Alonzo Thomas v. W. J. Estelle, Jr., Director, Texas Department of Corrections

587 F.2d 695, 1979 U.S. App. LEXIS 17710
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 10, 1979
Docket77-3430
StatusPublished
Cited by7 cases

This text of 587 F.2d 695 (Alonzo Thomas v. W. J. Estelle, Jr., Director, Texas Department of Corrections) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alonzo Thomas v. W. J. Estelle, Jr., Director, Texas Department of Corrections, 587 F.2d 695, 1979 U.S. App. LEXIS 17710 (5th Cir. 1979).

Opinions

GEE, Circuit Judge:

The director of the Texas Department of Corrections appeals from a judgment granting habeas corpus relief to petitioner Alonzo Thomas. Petitioner was convicted in Texas state court of felony theft, and his sentence was enhanced to life imprisonment by the terms of that state’s habitual offender statute.1 The lower court granted habe-as relief without a hearing, finding that it was “virtually certain” that the enhancement paragraphs containing evidence of pe[697]*697titioner’s two prior felony convictions were read to the jury at the outset of the guilt-innocence phase of his bifurcated trial. The court concluded that this error denied petitioner the right to a fair trial and that it was not harmless beyond a reasonable doubt. We reverse and remand to the district court for consideration of the remaining grounds of the petition.

Petitioner was the only participant in a singularly unsuccessful attempt to rob a grocery store.2 The record of his trial indicates that at the outset of its guilt phase the prosecutor read “the first count of the indictment” and then read “the second count.” Thomas pleaded not guilty to each. Because the petitioner was charged with only one count, the lower court interpreted this to mean the enhancement paragraphs were read as “the first count,” and the present charges were read as “the second count.”3 The lower court granted habeas relief on this ground, declining to reach four other grounds advanced for relief.

The parties disagree as to the correctness of the lower court’s factual finding that the enhancement paragraphs were read. The state contends that the denial of petitioner’s state habeas motions without opinion by the trial court and the court of criminal appeals requires us to infer a state court finding that the enhancement paragraphs were not read. This finding, argues the state, is entitled to a presumption of correctness mandated by 28 U.S.C. § 2254(d). Thus, the argument continues, in the absence of evidence rebutting this presumption of correctness, the federal court’s contrary finding is clearly erroneous. We reject this contention of the state.

Section 2254(d) provides that the presumption of correctness of state court findings will obtain unless there was no full and fair hearing that adequately developed the material facts. Also, the statute requires a “written finding, written opinion or other reliable and adequate written indicia” before the presumption of correctness will be given effect. No hearing of any type was held in either of the state courts, and the state trial court order denying the petition said merely that it did not state “sworn facts which, if believed, would entitle him to relief.” Thus, there was no state finding that would be entitled to a presumption of correctness in federal court. When the state record is silent, the federal district court can and must make its own findings. Mason v. Balcom, 531 F.2d 717, 722 (5th Cir. 1976). While the lower court’s finding that the enhancement paragraphs were read is based on a record that is far from clear, we cannot say that it is clearly erroneous.4

To grant relief in this case the lower court scaled a formidable obstacle to hold that the error in the state court violated due process. The Supreme Court, in Spencer v. Texas, 385 U.S. 554, 87 S.Ct. 648, 17 L.Ed.2d 606 (1967), upheld the Texas practice of reading enhancement paragraphs in an indictment to the jury at the outset of a unitary trial.5 The lower court read Spenc[698]*698er to imply that its holding would not necessarily be the same under the present Texas bifurcated system. See Spencer v. Texas, 385 U.S. at 557 n.2, 87 S.Ct. 648. Its real basis for granting relief, however, seems to be the absence of a specific instruction limiting the jury’s consideration of the prior conviction evidence to a determination of punishment. There was only a general admonition in the charge that the indictment was not evidence of guilt. Thus, the lower court apparently concluded that the lack of a limiting instruction allowed the jury to use this enhancement evidence to prejudice petitioner as one with criminal propensities. The lower court, deciding that Spencer was inapplicable, held that a constitutional error was committed.

Were this a strict Spencer situation — the reading of enhancement paragraphs followed by a limiting instruction — we could confidently hold that no constitutional error occurred. This circuit has considered this issue in a bifurcated-trial context and applied Spencer to foreclose habeas relief. Carter v. Estelle, 537 F.2d 197, 198 (5th Cir. 1976). We emphasize, as did Spencer, that federal courts are not rule-making bodies to promulgate state rules of criminal procedure. On habeas we are concerned with violations of state procedural rules only if the trial is by them rendered fundamentally unfair. While we may think it wiser that enhancement paragraphs never be read in the separate guilt proceeding, as Texas law now requires, we cannot say that due process is denied if the paragraphs are read and followed by a limiting instruction. If this were constitutional error, then Spencer could not have been decided as it was. We agree with the lower court, however, that the absence of a limiting instruction makes this case sufficiently different to preclude the application of Spencer. We do not reach the issue whether constitutional error resulted from admission of prior conviction enhancement evidence without a limiting instruction because we hold that petitioner waived his right to complain of this alleged error.

No objection was made when the enhancement paragraphs were read in the state trial court, nor did petitioner request the limiting instruction or a mistrial. The Texas Court of Criminal Appeals consistently has held that a contemporaneous objection to the introduction of evidence is required, or later relief on the same ground by appeal or by habeas corpus will be foreclosed. E. g., Ex parte Gill, 509 S.W.2d 357, 359 (Tex.Cr.App.1974); Aldrighetti v. State, 507 S.W.2d 770, 771-72 (Tex.Cr.App.1974). Specifically, the Texas court requires an objection or a request for an instruction or motion for mistrial before the error of which petitioner complains will be considered reversible. E. g., Heredia v. State, 508 S.W.2d 629, 630 (Tex.Cr.App.1974); Cox v. State, 422 S.W.2d 929, 930 (Tex.Cr.App.1968). Therefore, the failure to make a contemporaneous objection as required by state law will preclude federal habeas review of petitioner’s claim unless he can show sufficient cause for the failure to object and actual prejudice resulting from the admission of the evidence. Wainwright v. Sykes,

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587 F.2d 695, 1979 U.S. App. LEXIS 17710, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alonzo-thomas-v-w-j-estelle-jr-director-texas-department-of-ca5-1979.