Allen v. City of Portland
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Opinion
Mr. Chiee Justice Wolverton
delivered the opinion.
In the case at bar, there was a petition presented to [429]*429the common council, praying that the improvement be made in accordance with certain specifications attached, whereby it was shown, among other things, “that it is expedient and necessary to make said improvement, and that they, the undersigned petitioners as aforesaid, are the owners in fee of more than one-half the property affected by said proposed improvement, and abutting upon said portions of said street so proposed to be improved as aforesaid.” This petition was signed by numerous persons, but not verified. The complaint attacks it, and alleges that it was not subscribed by the owners of one-half the property to be affected by the improvement, specifying certain particulars, as follows: That the name of the Oregonian Publishing Company appears subscribed to said petition by H. L. Pittock, and is represented to be the owner of lots 3 and 4, block 177, City of Portland;. that at the date of signing and presentation thereof said company was not the owner of such lots, and that H. L. Pittock had no authority to subscribe the name of said company thereto; that L. A. Godard and William Frazier subscribed said petition as the owners of the east sixty feet of lots 1 and 4, block 45, Couch’s Addition, and that said Godard and Frazier own but an undivided two-thirds of said property; that Louise P. Yial subscribed said petition as the owner of lots 5 and 6, block 175, and that she owned but an undivided half of said lots; that Loyal B. Stearns subscribed as the owner of lot 5, and the south twenty feet of lot 6, in block 173, and that he is not the owner of any part of said property, except the south twenty feet of the west half of lot 6, and of the west half of lot 5, in said block; that Martha M. Crowell, administratrix of C. F. Crowell, deceased, subscribed as the owner of lot 4, block 84, but that she had no authority to sign for said lot, and none is shown in the petition, and that [430]*430she is not the owner of said lot as administratrix; that the name of Mrs. Fannie E. Kelly appears subscribed as the owner of lot 4, in block 176, and purports to have been signed by Dan J. Malarkey, attorney in fact; that no authority is shown on said petition, and no power of attorney was or is of record, and the said Malarkey had no authority to sign said petition; that the Snell, Heitshu & Woodard Company appears subscribed to said petition by F. K. Arnold, secretary, as the owner of the east half of the fractional block 43, Couch’s Addition ; that said Arnold had no authority to subscribe the name of the company thereto, and no such authority is shown upon the face of the petition ; that the name of the Portland Gas Company appears subscribed to the petition by C. F. Adams, president, as the owner of lots 5 and 6, block 47, Couch’s Addition; that the said Adams had no authority to sign the same, nor is there any shown upon the face thereof; that the name “Wardens and Vestry of Trinity Parish, by James Laidlaw, Clerk,’’ is subscribed as the owner of lots 5 and 6, block 69, City of Portland; that the rector, wardens, and vestrymen of Trinity Parish were at the date of such signing, and ever since have been, the owners of said lots, and that the said Laidlaw had no authority to sign the petition for said church, nor is any such authority shown by the petition; that the name of Mrs. Eliza Young, by D. W. Wakefield, attorney in fact, appears upon said petition as the owner of one-third of lots 6 and 7, block 41, Couch’s Addition ; that no power of attorney to the said Wakefield appears of record, and no authority to sign said petition is shown; and that the said Eliza Young owns the west half of the easterly two-thirds of said lots 6 and 7. At the trial the petition was offered in evidence, but no other evidence was introduced tending to show that Dan J. Malarkey was the attorney in fact of [431]*431Mrs. Fannie E. Kelly, or what authority he had to subscribe her name to the petition. The same is true touching the representative character and authority of D. W. Wakefield to subscribe the name of Eliza Young, of F. K. Arnold for signing the name of the Snell, Heitshu & Woodard Company, and O. F. Adams that of the Portland Gas Company.
