Case: 17-10782 Date Filed: 05/24/2018 Page: 1 of 8
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________
No. 17-10782 ________________________
D.C. Docket No. 8:16-cv-01456-MSS-JSS
ALVIN SEIGER, by and through his Attorney-In-Fact and Next Friend Marsha Seiger,
Plaintiff - Appellant,
versus
TORRENCE O. PHILIPP, WEST END PUB, LLC, a.k.a. West End Pub,
Defendants - Appellees. ________________________
Appeal from the United States District Court for the Middle District of Florida ________________________
(May 24, 2018) Case: 17-10782 Date Filed: 05/24/2018 Page: 2 of 8
Before TJOFLAT and ROSENBAUM, Circuit Judges, and UNGARO, * District Judge.
UNGARO, District Judge:
Plaintiff-Appellant, Alvin Seiger, appeals from an order denying his
motion for leave to file a second amended complaint following the dismissal
of his first amended complaint with prejudice. For the reasons discussed
below, we reverse.
Background
In June, 2016, Plaintiff, Mr. Seiger, a disabled individual, through his
wife and next friend, Mrs. Seiger, sued the West End Pub, LLC, and its
owner, Torrence Philipp, for violating Title III of the Americans with
Disabilities Act (“ADA”). Mr. Seiger requires a wheelchair to ambulate,
and he alleged that the Pub was not wheelchair accessible. Mr. Seiger also
suffers from dementia, and Mrs. Seiger holds his durable power of attorney.
The district court dismissed Mr. Seiger’s initial complaint without
prejudice because he failed to allege that he had knowledge of the premises
or an intent to return there. Before entering the order of dismissal, the court
required Mr. Seiger to answer interrogatories. One of them asked Mr. Seiger
to describe the nature of his disability. His wife responded that her husband
* Honorable Ursula Ungaro, United States District Judge for the Southern District of Florida, sitting by designation. 2 Case: 17-10782 Date Filed: 05/24/2018 Page: 3 of 8
“has a neurological disorder that renders him with physical and mental
disabilities . . . . A doctor has rendered him incompetent to handle his legal
affairs.” Additionally, the Court requested that Mrs. Seiger file documents
establishing her legal status as Mr. Seiger’s Next Friend. In response, she
filed a note from Mr. Seiger’s doctor stating that he was “not competent to
handle any personal affairs.”
The court then held a hearing on the motion to dismiss where Mrs.
Seiger testified that she understood the doctor’s note to mean that Mr. Seiger
was incompetent to handle his legal affairs, but was competent to handle
other matters. Mrs. Seiger elaborated, “I wouldn’t even [use the] term
mentally incompetent. He’s—he knows everybody, he knows me, he knows
where he is and what he is, he is just forgetful. That’s the kind of dementia
he has.”
After the hearing, the court dismissed the complaint for lack of
standing because it did not allege that Mr. Seiger had knowledge of the
premises or an intent to return. The court explained that Mrs. Seiger could
not aver the personal knowledge and intent of Mr. Seiger even though she
holds his durable power of attorney. The court allowed Mr. Seiger to file an
amended complaint based on the personal knowledge of Mr. Seiger. But the
district court directed that if Mr. Seiger were to file an amended complaint,
3 Case: 17-10782 Date Filed: 05/24/2018 Page: 4 of 8
he would also need to simultaneously file updated answers to the court’s
interrogatories.
In accordance with the court’s directive, Mr. Seiger filed updated
answers to the court’s interrogatories that were substantially similar to the
first responses, but this time, Mr. Seiger signed the responses on his own
behalf. Mr. Seiger also filed an amended complaint. In the amended
complaint, Mr. Seiger alleged that he intended to return to the Pub. But he
also alleged that Mrs. Seiger must “undertake all decisions on [his] behalf.”
The court granted Defendants’ motion to dismiss the amended complaint
with prejudice, explaining that “[t]he likelihood of Mr. Seiger visiting the
Subject Premises is not dependent on Mr. Seiger’s own intention, but rather,
is wholly dependent on Mrs. Seiger’s will.”
