Allen v. Scholastic Inc.

739 F. Supp. 2d 642, 97 U.S.P.Q. 2d (BNA) 1335, 2011 U.S. Dist. LEXIS 1201, 2011 WL 43448
District Court, S.D. New York·Decided January 6, 2011·No. 10 Civ. 5335 (SAS)·Published·Cited by 9 cases

Opinion

OPINION AND ORDER

SHIRA A. SCHEINDLIN, District Judge:

I. INTRODUCTION

Paul Gregory Allen, in his capacity as the trustee of the estate of Adrian Jacobs, brings a claim for copyright infringement against defendant Scholastic Inc. (“Scholastic”) relating to its 2000 publication in the United States of J.K. Rowling’s Harry Potter and the Goblet of Fire {“Goblet of Fire ”). Plaintiff alleges that Goblet of Fire unlawfully used protected expressions from The Adventures of Willy the Wizard — No 1 Livid Land {“Livid Land ”), a work authored by Jacobs and published in the United Kingdom in 1987. In response, defendant now moves to dismiss the complaint on the ground that no reasonable juror could find a substantial similarity between the two books. For the reasons set forth below, defendant’s motion is granted in its entirety.

II. BACKGROUND 1

Because “[determining whether substantial similarity exists requires courts to *646 engage in a ‘detailed examination of the works themselves,’ ” I begin with an overview of Livid Land and Goblet of Fire. 2

A. Livid Land

1. General Overview

Livid Land tells the story of an adult wizard named Willy who participates in “the year of the wizards’ contest” for the chance to win life membership in “Stellar Land [, e]very wizard’s dream of retirement.” 3 The thirty-two page book consists of sixteen pages of text by Jacobs, and sixteen pages of accompanying color illustrations by Nick Tidman. 4

2. The Protagonist

Willy has shoulder-length blond hair, blue eyes, a beard, and a long Pinocchio-like nose. 5 His wardrobe consists of a hoop earring, a floor length tunic, pointy Aladdin-type shoes, and a bent, cone-shaped hat. 6 Willy was raised in Switzerland by his father, an “angelsmith” who “had a contract with God [that] gave him the exclusive monopoly [to perform repairs] on all angel defects.” 7 When he was fourteen years old, he was “given the Book of Secrets with directions as to his initiation into Wizardry” and became the first wizard in the country. 8 After completing Wizard’s college, Willy moved to a private “new community in Memories Hideaway,” which he created by abducting and casting a memory spell on twenty-five tourists from the same family, spiriting away their bodies, and leaving their frozen empty clothes standing erect to scare others away. 9 Willy’s privacy was subsequently ensured as news of the missing tourists spread across Europe, and the town containing Memories Hideaway was renamed from Village Romantic to Village Remorse. 10

Inside Memories Hideaway, the abducted tourists happily run an angel repair shop, a gourmet chocolate factory, and a brewery, “activities which Willy encouraged, fostered and turned into profitable cottage industries” to meet the high “expenses of running his domain.” 11 Their *647 “children had grown, married, begot children” and together they constitute a thriving, contented community. 12 Several apprentice wizards — Tinken, Taylor, Solydar, and Delight — also reside in Magical Hideaway, and bestowed upon Willy an “elaborate factory ... in protest at the conditions in which they had formerly worked.” 13

3. The Plot 14

The story begins as Willy travels to a wizard’s conference held at Napoleon’s Castle, which is reached by a “velvet ladder” dangling from the sky. 15 As Willy enters the “great hall” of the castle, he encounters a “dramatic scene.” 16 The space is overrun with wizards of all races and nationalities, and as Willy “realizes the immensity of the Wizard brotherhood” for the first time, he is “frightened at the power it can muster.” 17 Willy is also terrified by the sight of a “large white banner printed in giant letters” declaring that spell-casting is forbidden inside the castle, and that violators will be banished to the much dreaded Treatment Island' — particularly as he had just jokingly considered turning all the wizards into lizards. 18

The conference itself is a brief affair. A French wizard named Wizard Duke Louis Dix-Sept, whose head is made invisible in order to prevent the “largely uncontrollable assassination spell” invoked by “gathering[s] of more than twenty,” emerges from a carriage to inaugurate the yearlong wizards’ tournament and instructs the attendees that they “will be given details of the competitions, prizes and penalties.” 19 Thereafter, the wizards immediately disperse, because they have “to be away from the castle environs in ten minutes.” 20 Willy uses an invisible flying swan taxi and magic powder from a gold snuff box to transport himself home to Memories Hideaway. 21

Upon his return, Willy sits in his “yellow bathroom-cum-study [, where] he [does] his best thinking,” soaks in a special water additive available only to five star wizards, and turns on a slide-out screen that emerges from the flat wall before him. 22 After he feeds in the contest details provided at the conference, the text is magically magnified and reads: “GAIN ENTRANCE TO LIVID LAND! AND RELEASE FEMALE PRISONERS FROM ANGRY SAM’S COMPOUND. FORTY POINTS AWARDED FOR EACH PRISONER RESCUED.” 23 Wizards who obtain more than one thousand stars receive the coveted grand prize, admission to Stellar Land. 24

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Allen v. Scholastic Inc., 739 F. Supp. 2d 642, 97 U.S.P.Q. 2d (BNA) 1335, 2011 U.S. Dist. LEXIS 1201, 2011 WL 43448 (S.D.N.Y. 2011).

739 F. Supp. 2d 642 (Allen v. Scholastic Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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