In view of this state of the record, plaintiffs advance three propositions, which we will now examine : First, that the petition was insufficient to confer jurisdiction on the common council to make the improvement. It is maintained that it should show the requisite facts affirmatively, so that it would be perfectly patent and apparent, without evidence or further inquiry aliunde, that it was subscribed by the owners of one-half the property affected; that is to say, it should show the area to be affected, then the exact area owned by each petitioner, with definite location and description, so that there would remain but a simple mathematical deduction to ascertain whether that subscribed for equals one-half of the property affected; second, that the burden of proof in the establishment, of the jurisdictional facts was with the city, and this required it to show primarily not only the representative character of the supposed agents signing the names of their principals, but their authority to so act; and, third, that the petition was not in fact subscribed by the owners of the requisite proportion of the property affected.
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Mr. Chiee Justice Wolverton
delivered the opinion.
In the case at bar, there was a petition presented to [429]*429the common council, praying that the improvement be made in accordance with certain specifications attached, whereby it was shown, among other things, “that it is expedient and necessary to make said improvement, and that they, the undersigned petitioners as aforesaid, are the owners in fee of more than one-half the property affected by said proposed improvement, and abutting upon said portions of said street so proposed to be improved as aforesaid.” This petition was signed by numerous persons, but not verified. The complaint attacks it, and alleges that it was not subscribed by the owners of one-half the property to be affected by the improvement, specifying certain particulars, as follows: That the name of the Oregonian Publishing Company appears subscribed to said petition by H. L. Pittock, and is represented to be the owner of lots 3 and 4, block 177, City of Portland;. that at the date of signing and presentation thereof said company was not the owner of such lots, and that H. L. Pittock had no authority to subscribe the name of said company thereto; that L. A. Godard and William Frazier subscribed said petition as the owners of the east sixty feet of lots 1 and 4, block 45, Couch’s Addition, and that said Godard and Frazier own but an undivided two-thirds of said property; that Louise P. Yial subscribed said petition as the owner of lots 5 and 6, block 175, and that she owned but an undivided half of said lots; that Loyal B. Stearns subscribed as the owner of lot 5, and the south twenty feet of lot 6, in block 173, and that he is not the owner of any part of said property, except the south twenty feet of the west half of lot 6, and of the west half of lot 5, in said block; that Martha M. Crowell, administratrix of C. F. Crowell, deceased, subscribed as the owner of lot 4, block 84, but that she had no authority to sign for said lot, and none is shown in the petition, and that [430]*430she is not the owner of said lot as administratrix; that the name of Mrs. Fannie E. Kelly appears subscribed as the owner of lot 4, in block 176, and purports to have been signed by Dan J. Malarkey, attorney in fact; that no authority is shown on said petition, and no power of attorney was or is of record, and the said Malarkey had no authority to sign said petition; that the Snell, Heitshu & Woodard Company appears subscribed to said petition by F. K. Arnold, secretary, as the owner of the east half of the fractional block 43, Couch’s Addition ; that said Arnold had no authority to subscribe the name of the company thereto, and no such authority is shown upon the face of the petition ; that the name of the Portland Gas Company appears subscribed to the petition by C. F. Adams, president, as the owner of lots 5 and 6, block 47, Couch’s Addition; that the said Adams had no authority to sign the same, nor is there any shown upon the face thereof; that the name “Wardens and Vestry of Trinity Parish, by James Laidlaw, Clerk,’’ is subscribed as the owner of lots 5 and 6, block 69, City of Portland; that the rector, wardens, and vestrymen of Trinity Parish were at the date of such signing, and ever since have been, the owners of said lots, and that the said Laidlaw had no authority to sign the petition for said church, nor is any such authority shown by the petition; that the name of Mrs. Eliza Young, by D. W. Wakefield, attorney in fact, appears upon said petition as the owner of one-third of lots 6 and 7, block 41, Couch’s Addition ; that no power of attorney to the said Wakefield appears of record, and no authority to sign said petition is shown; and that the said Eliza Young owns the west half of the easterly two-thirds of said lots 6 and 7. At the trial the petition was offered in evidence, but no other evidence was introduced tending to show that Dan J. Malarkey was the attorney in fact of [431]*431Mrs. Fannie E. Kelly, or what authority he had to subscribe her name to the petition. The same is true touching the representative character and authority of D. W. Wakefield to subscribe the name of Eliza Young, of F. K. Arnold for signing the name of the Snell, Heitshu & Woodard Company, and O. F. Adams that of the Portland Gas Company.
