Alvin Allen v. C. Murray Henderson, Warden, Louisiana State Penitentiary

434 F.2d 26, 1970 U.S. App. LEXIS 6644
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 3, 1970
Docket29110
StatusPublished
Cited by12 cases

This text of 434 F.2d 26 (Alvin Allen v. C. Murray Henderson, Warden, Louisiana State Penitentiary) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alvin Allen v. C. Murray Henderson, Warden, Louisiana State Penitentiary, 434 F.2d 26, 1970 U.S. App. LEXIS 6644 (5th Cir. 1970).

Opinion

BELL, Circuit Judge:

This appeal is from the denial of habeas corpus relief to a Louisiana state prisoner. The petition asserted only one claim, that appellant was not given credit for time served on a previously voided illegal sentence when a second sentence was imposed on the same charge. This, it was urged, violated the Fifth Amendment double jeopardy clause teaching of North Carolina v. Pearce, 1969, 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d 656. The district court disagreed and we reverse as to this claim.

In addition, appellant now contends that he is entitled to credit for time spent in jail pending appeal from the subsequent judgment of conviction. No such claim was made in the petition for the writ in the district court. It was apparently asserted orally since the dis *27 trict court considered and rejected it in the opinion and order denying relief. As to this question, we vacate and remand for the reasons hereafter stated.

I.

Appellant was sentenced to a term of 20 years on September 13, 1961 for the crime of aggravated rape. His sentence was set aside in 1966 because of the denial of counsel in the 1961 proceeding. He was again charged with the same crime, tried, convicted and sentenced on October 26, 1966 to a term of 15 years. It appears from the record before us that the state trial judge intended to give appellant credit for the five years previously served. According to the dates, however, the latter sentence missed the mark, if such a credit was intended, by one month and thirteen days. Moreover, no credit whatever was given for good behavior time nor was such credit even considered. The Louisiana statutes provide credit for good behavior. See L.R.S., § 15:571.3. The prison records which are before us reflect that “This inmate has an excellent conduct record.”

The district court concluded that the five year lesser sentence satisfied the requirement of Pearce v. North Carolina, supra, which is that punishment already exacted for an offense be fully credited in imposing sentence upon a new conviction for the same offense. 395 U.S. at 718, 89 S.Ct. 2072. The court, as a part of its holding, stated in Footnote 13:

“Such credit must, of course, include the time credited during service of the first prison sentence for good behavior, etc.” 395 U.S. at 719, 89 S. Ct. at 2077.

It is thus clear that appellant was not accorded full credit for the time previously served and that the district court erred in denying relief to this extent.

II.

It was suggested on argument that there might be some question as to whether North Carolina v. Pearce was to be applied retroactively. 1 After due consideration, we now hold that the retroactive application of Pearce would be fully consonant with the reasoning used by the Supreme Court in other cases involving the question whether new constitutional principles were to be given retroactive or prospective application.

We begin with the proposition that the constitutional principle here involved was a new principle when announced in North Carolina v. Pearce. It was an extension of the holding in Benton v. Maryland, 1969, 395 U.S. 784, 89 S.Ct. 2056, 23 L.Ed.2d 707, that the Fifth Amendment guarantee against double jeopardy is enforceable against the states through the Fourteenth Amendment. The court in Pearce then applied the double jeopardy clause to require credit for punishment already exacted when a sentence is imposed upon a new conviction for the same offense. The failure to fully credit a prisoner ran afoul of the double jeopardy guarantee against multiple punishment for the same offense.

Given a new constitutional principle, the question then arises as to whether it should be applied retroactively or prospectively only. In Linkletter v. Walker, 1965, 381 U.S. 618, 85 S.Ct. 1731, 14 L.Ed.2d 601, the court said that “ * * * the Constitution neither prohibits nor requires retrospective effect.” 381 U.S. at 629, 85 S.Ct. at 1737. Then in Stovall v. Denno, 1967, 388 U.S. 293, 87 S. Ct. 1967, 18 L.Ed.2d 1199, the Supreme Court summarized the factors to be considered in determining whether a new constitutional principle should be applied retroactively or prospectively only:

“The criteria guiding resolution of the question implicate (a) the purpose *28 to be served by the new standards, (b) the extent of the reliance by law enforcement authorities on the old standards, and (c) the effect on the administration of justice of a retroactive application of the new standards.” 388 U.S. at 297, 87 S.Ct. at 1970.

The purpose of the new principle here involved was to afford the constitutional guarantee against multiple punishment for the same offense to state prisoners as against the States. As the court said in Benton v. Maryland, “ * * * The double jeopardy prohibition of the Fifth Amendment represents a fundamental ideal in our constitutional heritage * * *”. 395 U.S. at 794, 89 S.Ct. at 2062. The court concluded that once it was determined, as it was determined, that a particular Bill of Rights guarantee is fundamental to the American scheme of justice, the same constitutional standards apply against both the state and federal governments. 395 U.S. at 795, 89 S.Ct. at 2056.

This fundamental right thus extended to state prisoners is possibly no more basic than the Fifth and Sixth Amendment rights involved in other cases involving the States where the principle was given prospective application only. See Tehan v. United States ex rel. Shott, 1966, 382 U.S. 406, 86 S.Ct. 459, 15 L.Ed.2d 453; Johnson v. New Jersey, 1966, 384 U.S. 719, 86 S.Ct. 1772, 16 L. Ed.2d 882; Stovall v. Denno, supra, and De Stefano v. Woods, 1968, 392 U.S. 631, 88 S.Ct. 2093, 20 L.Ed.2d 1308. But the decision in those cases turned largely on the additional criteria to be considered, 1. e., the reliance by the law enforcement authorities on the old rule, and the impact on the administration of criminal justice if applied retroactively. Here, as will be seen, the reliance and impact criteria are entitled to little weight.

These other criteria, reliance on the old standard, and the effect on the administration of justice of a retroactive application of the new principle may be considered together. It is true, of course, that the State relied on the old standard in sentencing its prisoners but it is difficult to see the importance of such a practice from a state policy or institutional standpoint. Nothing more than a credit for punishment already exacted is involved. The same is true as to the effect on the administration of justice of a retroactive application. There will be little if any impact on the administration of criminal justice in giving such credit. It is unlikely that new trials will be necessary.

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434 F.2d 26, 1970 U.S. App. LEXIS 6644, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alvin-allen-v-c-murray-henderson-warden-louisiana-state-penitentiary-ca5-1970.