Allen v. United States

603 A.2d 1219, 1992 D.C. App. LEXIS 58, 1992 WL 39306
CourtDistrict of Columbia Court of Appeals
DecidedFebruary 28, 1992
Docket87-1247
StatusPublished
Cited by99 cases

This text of 603 A.2d 1219 (Allen v. United States) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allen v. United States, 603 A.2d 1219, 1992 D.C. App. LEXIS 58, 1992 WL 39306 (D.C. 1992).

Opinions

Opinion for the court by Associate Judge SCHWELB.

Concurring opinion by Chief Judge ROGERS, with whom Associate Judges PERREN and TERRY join, at p. 1229.

Concurring opinion by Associate Judge TERRY at p. 1239.

SCHWELB, Associate Judge:

Rejecting his claim of self-defense, a jury convicted Allen of manslaughter while armed and of carrying a pistol without a license. D.C.Code §§ 22-2405, -3202, -3204 (1989). A division of this court, with one judge dissenting, reversed his conviction, holding that the prosecutor’s alleged use of missing evidence and missing witness inferences during cross-examination of the defendant, and thereafter in closing argument, was improper, that the prosecutor had shifted the burden of proof, and that Allen was thereby unfairly prejudiced. Allen v. United States, 579 A.2d 225 (D.C. 1990) (Allen I). The United States filed a petition for rehearing en banc and, on January 25, 1991, this court vacated the division opinion, Allen II, 584 A.2d 604 (D.C. 1991) (per curiam) (en banc), and the case was subsequently reheard by the full court. Finding no reversible error, we now affirm.

I

THE EVIDENCE

The facts are described in considerable detail in the majority and dissenting opinions in Allen I, supra, 579 A.2d at 226-28, 236-38, and we confine our exposition of them accordingly.

On November 13, 1983, Allen shot and killed Samuel Manning. The incident was apparently the culmination of a dispute over Manning’s alleged misappropriation during the previous summer of Allen’s car, and of some subsequent ramifications of that quarrel. Shortly thereafter, Allen fled to Florida, where he lived under an assumed name.1 When he was apprehended in Miami almost two years after Manning’s death, Allen told the FBI that his name was Anthony Jenkins and that he knew nothing about the killing of Manning. On the way back to Washington, D.C., he ad[1221]*1221vised Detective Queen of the Metropolitan Police Department that “the guy you’re looking for is in Washington, D.C.” After being advised of his rights, however, he told Detective Queen that Manning had pulled a gun on him and that he shot back with a .38 caliber pistol.2

At trial, the prosecution presented evidence which, if credited, tended to show, among other things, that Allen had shot Manning, fled to Florida, concealed his identity, lied to the police as to who he was, and subsequently threatened a government witness. In response, Allen took the witness stand on his own behalf. He acknowledged that he had shot Manning, but claimed that he acted in self-defense after Manning pulled a handgun on him. The prosecution’s theory, in refuting that claim, was that Allen’s conduct was not consistent with his proffered defense. The government focused on Allen’s flight and on what he did and did not do at the scene. The prosecutor pressed Allen on cross-examination as to any attempt that he may have made to ensure that Gerard, a friend of Allen’s who was with him at the time of the shooting, would be available to testify, and that any favorable physical evidence would be preserved. The prosecutor also argued these points to the jury. Counsel for Allen objected to the prosecution's approach on the ground that the prosecution’s tactics were in violation of the missing witness and missing evidence rules and that the prosecution was shifting the burden of proof.

The prosecutor acknowledged at one point that he had come “very close to the line about missing witness.” The judge, however, overruled Allen’s missing witness, missing evidence, and burden-shifting objections. Allen was ultimately acquitted of murder while armed, but convicted of manslaughter while armed and of carrying a pistol without a license. This appeal followed.

II

LEGAL DISCUSSION

A. The Missing Witness and Missing Evidence Inference.

Allen, as we have noted, admitted at trial that he killed Manning, but claimed to have done so to protect his own life. Once he had introduced that issue into the case, the government was required to prove beyond a reasonable doubt that Allen had not acted in self-defense. Bynum v. United States, 133 U.S.App.D.C. 4, 5, 408 F.2d 1207, 1208, cert. denied, 394 U.S. 935, 89 S.Ct. 1211, 22 L.Ed.2d 466 (1968). Manning was dead, and his version of the encounter was not available to the jury. In order to contest Allen’s proffered justification, the prosecutor was obliged to probe Allen’s account to determine if it was consistent with the claim of self-defense. The prosecutor attempted to demonstrate that although Allen’s words at trial supported the claim of innocence, his conduct at the time of Manning’s death did not.

[1222]*1222A principal issue at trial concerned Allen’s state of mind. The question presented to the jury was whether Allen shot and killed Manning with criminal intent or in self-defense. Allen’s intent could not “be proved directly, because there is no way of fathoming and scrutinizing the operations of the human mind.” Allen v. United States, 136 U.S.App.D.C. 381, 383 n. 1, 420 F.2d 223, 225 n. 1 (1969). Instead, his state of mind could best be inferred from the surrounding circumstances. Id. at 383, 420 F.2d at 225; see also Criminal Jury Instructions for the District of Columbia, No. 3.02 (3d ed.1978).

It cannot be gainsaid that, in probing Allen’s conduct to determine whether it matched Allen’s claimed state of mind, the prosecutor incidentally brought to the jury’s attention Allen’s failure to undertake efforts to collect or preserve evidence arguably relevant to self-defense, an issue as to which the government, not Allen, bore the burden of proof. We are of the opinion, however, that the trial judge acted reasonably in permitting the prosecutor to do so. The division majority thought that the government’s position that the prosecutor’s questioning was permissible “undermines the missing evidence and missing witness rule.” 579 A.2d at 232. Our view is the exact converse; Allen’s attempt to extend the missing evidence doctrine to reach the facts here undermines the prosecution’s right to conduct a thorough exploration and exposition of relevant facts, and therefore impairs the even-handed balance that is essential to adversarial litigation.3

Over defense objection, the judge permitted the prosecutor to cross-examine Allen in detail about his conduct after Manning’s death.

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Bluebook (online)
603 A.2d 1219, 1992 D.C. App. LEXIS 58, 1992 WL 39306, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allen-v-united-states-dc-1992.