In view of this state of the record, plaintiffs advance three propositions, which we will now examine : First, that the petition was insufficient to confer jurisdiction on the common council to make the improvement. It is maintained that it should show the requisite facts affirmatively, so that it would be perfectly patent and apparent, without evidence or further inquiry aliunde, that it was subscribed by the owners of one-half the property affected; that is to say, it should show the area to be affected, then the exact area owned by each petitioner, with definite location and description, so that there would remain but a simple mathematical deduction to ascertain whether that subscribed for equals one-half of the property affected; second, that the burden of proof in the establishment, of the jurisdictional facts was with the city, and this required it to show primarily not only the representative character of the supposed agents signing the names of their principals, but their authority to so act; and, third, that the petition was not in fact subscribed by the owners of the requisite proportion of the property affected.
In Bewley v. Graves, 17 Or. 274 (20 Pac. 322), the question came up touching the sufficiency of a petition for the laying out of a county road, and it was held, under [435]*435Section 4062, Hill’s Ann. Laws (which, provides that all applications for laying out, altering, or locating such roads should be by petition signed by at least twelve householders of the county residing in the vicinity where said road is to be laid out, which petition shall specify the place of beginning, the intermediate points, if any, and the place of termination), that while it would be convenient in practice to allege in the petition the fact that the petitioners were householders, just as it was alleged that they resided in the vicinity where the road was laid out, yet that it was not a nullity because it omitted such allegation, and that it was sufficient if it specified the place of beginning, the intermediate jioints, if any, and the place of termination, and was signed by at least twelve householders. Here is a direct statement that it is not necessary to allege that the petitioners were householders, and a strong intimation that it ivas not even essential for the petition to show that they resided within the vicinity of the road ; yet, as a matter of fact, it was essential that at least twelve householders residing within the vicinity of the road should petition for laying it out, before the court could acquire jurisdiction to act. See, also, Humboldt County v. Dinsmore, 75 Cal. 604 (17 Pac. 710); Banse v. Town of Clark, 69 Minn. 53 (71 N. W. 819, 820) ; Lewis, Em. Horn. § 347. While the findings of the county court touching the fact may have been conclusive when questioned collaterally, yet the case serves to illustrate the question of the sufficiency of the petition. The charter has not made it a prerequisite that the petition should show with particularity and mathematical precision the ownership of all the property affected, supplemented with apt allegations, so as to demonstrate upon its face that the owners of one-half the property to be affected had subscribed, but only that a petition of such owners should be presented. The [436]*436petition herein is much more specific, as it respects the jurisdictional facts, than in Bewley v. Graves, 17 Or. 274 (20 Pac. 322). It contains a substantial statement of the ownership in fee of the property to be affected, with a definite description of the street and portions thereof to be improved. With this petition before it, the common council could conveniently determine whether the owners of one-half the property to be affected had petitioned ; and, in our judgment, it was sufficient upon its face, under the charter.
Hudson County v. City of Bayonne, 54 N. J. Law, 293 (23 Atl. 648), is a case where the proceeding was attacked upon the ground that a signature upon the petition was not authorized, or was not the signature which it purported to be. The court held that “the circumstance that the body to whom it was presented has acted upon it as genuine is prima facie evidence that it is what it purports to be.” In another case reported (Tibbetts v. North and South Towns St. Ry. Co., 153 Ill. 147, 38 N. E. 664) the court said : “Appellant’s theory seems to be— and on that theory alone he attacks the validity of these ordinances — that the petitions are invalid because they show on their face that the names of some of the signers were signed by agents, and the agents’ authority does not appear on or with the petitions themselves, and that [438]*438without such signatures the petitions would not contain the requisite signers. * * * These allegations of the bill may be perfectly true, and on the demurrer must be so taken, and yet every name purporting to have been signed by another may have been so signed by full authority given orally or in writing, and the council may have had before it ample evidence of that fact. If it be conceded, as contended by counsel for appellant, that the statute requires a written petition, it does not follow that the authority of the agent who signed the name of his principal to such petition must also be in writing, or, if in writing, that it should accompany the petition. There is nothing in the statute changing the common-law rule by which an agent may sign the name of his principal to a writing under authority not in writing. ‘The common law does not require that an authority to an agent to sign an unsealed paper or a written contract should also be in writing. Thus, for example, an agent may, by verbal authority, or by a mere implied authority, sign or indorse promissory notes for another. And even where a statute, such as a statute of frauds, requires an instrument to be in writing in order to bind the party, he may, without writing, authorize an agent to sign it in his behalf, unless the statute positively requires that the authority also •should be in writing,’ ” — citing Story, Ag. § 50. In harmony with the foregoing authorities, see, also, Tibbetts v. North & South Towns St. Ry. Co., 54 Ill. App. 180; North Chicago St. R: R. Co. v. Cheetham, 58 Ill. App. 318 ; Boyle v. City of Brooklyn, 71 N. Y. 1; Auditor-General v. Fisher, 84 Mich. 128 (47 N. W. 574).
