Allen v. Carollo

674 So. 2d 283, 1996 WL 155293
CourtLouisiana Court of Appeal
DecidedApril 4, 1996
Docket95 CA 1840
StatusPublished
Cited by8 cases

This text of 674 So. 2d 283 (Allen v. Carollo) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allen v. Carollo, 674 So. 2d 283, 1996 WL 155293 (La. Ct. App. 1996).

Opinion

674 So.2d 283 (1996)

Warren G. ALLEN
v.
P. David CAROLLO.

No. 95 CA 1840.

Court of Appeal of Louisiana, First Circuit.

April 4, 1996.

*285 David B. Bernstein, A.D. Freeman, New Orleans, for Plaintiff-Appellant Warren G. Allen.

Paul B. Deal, Lemle & Kelleher, New Orleans, for Defendant-Appellee P. David Carollo.

Before SHORTESS, PARRO and KUHN, JJ.

PARRO, Judge.

This is a legal malpractice case. The trial court granted defendant's motion for summary judgment based on the plea of prescription and/or peremption and plaintiff appealed. We affirm.

FACTS AND PROCEDURAL HISTORY

Warren G. Allen ("Warren") filed this legal malpractice suit against his former attorney, P. David Carollo. Mr. Carollo prepared an affidavit dated November 1, 1983, which was signed by plaintiff's brother, Robert G. Allen ("Robert").[1] It stated in pertinent part that Robert had "secured" $18,000 from Warren and was giving him a 50% ownership interest in certain immovable property. Robert died in 1988 without having repaid the $18,000 or transferred the 50% ownership interest to Warren. In January 1989, after being told by his nephew that Robert's affidavit was not legally enforceable, Warren retained Mr. Carollo to take whatever steps were necessary to enforce the obligation. Mr. Carollo recorded the affidavit before Robert's succession was opened and on September 28, 1989, filed a proof of claim for Warren in the succession proceeding. The succession representative rejected Warren's claim, so in June 1990, Mr. Carollo filed a lawsuit on his behalf against the heirs of Robert. Robert's heirs contested the validity and enforceability of Warren's claim by filing an exception of prescription in August 1990. As of December 12, 1990, Mr. Carollo's services were terminated and Warren retained new counsel to pursue his claims. Judgment was rendered December 17, 1992, dismissing Warren's suit. The court's written reasons for judgment in the succession suit indicated because the terminology in the 1983 affidavit was unclear, it did not serve as an acknowledgment *286 of the debt sufficient to interrupt the running of prescription.

Warren sued Mr. Carollo for legal malpractice on December 8, 1993, alleging the improper preparation of the 1983 document damaged him. In his answer, Mr. Carollo also raised the plea of prescription of one year and peremption of three years and reiterated this argument in support of his motion for summary judgment.[2] On May 2, 1995, the district court granted Mr. Carollo's motion for summary judgment and dismissed Warren's suit as prescribed or perempted,[3] applying LSA-R.S. 9:5605. This appeal followed.

STANDARD OF REVIEW

Appellate courts review summary judgments de novo under the same criteria as those governing the district court's consideration of whether summary judgment is appropriate. Schroeder v. Bd. of Sup'rs of Louisiana State University, 591 So.2d 342, 345 (La.1991). A motion for summary judgment is properly granted only if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show there is no genuine issue of material fact, and the mover is entitled to judgment as a matter of law. LSA-C.C.P. art. 966; Vermilion Corp. v. Vaughn, 397 So.2d 490, 493 (La.1981). A fact is material if it is essential to the plaintiff's cause of action under the applicable theory of recovery and without which the plaintiff could not prevail. Material facts are those that potentially insure or preclude recovery, affect the litigant's ultimate success, or determine the outcome of a legal dispute. Penalber v. Blount, 550 So.2d 577, 583 (La.1989). Because the applicable substantive law determines materiality, whether or not a particular fact in dispute is material can be seen only in light of the substantive law applicable to the case. Penton v. Clarkson, 93-0657 (La.App. 1st Cir. 3/11/94), 633 So.2d 918, 922, citing Sun Belt Constructors, Div. of MCC Constructors, Inc. v. T & R Dragline Svce., Inc., 527 So.2d 350, 352 (La.App. 5th Cir. 1988).

ANALYSIS

Warren specifies three areas in which he contends the trial court erred in applying the law: 1) in not applying the ten-year prescriptive period for breach of contract to his claim; 2) in not finding that the prescriptive period was tolled by Mr. Corollo's continuous representation of appellant; and 3) in not finding that LSA-R.S. 9:5605, as applied to these facts, violates the contract clause of the United States and Louisiana Constitutions. Although not set out as a specification of error, Warren also argues that certain material facts affecting his breach of contract claim are in dispute and that therefore summary judgment was inappropriate.

First Specification of Error

The prescriptive period applicable to an action alleging breach of contract is ten years. LSA-C.C. art. 3499 (formerly LSA-C.C. art. 3544). The circumstances under which a breach of contract claim could be asserted against an attorney for legal malpractice were clarified by this court, sitting en banc, in Cherokee Restaurant, Inc. v. Pierson, 428 So.2d 995 (La.App. 1st Cir.), writ denied, 431 So.2d 773 (La.1983). The court there stated, "when an attorney expressly warrants a particular result, i.e., guarantees winning a lawsuit, guarantees title to property, guarantees or warrants the ultimate legal effect of his work product, or *287 agrees to perform certain work and does nothing whatsoever, then clearly there would be an action in contract and the ten year prescriptive period of La.Civ.Code art. 3544 would apply." Id. at 999. The court opined, however, such instances would be rare and most legal malpractice claims would continue to be limited by the one-year prescriptive period applicable to delictual actions. LSA-C.C. art. 3492.

Warren bases his breach of contract claim on certain assurances which he claims were made to him by Mr. Carollo regarding the document he prepared in 1983. Warren urges that Mr. Carollo, in making these assurances, guaranteed a specific result as discussed in Cherokee, and therefore the ten-year prescriptive period is applicable to this case. In the alternative, Warren argues these assurances put material facts in dispute and therefore summary judgment should not have been granted. Warren claims Mr. Carollo told him when the affidavit was executed, "You own exactly what it says you own." After Robert's death when his son first questioned the enforceability of the affidavit, Mr. Carollo assured Warren that recordation of the document was all that was needed. Finally in July or August 1990, Mr. Carollo again reassured Warren that he would get Warren his money or the property. These statements by Warren were not directly controverted by any of the evidence presented by Mr. Carollo in support of his motion for summary judgment, although the credibility of these "self-serving" statements was attacked in brief by Mr. Carollo's counsel.

Under the posture of this case as an appeal from a judgment granting a motion for summary judgment, this court must review the entire record in the light most favorable to the party opposing the motion. Jones v. Briley, 593 So.2d 391, 393 (La.App. 1st Cir.1991). If material facts are in dispute, the motion for summary judgment is inappropriate. LSA-C.C.P. art. 966.

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Cite This Page — Counsel Stack

Bluebook (online)
674 So. 2d 283, 1996 WL 155293, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allen-v-carollo-lactapp-1996.