Allene Gates v. John Rivera

993 F.2d 697, 38 Fed. R. Serv. 865, 93 Cal. Daily Op. Serv. 3625, 93 Daily Journal DAR 6259, 1993 U.S. App. LEXIS 11360, 1993 WL 158463
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 18, 1993
Docket91-56484
StatusPublished
Cited by18 cases

This text of 993 F.2d 697 (Allene Gates v. John Rivera) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allene Gates v. John Rivera, 993 F.2d 697, 38 Fed. R. Serv. 865, 93 Cal. Daily Op. Serv. 3625, 93 Daily Journal DAR 6259, 1993 U.S. App. LEXIS 11360, 1993 WL 158463 (9th Cir. 1993).

Opinion

NOONAN, Circuit Judge:

Aleñe Gates (Gates) brought a civil rights action under 42 U.S.C. § 1983 against John Rivera (Rivera), a Santa Ana police officer, for using excessive force against her son, Marvin McGensey by intentionally shooting him to death. A jury returned a verdict for Rivera, and judgment was entered in his favor. Finding the evidentiary rulings attacked on appeal to be correct or, in two cases, harmless error, we affirm.

FACTS

On Sunday, February 6, 1989 Rivera was house-hunting in Riverside, California with his wife, Susan, who was at the wheel of their car. Rivera was a police officer with the Santa Ana Police Department and had served in this capacity for 7 years. He was carrying his service revolver on his left ankle. As they stopped at a red light, Rivera saw a man, later identified as McGensey, jump over a wall protecting a condominium complex.

He continued to watch as McGensey crouched, looked around, and then climbed over another wall into another condominium. Athough he was on his day off, Rivera thought a burglary was in progress and decided to investigate. He asked his wife to turn the car around and drive into the driveway of the condominium complex.

Rivera then got out of the ear and encountered David Maynor just coming out of his condominium. Maynor, in an excited state, told Rivera that someone had just tried to break into his place by prying open the door to his backyard. Maynor described the man as black and as carrying what could either be a pipe or a weapon. Rivera told Maynor to call the police.

Leaving his wife and the car where they were, Rivera went to an intersection to which he thought the police would come. Ater a fifteen minute wait during which no officers appeared, Rivera started back towards May-nor’s residence. Before he reached it he saw McGensey on top of a wall. Rivera already had his badge out. He now drew his gun, held it in his right hand, and pointed it at McGensey, telling him “Hold it. You aren’t going anywhere.” McGensey hesitated a moment and then jumped off the wall out of Rivera’s sight.

Again Rivera returned to the intersection, but after a few minutes started back to check on his wife’s safety. He began to climb a wooden fence to get a view of the whole condominium complex. As he climbed, he was surprised to find McGensey on the top of the fence. Rivera told him that he was a police officer and to hold it. McGensey said, “I ain’t done nothing” and repeated variants of this disclaimer, disregarding Rivera’s command to climb down. Instead, he climbed higher. Rivera thought he was getting ready to attack him and said, “Don’t do it. Don’t be stupid. Get off the wall.” McGensey who by then had reached the top of the wall lept down on Rivera. McGensey’s left hand reached for Rivera’s gun, his right hand went to Rivera’s neck. Rivera prevented him from seizing the gun by pulling back from the wall. Both men fell to the ground, then both rose.

Rivera told McGensey that he had done a very stupid thing, that he could have been shot. McGensey again said that he had done nothing. Rivera told him to put his hands behind his back and lie on the ground. McGensey continued to stand, moved his hands underneath his shirt by his pockets, and took a step toward Rivera, who said again, “Don’t do it. Just don’t to it.” McGensey’s right hand went into his pants pocket. A moment later, Rivera was hit in the chest by a cigarette lighter which McGensey had hurled at him.

As McGensey was drawing out his hand from his pocket, Rivera was thinking that he “had made a mistake and that he was drawing a gun on me.” Rivera knew he was “going to be killed.” He was not trained in *699 such a situation to wound an assailant. Believing his own life was “in extreme danger,” Rivera discharged his gun, intending to kill McGensey. He did.

The above facts are taken from Rivera’s own testimony, confirmed as to the initial stage by the testimony of his wife Susan and Maynor. The only witness to the shooting itself, other than Rivera, was Paul Taylor, a neighbor who happened by and who was presented by the plaintiff as a witness. According to Taylor, he had come on the scene unexpectedly and saw McGensey crouched on the wall with Rivera in front of him with his badge out in his left hand and his gun drawn in his right. Rivera told McGensey, “Come on down off the wall.” McGensey responded by “lunging forward at Mr. Rivera. He was more or less attacking.” As he lunged forward, Rivera put up his arms, and both men fell to the ground. Both got up. McGensey said, “I didn’t do nothing,” repeatedly. Rivera told him at least twice to lay down and put his hands over his head. He also said, “Don’t be stupid.” McGensey and Rivera were three to five feet apart. Taylor thought McGensey might run in his direction and felt threatened by him. McGensey’s hands were moving at his waist and around his pockets. Taylor did not see his hands go into his pockets.

Taylor’s testimony corroborated Rivera’s except that he did not see McGensey put his hand in his right pocket, and he did have the impression that McGensey was about to flee.