Nor are. the cases of Sharp v. Speir, 4 Hill, 76 ; Mulligan v. Smith, 59 Cal. 206; In re Second Ave. M. E. Church, 66 N. Y. 396; Oshkosh City Ry. Co. v. Winnebago County, 89 Wis. 435 (61 N.W. 110), or either of them, opposed to this view. In the first case noted, the want of jurisdiction in the common council to act appeared upon the face of the record, which was offered in evidence. This, of itself, was sufficient to impeach the action of the council. In the second case, the party attacking the record gave evidence showing the want of authority of certain supposed agents' to sign for their principals. The New York case seems to be a special proceeding to vacate an assessment instituted under the revenue laws of the state, and it was there held that the city had the substantial affirmative; that is, it should have produced express power in legislative enactment, and shown that, in its attempt to tax, it strictly followed the legal requirements; and this is the holding of the Wisconsin case. The idea of these latter cases is that, primarily, when the authorities are proceeding with the assessment, they must substantiate their acts as they proceed by warrant of law. The effect of their acts in a proceeding to avoid the assessment, whether direct or collateral, was not considered, nor did it become a question in the cases. The record here was therefore prima facie sufficient to establish the authority of Dan J. Malarkey to subscribe the name of Mrs. Fannie E. Kelly [441]*441as her attorney in fact; of D. W. Wakefield, F. K. Arnold, and C. F. Adams, that of their respective principals.
[445]*445
There was also a controversy at the argument as to what property was affected by the improvement; that is to say, whether the lots or parts of lots specified in the charter had reference to original and fractional lots, as designated upon the maps and plats of the city, or as subdivided by purchasers, and therefore represented by present ownership. But this we are not called upon to decide. If the plaintiff’s contention be conceded, that the area affected aggregates four hundred and sixty-seven thousand seven hundred and sixty-six and six-tenths feet, the half of it would be two hundred and thirty-three thousand eight hundred and eighty-three and three-tenths feet. The area properly represented on the petition, excluding any consideration of that represented by Eliza Young, is two hundred and thirty-four thousand five hundred and eighty-four and two-thirds feet, or a fraction over seven hundred and one feet more than one-half; so that the council, in any event, as shown by the record and the evidence, acquired the necessary jurisdiction to make the proposed improvement.
[450]*450Tlie case now presented is not of that nature. The contractor is required to guarantee the work and pavement for a period of five years, and that during said period all defects in the pavement, due to its proper use as a roadway, shall be repaired. This cannot be construed to comprehend more than a guarantee of the faithful performance of the work. We said in the former case that “a guarantee against injuries for a reasonable time after completion, which may be attributable to these specific causes [defective materials and workmanship], might be regarded as a suitable, and perhaps proper, test of substantial compliance on the part of the contractor, and therefore might be held to operate as a guarantee of faithful performance, for it is sometimes argued that, if the work is well done, it would need no repairs within such time.” In the case at bar the contractor has assumed to repair defects due to its proper use as a roadway, not, as in the case of Portland v. Bituminous Pav. Co., 33 Or. 307 (44 L. R. A. 547, 52 Pac. 28), as against “injuries arising from every substantial source ;” so that it may readily be seen there is a substantial difference in the facts presented. The distinction is clearly shown by reference to.the cases of People ex rel.v. Maher, 56 Hun, 81 (9 N. Y. Supp. 94), and City of Schenectady v. Union College, 66 Hun, 179 (21 N. Y. Supp. 147), which distinction was noted and commented upon in the Bituminous Paving Co. Case. In the Maher Case the condition was “to keep the said pavement in repair for seven years from and after its acceptance by the city without expense to said city or abutting property owners ; ’ ’ and in the Schenectady Case the undertaking was to “do all the work required by such ordinance and this contract in such good and substantial manner that no repairs thereto shall be required for the term of five years after its completion.” In the former case it was held that the obliga[451]*451tion was to “keep in repair,” while the latter contained only a guarantee of substantial work in accordance with the contract. A like distinction is observed in Barber Asphalt Pav. Co. v. Ullman, 137 Mo. 543 (38 S. W. 458). Such is the effect of the guarantee in the case at bar, rather than an undertaking to keep in repair; and the assessment, therefore, against the abutting property for the improvement, was not objectionable upon the ground-urged.
