Allen v. State Bd. of Dentistry

543 So. 2d 908, 1989 La. LEXIS 841, 1989 WL 43723
CourtSupreme Court of Louisiana
DecidedMay 1, 1989
Docket88-C-2736
StatusPublished
Cited by47 cases

This text of 543 So. 2d 908 (Allen v. State Bd. of Dentistry) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allen v. State Bd. of Dentistry, 543 So. 2d 908, 1989 La. LEXIS 841, 1989 WL 43723 (La. 1989).

Opinion

543 So.2d 908 (1989)

William D. ALLEN, D.D.S.
v.
LOUISIANA STATE BOARD OF DENTISTRY.

No. 88-C-2736.

Supreme Court of Louisiana.

May 1, 1989.
As Modified on Rehearing Granted in Part and Denied in Part June 29, 1989.

*909 Paul R. Baier, for applicant.

Guy Wootan, Patricia Haker, Wootan & Stakelum, for respondent.

COLE, Justice.

This case arises out of Dr. William D. Allen's petition for judicial review of the Louisiana State Board of Dentistry's decision suspending his license to practice dentistry for ten years. The district court, after an administrative remand and additional evidentiary hearings, reversed six of the Board's findings of professional misconduct but left the suspension intact. The Court of Appeal, Fourth Circuit, reversed three other of the Board's findings but otherwise affirmed the trial court.[1] We granted certiorari[2] to consider the important statutory and constitutional due process questions raised below, particularly those dealing with prosecutorial involvement in the administrative decision making process.

I. FACTS

On November 4, 1985, the Louisiana State Board of Dentistry (Board) brought formal charges against Dr. William Allen (Allen) alleging various violations of the Louisiana Dental Practice Act, La.R.S. 37:751 et seq. These charges arose out of complaints made to the Board by certain of Dr. Allen's former employees. The charges were investigated by Guy Wootan, counsel for the Board. Seven separate charges were filed, with specifications totaling 45 separate counts.[3] The Notice to Show Cause Why License Should Not Be Suspended or Revoked was set for an administrative hearing before a panel of four dentists on December 7, 1985. The hearing was continued until February 21, 1986 to permit discovery by the parties.

On February 13, 1986, Allen filed a federal civil rights lawsuit in U.S. District Court against all Board members and Wootan. The federal court abstained from hearing the case pending resolution of the State proceedings and the abstention was upheld by the U.S. Fifth Circuit Court of Appeals.[4] On February 20, 1986, Allen filed a Motion to Recuse all Board members because of the pending federal action. The Board denied the motion and the hearing *910 commenced as scheduled on February 21, 1986.

The administrative hearing, with Wootan serving as prosecutor for the Board, lasted four days, concluding on February 24. The four members of the disciplinary committee[5] (committee) took the matter under advisement and met on March 1, 1986 to deliberate and reach a decision. Neither Wootan nor Allen's counsel were present at these deliberations. When the committee deliberated, it had all the trial exhibits but it did not have the transcript of the hearing. Certain members of the committee had notes they had made during the hearing. After two and one half hours of deliberation, the committee found Allen "guilty" of 27 of the 45 violations charged, fixed the fines for these violations at $25,500.00, suspended Allen's license for ten years with an additional ten years probation, and ordered him to pay costs of $61,478.19.

On the following Monday, Dr. de la Houssaye, the chairman of the committee, contacted Wootan. He informed him of the committee's decision and instructed him to prepare the findings of fact and conclusions for the committee. The parties dispute whether Dr. de la Houssaye informed Wootan of any factual findings of the committee apart from the "guilty/not guilty" decision and the amount of the fines. Wootan then drafted detailed findings and conclusions which were signed by each committee member.

Dr. Allen subsequently filed three separate petitions for rehearing with the Board. In the petition filed February 26, 1986 (before the committee met to deliberate), Allen accused Wootan of inciting an illegal entry into his office by Brenda Gremillion and Terry Marino, two former employees of Dr. Allen who were among the initial complaintants. These accusations were supported by affidavits given by Gremillion and Marino. On April 14, 1986, the committee denied the petitions. Wootan again drafted the reasons for the committee's denial of rehearing despite the accusations made against him.

Beginning on March 27, 1986, Allen filed several petitions for judicial review of the Board's decision in the Civil District Court for the Parish of Orleans. On May 2, 1986, the trial court ordered the administrative hearing re-opened for two limited purposes: first, to develop a record concerning the illegal entry into Allen's office; and, second, to permit Allen to make all proffers of proof he was not allowed to make at the initial hearing. This limited rehearing was held June 21, 1986, and at its conclusion the committee orally reaffirmed its prior decisions.

On October 6, 1986, Allen filed a Petition for Evidentiary Hearing in the district court to develop a record concerning Wootan's involvement in the Board's decision making process and in drafting the findings and conclusions of the hearing committee. The district court denied the petition and the Court of Appeal, Fourth Circuit, affirmed. On November 21, 1986 this Court granted supervisory writs, reversed the Court of Appeal, and remanded the case to the district court to take evidence on the issue of Wootan's involvement.[6]

On May 29, 1987, Allen filed another Petition for Evidentiary Hearing in the district court, alleging he had new evidence of Wootan's involvement in the illegal entry into his office. An evidentiary hearing was held on both petitions on June 22, 1987 and argument was heard on Allen's Petitions for Judicial Review. On September 29, 1987, the trial court entered judgment reversing six of the Board's findings, reducing the fines accordingly, and affirming the board in other respects. Allen appealed and the Fourth Circuit, after reversing three additional findings of misconduct and reducing the fine, affirmed the trial court. Neither the trial court nor the Court of Appeal modified the ten year license suspension imposed by the committee and the Board.

*911 II. ISSUES

In his application for certiorari and briefs to this court, Allen raised four substantive and procedural issues:

1) Whether the Court of Appeal erred in finding the admission of evidence obtained in the illegal entry was proper;
2) Whether the Court of Appeal erred in concluding the dictates of the Louisiana Administrative Procedure Act and due process were not violated by Wootan's ex parte involvement in drafting the findings and conclusions adopted by the Board;
3) Whether the Court of Appeal erred in concluding the Board had no statutory duty under La.R.S. 37:779 to contact patients and thus substantiate the charges made by former employees; and
4) Whether the Court of Appeal erred in holding Allen was not denied his due process right to a fair hearing before an impartial tribunal.

All of these issues are properly subject to our review under the Louisiana Administrative Procedure Act. See La.R.S. 49:964(G).

III. ANALYSIS

A. Suppression of Evidence

Allen argues the Board and the courts below erred in failing to suppress evidence allegedly obtained in an illegal entry into his office on August 26, 1985 by two of the principal complainants: Brenda Gremillion and Terry Marino. He contends Wootan "incited" the break-in and the Board "knowingly" utilized the fruits of the illegal entry.

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Bluebook (online)
543 So. 2d 908, 1989 La. LEXIS 841, 1989 WL 43723, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allen-v-state-bd-of-dentistry-la-1989.