Gates, McGensey’s mother, testified solely on the issue of damages. She said that her son was a man between 6T” and 6’2” in height and that he weighed between 200 and 220 pounds. In 1984 he ceased to work and was evidently mentally ill. His appearance shocked her. He didn’t keep himself clean, neat and busy as he had used to do. He 'didn’t talk very much. As it turned out, he was suffering from manic depression with suicidal tendencies and from a form of schizophrenia. He went to a psychiatrist, who helped him for a time. He was put on Haldol, with the result that “he would sit and stare into space all day long” and would not talk. Although he improved a little after being switched to Prolixen, “most of the time he didn’t know what he was doing.” By this time, 1988, Gates had moved with her son to Riverside and succeeded in getting him into Sunrise Gardens Guest Home, a facility for the mentally retarded. She would visit him every weekend or maybe only once a month, and call him every day. She would take him on Sundays to her congregation of Jehovah’s Witnesses, although not often “because a lot of the time he would be in bed and wouldn’t feel like going.” She would also take him visiting, and shopping, and to the movies. Claire Lowe, the administrator of Sunset Gardens Home, testified that McGensey’s “admitting diagnosis was schizophrenia and atypical psychosis with cocaine dependency.”

Mark McFall, a detective with the Riverside Police Department, who had investigated McGensey’s death, testified that both McGensey’s mother and Claire Lowe had told him that McGensey had had a history of drug use. McFall also testified that Rivera when he interrogated him, told him that McGensey was drawing his hand out of his pocket when Rivera fired.

Gates, Maynor, Taylor, Lowe, McFall, Susan Rivera, and John Rivera were the only witnesses to either McGensey’s or Rivera’s conduct. The toxicologist who had examined McGensey’s blood was disqualified as a witness because the chain of custody of the blood could not be established.

A first trial had ended in a mistrial. In the second trial, on the basis of the above testimony, the jury returned a verdict for Rivera and judgment was entered in his favor. Gates appeals.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

(PC) Harris v. Munoz
E.D. California, 2025
Sanderlin v. City of San Jose
N.D. California, 2025
(PC) Brownlee v. Burnes
E.D. California, 2024
(PC) Stone v. Pfieffer
E.D. California, 2024
(PC) Suarez v. Clark
E.D. California, 2023
(PC) Feathers v. Houston
E.D. California, 2023
Hesselbein v. Beckham
168 F. Supp. 3d 1252 (E.D. California, 2016)
Montoya v. Sheldon
898 F. Supp. 2d 1259 (D. New Mexico, 2012)
Mata v. City of Farmington
798 F. Supp. 2d 1215 (D. New Mexico, 2011)
Jonas v. BOARD OF COMM'RS OF LUNA COUNTY
699 F. Supp. 2d 1284 (D. New Mexico, 2010)
Chavez v. City of Albuquerque
402 F.3d 1039 (Tenth Circuit, 2005)
Security Farms El Dorado Farms Manriquez & Acuna, Inc. Higashi Farms, Inc. Pisoni Farms, a California Corporation v. International Brotherhood of Teamsters, Chauffers, Warehousemen & Helpers, an Unincorporated Association, Security Farms El Dorado Farms Manriquez & Acuna, Inc. Higashi Farms, Inc. Pisoni Farms, a California Corporation, Plaintiffs-Appellees-Cross-Appellants v. International Brotherhood of Teamsters, Chauffers, Warehousemen & Helpers, an Unincorporated Association, Defendant-Appellant-Cross-Appellee. Security Farms El Dorado Farms Manriquez & Acuna, Inc. Higashi Farms, Inc. Pisoni Farms, a California Corporation v. International Brotherhood of Teamsters, Chauffers, Warehousemen & Helpers, an Unincorporated Association, and Teamsters Joint Council No. 7, in Re: General Teamsters, Warehousemen and Helpers Union Local 890, Debtor, Debtor-In-Possession, Security Farms El Dorado Farms Manriquez & Acuna, Inc. Higashi Farms, Inc. Pisoni Farms, a California Corporation, Freitas Farms San Ysidro Farms v. International Brotherhood of Teamsters, Chauffers, Warehousemen & Helpers, an Unincorporated Association, and General Teamsters, Warehousemen and Helpers Union Local 890, Security Farms El Dorado Farms Manriquez & Acuna, Inc. Higashi Farms, Inc. Pisoni Farms, a California Corporation, Freitas Farms San Ysidro Farms v. International Brotherhood of Teamsters, Chauffers, Warehousemen & Helpers, an Unincorporated Association, and General Teamsters, Warehousemen and Helpers Union Local 890, Security Farms El Dorado Farms Manriquez & Acuna, Inc. Higashi Farms, Inc. Pisoni Farms, a California Corporation, Freitas Farms San Ysidro Farms v. International Brotherhood of Teamsters, Chauffers, Warehousemen & Helpers, an Unincorporated Association, Security Farms El Dorado Farms Manriquez & Acuna, Inc. Higashi Farms, Inc. Pisoni Farms, a California Corporation, Plaintiffs-Appellees-Cross-Appellants v. International Brotherhood of Teamsters, Chauffers, Warehousemen & Helpers, an Unincorporated Association, Defendant-Appellant-Cross-Appellee, and General Teamsters, Warehousemen and Helpers Union Local 890, Debtor-Appellee
124 F.3d 999 (Ninth Circuit, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
993 F.2d 697, 38 Fed. R. Serv. 865, 93 Cal. Daily Op. Serv. 3625, 93 Daily Journal DAR 6259, 1993 U.S. App. LEXIS 11360, 1993 WL 158463, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allene-gates-v-john-rivera-ca9-1993.