"We are of the opinion, however, that the federal question cannot be considered, as it is not appropriately presented by the record. The complaint sets up with some minutóse the history of the proceedings which they desire to have annulled and set aside; but it nowhere sets forth any particular section or provision of the Charter [452]*452of the City of Portland, nor does it claim in any manner that any provision of said charter is unconstitutional, either under the state constitution or that of the United States, and in no way does it present the question as to the unconstitutionality of the charter, or of the proceedings of which they complain had thereunder, as a careful resume of the complaint will show. Several complainants have joined in the suit, and after setting out their status as plaintiffs, and describing the lots owned by them, they allege that all the real property abuts upon, and is situate within one hundred feet of, the street to be improved. They show the incorporation of the Trinidad Asphalt Paving Company and the Portland Bituminous Paving & Improvement Company, and the purposes thereof; that on the third of May, 1893, a petition was presented to the common council for the improvement of Sixth Street, and that by resolution it caused the auditor and clerk of said city to give notice of the proposed improvement.
Then follows this allegation: “That no other or further notice for the improvement of Sixth Street between the points named was ever published, and that said notice is void for the reason that it does not specify with convenient certainty the street or part thereof to be improved, or the kind of improvement to be made, and no notice for the improvement of said street, as required by the charter of said city, has ever been published; that no other or further petition for the improvement * * * was ever presented to said common council, save the one presented May 3, 1893 ; that said petition presented May 3, 1893, as well as the action of the common council thereon, and said notice published in pursuance thereof, was and is, and each of them is, void and unauthorized, for the reason that said petition was not signed by the owners of one-half of the property to be affected by said [453]*453proposed improvement, and the owners of one-half of the property abutting upon said street, and lying between the points named, and affected by said proposed improvement, have never petitioned therefor.” The particulars are specified wherein it is thought the petition is insufficient. They allege further that the parties securing the contract for doing the work were guilty of certain fraud ; that on June 7, 1893, the common council passed Ordinance No. 8327, which provides for the manner of making the improvement; that bids were advertised for, a remonstrance filed, which the council failed to pass upon, and thereafter the contract for making the improvement was entered into; that the contractor failed to do the wox*k in accordance with the specifications thereof; and that on September 11, 1893, the common council, acting arbitrarily and fraudulently, and disregarding the protests of plaintiffs, pretended to accept the work done under the contract. The assessments made upoxx the lots and property of plaintiffs, and the entry thereof upon the docket of city liens, are shown, and then follow these allegations: “That said proceedings of said City of Portland for the improvement of said Sixth Street, and ox’dinances passed in pursuance thereof, as well as said assessment attempted to be levied to provide the fund for the payment of the same, and contract let for the improvement of said street, are, and each of them is, null and void, for the reasons, in addition to the reasons hex’einbefore shown, that there was an unlawful combination between the bidders for said contract, and that said contracts were fraudulently let for a gross and outrageous price for the work, and that no notice of said assessment was ever given prior to the entry thereof in the docket of city liens.” After the guarantee of the contractors is shown, they further allege “that said pretended proceedings of said common council for [454]*454the improvement of Sixth Street, and all resolutions, notices, and ordinances passed in pursuance thereof, and the assessment pretended to be levied upon the property for the payment of the same, were, and each of them is, null and void,” and, in effect, that a warrant had ■been issued, and the chief of police was proceeding to enforce the collection .of assessments by sales of the property, and “that there is no valid assessment against any of said lots of ground, and said warrants have been issued without authority of law.”