While the motion to dismiss was pending, Mr. Seiger moved for leave
to amend, and he included a proposed second amended complaint. In it, Mr.
Seiger contradicted the first amended complaint and alleged that Mrs. Seiger
made “some decisions on [his] behalf, but not all.” The second amended
complaint also alleged “[d]espite [Mr. Seiger’s] disabilities, on most
occasions, he is still able to articulate his views and thoughts, speak fluidly,
and formulate/express intent to, inter alia, visit an establishment.” In the
4 Case: 17-10782 Date Filed: 05/24/2018 Page: 5 of 8
same order dismissing the amended complaint with prejudice, the court
denied the motion to amend, stating:
Plaintiff’s Motion to File A Second Amended Complaint, (Dkt. 34), to allege facts directly contrary to facts alleged twice before is DENIED. Notably, in support of the demand to allow Plaintiff to proceed through a Next Friend and Attorney-In-Fact in this matter, Plaintiff filed a doctor’s note that Plaintiff described as ‘indicating Alvin Seiger’s incompetency’ in which the doctor expressly states that Plaintiff is ‘not competent to handle any personal affairs.’ (Dkt. 22, Ex 1)
Mr. Seiger now appeals that order. He does not argue that the district
court erred in dismissing the amended complaint, but only that it abused its
discretion in denying leave to amend.
Discussion
We review a district court’s denial of a motion to file an amended
complaint for abuse of discretion. Green Leaf Nursery v. E.I. DuPont De
Nemours & Co., 341 F.3d 1292, 1300 (11th Cir. 2003). Federal Rule of
Civil Procedure 15 provides that district courts “should freely give leave
when justice so requires.” Fed. R. Civ. P. 15(a)(2). But the court’s
discretion to deny leave is not unfettered. Rather, the court should consider
factors such as “‘undue delay, bad faith or dilatory motive on the part of the
movant, repeated failure to cure deficiencies by amendments previously
allowed, undue prejudice to the opposing party by virtue of allowance of the
5 Case: 17-10782 Date Filed: 05/24/2018 Page: 6 of 8
amendment, and futility of amendment.’” Equity Lifestyle Properties, Inc. v.
Fla. Mowing And Landscape Serv., Inc., 556 F.3d 1232, 1241 (11th Cir.
2009) (quoting Foman v. Davis, 371 U.S. 178, 182 (1962)).
Here, the district court did not base its denial of leave to amend on
any of these factors. Instead, the district court denied leave to amend for
two reasons. First, it found the second amended complaint contradicted the
previous two complaints. And second, it pointed to the doctor’s note, which
stated that Mr. Seiger was incompetent to handle any personal affairs.
Neither suffices as a basis for denial of leave to amend.
Free access — add to your briefcase to read the full text and ask questions with AI
Case: 17-10782 Date Filed: 05/24/2018 Page: 1 of 8
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________
No. 17-10782 ________________________
D.C. Docket No. 8:16-cv-01456-MSS-JSS
ALVIN SEIGER, by and through his Attorney-In-Fact and Next Friend Marsha Seiger,
Plaintiff - Appellant,
versus
TORRENCE O. PHILIPP, WEST END PUB, LLC, a.k.a. West End Pub,
Defendants - Appellees. ________________________
Appeal from the United States District Court for the Middle District of Florida ________________________
(May 24, 2018) Case: 17-10782 Date Filed: 05/24/2018 Page: 2 of 8
Before TJOFLAT and ROSENBAUM, Circuit Judges, and UNGARO, * District Judge.
UNGARO, District Judge:
Plaintiff-Appellant, Alvin Seiger, appeals from an order denying his
motion for leave to file a second amended complaint following the dismissal
of his first amended complaint with prejudice. For the reasons discussed
below, we reverse.
Background
In June, 2016, Plaintiff, Mr. Seiger, a disabled individual, through his
wife and next friend, Mrs. Seiger, sued the West End Pub, LLC, and its
owner, Torrence Philipp, for violating Title III of the Americans with
Disabilities Act (“ADA”). Mr. Seiger requires a wheelchair to ambulate,
and he alleged that the Pub was not wheelchair accessible. Mr. Seiger also
suffers from dementia, and Mrs. Seiger holds his durable power of attorney.
