassador College has a colorable first amendment claim. If no such claim is present, we need not consider whether the district court had jurisdiction to determine if the Georgia court denied the appellant a due process right by refusing to address the constitutional claim. We hold that Ambassador College has presented no substantial first amendment claim and therefore affirm the district court’s dismissal of the action.

The appellant maintains that the Georgia trial court’s order compelling discovery infringed upon its constitutional freedom of “religion” (presumably stemming from the free exercise clause). It relies primarily upon Surinach v. Pesquera de Busquets, 604 F.2d 73 (1st Cir. 1979), for the proposition that any investigation into church-related schools may only be conducted after a balancing of interests involved, with the burden upon the party seeking discovery to prove that the information sought would not infringe upon the free exercise of religion. We do not see Surinach as being relevant to the instant case.

Surinach involved an attempt by the Commonwealth of Puerto Rico to investigate the operating costs of Catholic schools there. In doing so, the Puerto Rican offi[664]*664ciáis were operating pursuant to a statute designed to stem inflation. Under this statute, such an investigation was necessary before price controls could be established. It logically followed that the Puerto Rican government was considering the imposition of price controls over Catholic schools. Further, there existed potential for continuous government monitoring over those schools. Thus, the court could not separate the information-gathering at issue from the ultimate purpose of imposing price controls over the Catholic schools. The imposition of such price controls, the court found, would be constitutionally impermissible. Therefore, it quashed the subpoenas issued by the Puerto Rican government inquiring into the schools’ finances.

The First Circuit has viewed Surinach in a very narrow light. In United States v. Freedom Church, 613 F.2d 316, 320 (1st Cir. 1979), it rejected a claim that requests for documents by the government constituted an impermissible entanglement of church and state. The court stated that where unconstitutional entanglement has been found, such as in Surinach, “it has been in the government’s continuing monitoring or potential for regulating the religious activities under scrutiny.” 613 F.2d at 320. The court held that where the Internal Revenue Service sought to gather information about the church in question, in order to make a determination of the church’s tax exempt status, there was no violation of the free exercise clause. There existed no attempt on the part of the IRS to “regulate or in any way become involved in the religious activities or control the financial matters of the church.” 613 F.2d at 320. Therefore, the government’s summons inquiring into the church’s financial matters was enforced as no first amendment rights were involved. It should also be noted that this circuit in United States v. Holmes,

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Bluebook (online)
675 F.2d 662, 1982 U.S. App. LEXIS 19477, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ambassador-college-v-sally-j-geotzke-etc-ca5-1982.