Allen v. Rutledge

139 S.W.3d 491, 355 Ark. 392, 2003 Ark. LEXIS 694
CourtSupreme Court of Arkansas
DecidedDecember 18, 2003
Docket03-330
StatusPublished
Cited by6 cases

This text of 139 S.W.3d 491 (Allen v. Rutledge) is published on Counsel Stack Legal Research, covering Supreme Court of Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allen v. Rutledge, 139 S.W.3d 491, 355 Ark. 392, 2003 Ark. LEXIS 694 (Ark. 2003).

Opinions

W.H. “Dub” Arnold, Chief Justice.

This case involves the propriety of sanctions assessed by Circuit Judge Keith Rutledge, who was serving by appointment, against attorney Tom Allen under Rule 11 of Arkansas Rules of Civil Procedure. The trial judge ordered Allen to pay five hundred dollars ($500.00) to the opposing party. Allen is an attorney in Batesville and has presented various cases before Judge Rutledge, namely Cynthia Lavigne v. Kenneth Lavigne (Independence County Cir. PR-2002-251-4) and Greenway v. Swaims (Independence County Cir. CIV-2001-530-4) and was counsel in both cases. We take jurisdiction of this appeal, because it involves this court’s power to regulate the practice of law. Ark. Sup. Ct. R. 1-2(a)(5). We reverse and remand.

Facts

On September 26, 2002, the trial court heard Lavigne v. Lavigne and announced its ruling from the bench. On October 11, 2002, Allen filed a motion to recuse and a brief in support thereof seeking Judge Rutledge’s removal from the case based upon an “appearance ofimpropriety and an appearance of partiality.” Allen cited the following reasons for recusal: (1) during the Lavigne trial, the trial judge had fondly referred to counsel for the plaintiff as Jo Hart Jr., the trial judge’s former law partner and now a court of appeals judge; (2) the trial judge had made a comment in response to plaintiffs counsel as to alimony case law that “defendant’s counsel would probably be happy with that amount;” (3) that alimony and child support constituting fifty-six percent of take home pay was unconscionable; (4) that the trial judge’s refusal to decide custody according to the best interests of the children; (5) a statement by the trial judge earlier in the day that “I can do anything I want to. I’m the judge” and, (6) comments by the trial judge including “unfortunately sometimes you have to pay through the nose when you screw up.” Allen argued by noting that the size of the alimony payments together with the judge’s remarks about considering fault led him to conclude that Judge Rutledge neither gave his client a fair trial nor could he fairly rule on a motion for new trial, which Allen was considering filing in the Lavigne case.

On October 14, 2002, Allen filed a second motion to recuse and briefs in support thereof in the same case. The second motion noted the following: (1) that Allen believed that Judge Rutledge and Grady, opposing counsel, received the motion for recusal on the afternoon of Friday, October 11; (2) that upon arriving at his office on Monday, October 14, Allen found he had been delivered a copy of a letter dated October 11 from Grady to the trial judge, enclosing a suggested precedent “pursuant to the request of the trial judge;” (3) that Allen was not aware of any written request to prepare a precedent and that he believed that the request was an ex parte oral communication; and, (4) that the transcript of the trial judge’s ruling contained no request for preparation of a precedent.

Ms. Grady filed a response and briefin support to the motion to recuse. Grady conceded that Judge Rutledge had called her “Jo Hart Jr.,” but, asserted that the rulings of the trial court were not the basis for recusal. Grady also stated that Judge Rutledge had indeed phoned her and asked her to prepare the precedent, as she was the prevailing party. Grady further suggested that Allen’s allegations were sanctionable under Rule 11; however, Grady failed to present a formal motion.

On November 1, 2002, a hearing was set for the recusal motions in both Lavigne and Greenway. Neither party called witnesses in the recusal motion in Lavigne, both attorneys stating that they would stand on their written pleadings. Then the recusal motion was heard in the Greenway motion. Allen presented witnesses to the effect that Judge Rutledge had been discourteous to him and his client in that case. The following colloquy occurred:

The Court: Okay. Now those are the two motions pending in this motion on the recusal. I’m going to state for the record that sometime prior to Ms. Grady furnishing me with the prep — proposed precedent in this matter, I had called her office as the winning attorney, which is normal in these cases, and I had ruled from the bench as to what my findings were in the case, and advised her secretary — I don’t think I’d ever talked to Ms. Grady, that I needed a precedent in this, and to send the same to Mr. Allen so he could either object or not. Now, as far as I know that’s the only communication that I’ve ever had and there’s no evidence to the contrary in this record. Now, as it relates to the —
Mr. Allen: May I inquire of the Court?
The Court: What?
Mr. Allen: I — I need to ask you a question.
The Court: What are you going to ask me?
Mr. Allen: The letter dated October 11th that was delivered to my office was —
The Court: Mr. Allen, do you have a question?
Mr. Allen: Yes, sir.
The Court: What is it?
Mr. Allen: The letter that was dated October 11th that you have on my Motion to Recuse, a copy of which was hand-delivered and stuck in my door, says: “Dear Judge Rutledge: Pursuant to your request —’’Was that made before the —
The Court: I just told you, Mr. Allen. I just answered that question and it’s —
Mr. Allen: No. My — my question to you ■—
The Court: Well, I — I’m not going to sit up here and —
Mr. Allen: — is, was your request before or after you received the Motion to Recuse?
The Court: I don’t know. I don’t know, Mr.Allen, but I’ll tell you this. I’m not up here to answer your questions.
Mr Allen: Well, Judge, I think-—
The Court: I’m not up here to answer your questions. I just told you, I don’t recall, but I do recall that I didn’t talk to Jerrie Grady, okay.
Mr. Allen: Well —
The Court: That’s the end of that discussion. Now, let’s go on back to your original motion. And —
Mr Allen: Was it — was it —
The Court: — besides that, even if I had talked to her and said prepare this, it’s not —
Mr. Allen: Judge, was the suggested precedent hand-delivered to your office on Friday afternoon?
The Court: I have no idea. I wasn’t there. And I wasn’t there on the 14th or —
Mr. Allen: Well, would you —
The Court: — the 15th either, Mr. Allen, like you’ve alleged, okay.
Mr. Allen: Did you instruct Ms. Grady to give me a letter that I am to immediately notify the Court?
The Court: Mr. Allen, sit down. I’m not up here to answer your questions, okay.

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Allen v. Rutledge
139 S.W.3d 491 (Supreme Court of Arkansas, 2003)

Cite This Page — Counsel Stack

Bluebook (online)
139 S.W.3d 491, 355 Ark. 392, 2003 Ark. LEXIS 694, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allen-v-rutledge-ark-2003.