The assignments of error, as contained in the abstract .of the record, Nos. 1, 2, 3, 4, 5 and 6, pertain to the exceptions taken to the findings of the referee, to whom the case was referred by the court below to take the testimony and make his findings of fact and law. Assignment No. 7 is as follows: “The court erred in holding and deciding that said petition, filed May 3, 1893, for the improvement of.Sixth Street, was not void on its face;” and (No. 8) “in holding and deciding that said petition filed May 3, 1893, gave the common council of the City of Portland jurisdiction to act in the matter of said improvement of said Sixth Street.” Assignments 9, 10, 11, 12, 13, 14, 15 and 16 refer to the findings of the referee touching the holdings and property ownership of several of the petitioners. Assignment No. 17 reads: “The court erred in computing or taking into account the area , of any of said lots, in estimating the amount of property signed for on said petition;” (18) “the court erred in holding and deciding that the owners of one-half the amount of property abutting on Sixth Street, and affected by. said improvement, had signed said petition therefor;” (19) “the court erred in not holding and deciding that the owners of one-half of the property abutting on Sixth Street, and affected by said improvement, had not signed ■ said petition;” and (20) “the court erred in dismiss[455]*455ing plaintiffs’ complaint, and in awarding defendants their costs and disbursments.” The additional assignments which the appellants are permitted to make are as follows: (21) “That the assessment sought to be enforced in this case is void, for the reason that it rests upon an act that went into effect after its inception, and to give the act such retroactive effect is contrary to the state and federal constitutions, and principles denominated the ‘law of the land,’ and in contravention of the Fourteenth Amendment to the Constitution of the United States;” and (22) “that the assessment upon the property of plaintiffs for the improvement of Sixth Street was laid without regard to any question of benefits to the property, and under a rule which excluded any inquiry as to special benefits, and constitutes a taking, under the guise of taxation, of private property for public use, without compensation, amounting to a taking of property without due process of law, in contravention of Section 18 of the Constitution of the State of Oregon and of the Fourteenth Amendment to the Constitution of the United States, and the said assessment and the charter provisions under which it was laid are unconstitutional and void.” These constitute all the assignments of error.
The reason advanced for the twenty-first assignment is that the respondent had recently filed a supplemental brief, wherein it was urged that by section 156 of the charter of 1898 the assessment complained of was cured and rendered valid. In our decision of the case thus far we have had no occasion to refer to the said supposed curative section, and have made no application of it to the present controversy ; hence, the assignment is without relevancy. It will thus be seen, from a synopsis of the complaint and the findings of the referee, that no question has been made upon the record touching the unconstitutionality of any clause of the city [456]*456charter, whether measured by the Constitution of the State of Oregon or of the United States. But now, for the first time, when the case has come on for argument, the appellants seek to present the federal question, special reliance being had upon the case of Dewey v. City of Des Moines, 173 U. S. 193 (19 Sup. Ct. 379), as indicative of the question being properly before us. In that case it is held, in accordance with the uniform utterances of the Supreme Court of the United States, that, “while no particular form of words is necessary to raise a federal question which may be reviewed by the supreme court, yet there must be something in the record before the state court which at least would call its attention to the federal question as one relied on by the party; and then, if the decision of the state court, while not noticing the question, was such that the judgment, in its necessary effect, was a denial of the right claimed or referred to, this is sufficient.” Two questions of federal import were sought to be presented, one of which was deemed to have been properly assigned in the state court, and the above ruling was respecting it. The other was held not to have been well assigned. Concerning this it was said (Mr. Justice Peckham speaking for the court): “No question of a federal nature claimed under the Constitution of the United States can be said to have been made by the mere allegation ‘ that the amount of said tax is greater than the reasonable market value of said lots, whether considered singly or together, the assessment against each particular lot, being greater in amount than the value of such particular lot, and the aggregate assessment being greater in amount than the reasonable market value of all of said lots taken together, and that said defendants are seeking to enforce, as against plaintiff, not merely a sale of .said lots, but also to compel plaintiff to pay the full amount of said tax, regardless of what[457]*457ever sum said lots may be sold for, and regardless of the actual value of the same.’ There is nothing else in the record which can be said to raise this federal right or claim.”