The district court dismissed Mr. Seiger’s initial complaint without
prejudice because he failed to allege that he had knowledge of the premises
or an intent to return there. Before entering the order of dismissal, the court
required Mr. Seiger to answer interrogatories. One of them asked Mr. Seiger
to describe the nature of his disability. His wife responded that her husband
* Honorable Ursula Ungaro, United States District Judge for the Southern District of Florida, sitting by designation. 2 Case: 17-10782 Date Filed: 05/24/2018 Page: 3 of 8
“has a neurological disorder that renders him with physical and mental
disabilities . . . . A doctor has rendered him incompetent to handle his legal
affairs.” Additionally, the Court requested that Mrs. Seiger file documents
establishing her legal status as Mr. Seiger’s Next Friend. In response, she
filed a note from Mr. Seiger’s doctor stating that he was “not competent to
handle any personal affairs.”
The court then held a hearing on the motion to dismiss where Mrs.
Seiger testified that she understood the doctor’s note to mean that Mr. Seiger
was incompetent to handle his legal affairs, but was competent to handle
other matters. Mrs. Seiger elaborated, “I wouldn’t even [use the] term
mentally incompetent. He’s—he knows everybody, he knows me, he knows
where he is and what he is, he is just forgetful. That’s the kind of dementia
he has.”
After the hearing, the court dismissed the complaint for lack of
standing because it did not allege that Mr. Seiger had knowledge of the
premises or an intent to return. The court explained that Mrs. Seiger could
not aver the personal knowledge and intent of Mr. Seiger even though she
holds his durable power of attorney. The court allowed Mr. Seiger to file an
amended complaint based on the personal knowledge of Mr. Seiger. But the
district court directed that if Mr. Seiger were to file an amended complaint,
3 Case: 17-10782 Date Filed: 05/24/2018 Page: 4 of 8
he would also need to simultaneously file updated answers to the court’s
interrogatories.
In accordance with the court’s directive, Mr. Seiger filed updated
answers to the court’s interrogatories that were substantially similar to the
first responses, but this time, Mr. Seiger signed the responses on his own
behalf. Mr. Seiger also filed an amended complaint. In the amended
complaint, Mr. Seiger alleged that he intended to return to the Pub. But he
also alleged that Mrs. Seiger must “undertake all decisions on [his] behalf.”
The court granted Defendants’ motion to dismiss the amended complaint
with prejudice, explaining that “[t]he likelihood of Mr. Seiger visiting the
Subject Premises is not dependent on Mr. Seiger’s own intention, but rather,
is wholly dependent on Mrs. Seiger’s will.”
While the motion to dismiss was pending, Mr. Seiger moved for leave
to amend, and he included a proposed second amended complaint. In it, Mr.
Seiger contradicted the first amended complaint and alleged that Mrs. Seiger
made “some decisions on [his] behalf, but not all.” The second amended
complaint also alleged “[d]espite [Mr. Seiger’s] disabilities, on most
occasions, he is still able to articulate his views and thoughts, speak fluidly,
and formulate/express intent to, inter alia, visit an establishment.” In the
4 Case: 17-10782 Date Filed: 05/24/2018 Page: 5 of 8
same order dismissing the amended complaint with prejudice, the court
denied the motion to amend, stating:
Plaintiff’s Motion to File A Second Amended Complaint, (Dkt. 34), to allege facts directly contrary to facts alleged twice before is DENIED. Notably, in support of the demand to allow Plaintiff to proceed through a Next Friend and Attorney-In-Fact in this matter, Plaintiff filed a doctor’s note that Plaintiff described as ‘indicating Alvin Seiger’s incompetency’ in which the doctor expressly states that Plaintiff is ‘not competent to handle any personal affairs.’ (Dkt. 22, Ex 1)
Mr. Seiger now appeals that order. He does not argue that the district
court erred in dismissing the amended complaint, but only that it abused its
discretion in denying leave to amend.