• In Powell v. Brunswick County, 150 U. S. 433 (14 Sup. Ct. 166), it was held, in accord with previous decisions of the same court, that the certificate of the presiding judge of the state court as to the existence of a federal question in the record was not alone sufficient to confer jurisdiction upon the federal supreme court. Such a question must in reality exist by the record. Passing to the manner in which it should appear, Mr. Chief Justice Fuller says : “As many times reiterated, it is essential to the maintenance of jurisdiction upon the ground of erroneous decision as to the validity of a state statute, or a right under the Constitution of the United States, that it should appear from the record that the validity of such statute was drawn in question as repugnant to the constitution, and that the decision sustained its validity, or that the right was specially set up or claimed and denied. If it appear from the record by clear and necessary intendment that the federal question must have been directly involved, so that the state court could not have given judgment without deciding it, that will be sufficient; but resort cannot be had to the expedient of importing into the record the legislation of the state as judicially known to its courts, and holding the validity of such legislation to have been drawn in question, and a decision necessarily rendered thereon, in arriving at conclusions upon the matters actually presented and considered. A definite issue as to the validity of the statute or the possession of the right must be definitely deducible from the record, before the state court can be held to have disposed of such a federal question by its decision.” In Oxley Stave Co. v. Butler County, 166 U. S. [458]*458648 (17 Sup. Ct. 709), Mr. Justice Harlan says: “This court may re-examine the final judgment of the highest court of a state when the validity * * * of a statute of or an authority exercised under any state is ‘drawn in question’ on the ground of repugnancy to the constitution, treaties, or laws of the United States, and the decision is in favor of its validity.” And this must appear on the face of the record : Miller v. Cornwall R. R. Co., 168 U. S. 132 (18 Sup. Ct. 34). Again, as to the manner in which the question should appear. Mr. Chief Justice Taney, in Maxwell v. Newbold, 59 U. S. (18 How.) 511, 516, says: “The questions raised and decided in the state circuit court point altogether for their solution to the laws of the state, and make no reference whatever to the constitution or laws of the United States. Undoubtedly this did not preclude the plaintiffs in error from raising the point in the supreme court of the state, if it was involved in the case as presented to that court. And whether a writ of error from this court will lie or not depends upon the questions raised and decided in that court. But neither of the questions made there by the errors assigned refer in any manner to the constitution or laws of the United States, except the third, and the language of that is too general and indefinite to come within the provisions of the act of congress or the decisions of this court. It alleges that the charge of the court was against, and in conflict with, the constitution and laws of the United States. But what right did he claim under the Constitution of the United States which was denied him by the state court? Under what clause of the constitution did he make his claim? And what right did he claim under an act of congress ? And under what act, in the wide range of our statutes, did he claim it? The record does not show, nor can this court undertake'to determine, that the question as to the faith and [459]*459credit due to the record and judicial proceedings in Ohio was made or determined in the state court, or that the court ever gave any opinion on the question.”
In Hoyt v. Shelden, 66 U. S. (1 Black) , 518, 521, the learned chief justice says: “This provision of the constitution is not referred to in the plaintiff’s bill of complaint in the state court, nor in any of the proceedings there had. It is true, he sets out the act of the legislature of New Jersey, the proceedings and decree of the chancery court of that state under it, and the sale of the property in dispute by the authority of the court, which he alleges transferred the title to the vendee, under whom he claims, and charges that the assignment set up by the defendants was fraudulent and void, for the reasons stated in his bill. But all of the matters put in issue by the bill and answers,-and decided by the state court, were questions which depended for their decision upon principles of law and equity, as recognized and administered in the State of New York, and without reference to the construction or effect of any provision in the constitution or any act of congress. This court has no appellate power over the judgment of a state court pronounced in such a controversy, and this writ of error must therefore be dismissed for want of jurisdiction.” And again, in Sayward v. Denny, 158 U. S. 180 (15 Sup. Ct. 777), it is said : “The contention is that the result of the rulings and decisions of the trial court in these respects, as affirmed by the supreme court, was to hold plaintiff in -error conclusively bound” by the judgment rendered against Crawford in any action ‘in which he was not a party, and of which he had no notice,’ and that this was, in effect, to deprive him of his property without due process of law, or to deny him equal protection of the laws, and amounted to a decision adverse to the right, privilege, or immunity of plaintiff in error under [460]*460the constitution, of being protected from such deprivation or denial. But it nowhere affirmatively appears from the record that such a right was set up or claimed in the trial court when the demurrer to the complaint was overruled, or evidence admitted or excluded, or instructions given or refused, or in the supreme court in disposing of the rulings below. * * * 'We are not called on to revise these views of the principles of general law considered applicable to the case in hand.” If there has been any modification of the views expressed, as was said by Mr. Justice Harlan in Oxley Stave Co. v. Butler County, 166 U. S. 648 (17 Sup. Ct. 709), it has been only in the particular that it is not always necessary to refer to the precise words or to the particular section of the constitution under which some right, title, privilege, or immunity is claimed, and that it is sufficient if it appears affirmatively from the record that a right, title, privilege, or immunity is specially set up or claimed under that instrument or under the authority of the United States. See, also, as bearing upon the question, Chicago, B. & Q. R. R. Co. v. City of Chicago, 166 U. S. 226 (17 Sup. Ct. 581); Levy v. Superior Court of San Francisco, 167 U. S. 175 (17 Sup. Ct. 769); Louisville & Nashville R. R. Co. v. City of Louisville, 166 U. S. 709 (17 Sup. Ct. 725).
While these cases are all touching the requisite state of the record for the conferring of jurisdiction upon the Supreme Court of the United States by writ of error to the highest court of a state, we take it to be a principle of law deducible from them that it is not sufficient to assign error upon the federal question for the first time in the supreme court of the state, unless by fair inference and intendment it may be said to exist in the record as made by the parties in the trial court. “If it appear from the record,” as was said in Powell v. Brunswick County, 150 U. S. 433 (14 Sup. Ct. 166), “by clear and [461]*461necessary intendment, that the federal question must have been directly involved, so that the state court could not have given judgment without deciding it, that will be sufficient.” Unless the federal question does so appear, by fair inference or necessary intendment, and thereby become involved in the court’s final disposition of the cause, it cannot be imported into the case by a declaration in an assignment of error that some clause of the federal constitution has been violated by the judgment or decree. Now, this is a suit in equity, and the trial here is anew upon the transcript and the evidence accompanying it. The complaint filed nowhere nor in any form states any facts which can reasonably be said to present or involve a federal question, and especially does it not allege any facts'which involve the question, by the remotest inference, which the counsel seek to have decided, viz., that the assessment was without reference to the benefits accruing to the property, and which, it is alleged in the assignment of error for the first time, resulted in the taking of property without due process of law. Furthermore, in the testimony taken in the court below, there is no proof going to the question of the benefits derived from the assessment, or tending in any manner to show that the assessment was in excess of the benefits accruing to the property by reason of the improvement. So that, nowhere in the proceedings, as exhibited by the record or testimony, is the federal question raised or presented, nor can it be said to be involved. As was the case in Hoyt v. Shelden, 66 U. S. (1 Black), 518, all the matters put in issue by the complaint and the subsequent pleadings, and also all matters which are germane and might properly arise under the proofs made and decided by the court below, were questions which depended for their decision upon principles of law and equity, as administered by the courts of the state, and [462]*462without reference to the construction or effect of any provision of the federal constitution. So that, being called upon here to try the case upon the transcript and the evidence as brought from the court below, we feel entirely unauthorized to go outside of the record and pass upon a mooted federal question, which is manifestly foreign to, and without the scope of, the controversy as made. These considerations affirm the decree of the court below, and it is so ordered. Affirmed.
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Cite This Page — Counsel Stack
58 P. 509, 35 Or. 420, 1899 Ore. LEXIS 237, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allen-v-city-of-portland-or-1899.