Discussion
We review a district court’s denial of a motion to file an amended
complaint for abuse of discretion. Green Leaf Nursery v. E.I. DuPont De
Nemours & Co., 341 F.3d 1292, 1300 (11th Cir. 2003). Federal Rule of
Civil Procedure 15 provides that district courts “should freely give leave
when justice so requires.” Fed. R. Civ. P. 15(a)(2). But the court’s
discretion to deny leave is not unfettered. Rather, the court should consider
factors such as “‘undue delay, bad faith or dilatory motive on the part of the
movant, repeated failure to cure deficiencies by amendments previously
allowed, undue prejudice to the opposing party by virtue of allowance of the
5 Case: 17-10782 Date Filed: 05/24/2018 Page: 6 of 8
amendment, and futility of amendment.’” Equity Lifestyle Properties, Inc. v.
Fla. Mowing And Landscape Serv., Inc., 556 F.3d 1232, 1241 (11th Cir.
2009) (quoting Foman v. Davis, 371 U.S. 178, 182 (1962)).
Here, the district court did not base its denial of leave to amend on
any of these factors. Instead, the district court denied leave to amend for
two reasons. First, it found the second amended complaint contradicted the
previous two complaints. And second, it pointed to the doctor’s note, which
stated that Mr. Seiger was incompetent to handle any personal affairs.
Neither suffices as a basis for denial of leave to amend.
As to the first, the Federal Rules do not prohibit contradictory
pleadings. “As a general matter, an amended pleading supersedes the former
pleading; the original pleading is abandoned by the amendment, and is no
longer a part of the pleader’s averments against his adversary.” Pintado v.
Miami-Dade Hous. Agency, 501 F.3d 1241, 1243 (11th Cir. 2007) (quotation
omitted) (alteration accepted).
Here, the proposed second amended complaint did not incorporate by
reference the earlier complaints. It would have superseded the previous
complaints and rendered null their contradictory allegations. The district
court thus abused its discretion by denying leave to amend on the basis that
the complaints contradicted each other.
6 Case: 17-10782 Date Filed: 05/24/2018 Page: 7 of 8
As to the second reason—the doctor’s note—it does not provide a
basis to deny leave to amend where, as here, the district court did not
determine that amendment was futile. The court did not, for example,
determine, as a factual matter, that Mr. Seiger lacked standing and dismiss
pursuant to Federal Rule of Civil Procedure 12(b)(1). Although the court
heard evidence about Mr. Seiger’s mental capacity, it neither weighed the
evidence nor made any findings of fact. Rather, it decided the motion to
dismiss under Rule 12(b)(6) and so appears to have concluded that Mr.
Seiger lacked standing as a matter of law based solely on the allegations in
the amended complaint.
In the second amended complaint, Mr. Seiger alleged that he was able
to form the intent to return to the Pub and that he, in fact, intends to return to
the Pub. These allegations are sufficient to establish standing. See, e.g.,
Houston v. Marod Supermarkets, Inc., 733 F.3d 1323, 1336 (11th Cir. 2013)
(“a plaintiff seeking an injunction under Title III either must ‘have attempted
to return’ to the non-compliant building or at least ‘intend to do so in the
future.’”) (quoting Shotz v. Cates, 256 F.3d 1077, 1081 (11th Cir. 2001)).
Therefore, the court abused its discretion in denying leave to file the second
amended complaint.
7 Case: 17-10782 Date Filed: 05/24/2018 Page: 8 of 8
For these reasons, we reverse the denial of the motion to amend and
remand with instructions to vacate the dismissal with prejudice1 and grant
leave to file the proposed second amended complaint.
REVERSED AND REMANDED.
1 Although we necessarily reverse the dismissal to permit leave to amend, we would reverse the dismissal regardless because it was made with prejudice, and dismissals for lack of standing are jurisdictional and thus usually made without prejudice. McGee v. Solicitor Gen. of Richmond Cty., Ga., 727 F.3d 1322, 1326 (11th Cir. 2013) (per curiam) (“Typically, where standing is lacking, a court must dismiss the plaintiff’s claim without prejudice.”). 8