Allen v. Allison

155 S.W.3d 682, 356 Ark. 403, 2004 Ark. LEXIS 157
CourtSupreme Court of Arkansas
DecidedMarch 11, 2004
Docket03-24
StatusPublished
Cited by35 cases

This text of 155 S.W.3d 682 (Allen v. Allison) is published on Counsel Stack Legal Research, covering Supreme Court of Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allen v. Allison, 155 S.W.3d 682, 356 Ark. 403, 2004 Ark. LEXIS 157 (Ark. 2004).

Opinions

Jim Hannah, Justice.

Appellant Clifford Allen appeals the summary judgment order entered against him in his suit against appellees Muriel Allison, Pat Merry, George Fitzsimmons, and Gray & Ritter, P.C., seeking damages for civil conspiracy, breach of fiduciary duty, outrage, fraud, and breach of warranty. In addition, Allen appeals a ruling by the trial court that the Arkansas Model Rules of Professional Conduct are inadmissible in this action. We affirm the trial court’s grant of summary judgment on all claims. We also affirm the trial court’s ruling that the rules of professional conduct are inadmissible in this case. This case involves an issue of first impression; thus, our jurisdiction is pursuant to Ark. Sup. Ct. R. 1-2(b)(1) (2003).

We begin by noting that the appellant failed to include the motion for summary judgment and the response to the motion for summary judgment in the addendum. The appellant’s brief shall contain an addendum which shall include “any . . . relevant pleadings, documents, or exhibits essential to an understanding of the case. . . .” Ark. Sup. Ct. R. 4-2(a)(8) (2003).

Rule 4-2(b)(3) provides, in part:

Whether or not the appellee has called attention to deficiencies in the appellant’s abstract or Addendum, the Court may address the question at any time. If the Court finds the abstract or Addendum to be deficient such that the Court cannot reach the merits of the case ... the Court will notify the appellant that he or she will be afforded an opportunity to cure any deficiencies, and has fifteen days within which to file a substituted abstract, Addendum, and brief. . . .

Ark. Sup. Ct. R. 4-2(b)(3) (2003).

In the present case, the appellant’s addendum is deficient as it does not include the summary judgment motion and the response to the summary judgment motion. In order to decide if the trial court properly granted summary judgment, we must be able to determine the specific claims and issues that were presented and resolved by the motions. Although the appellant’s addendum is deficient, since we affirm the trial court’s grant of summary judgment on all claims and affirm the trial court’s ruling concerning the admissibility of the Rules of Professional Conduct, we find it unnecessary to afford the appellant the opportunity to cure the deficiencies in his addendum. We have stated that we may go to the record to affirm. Mobley Law Firm, P.A. v. Lisle Law Firm, P.A., 353 Ark. 828, 120 S.W.3d 537 (2003); Hosey v. Burgess, 319 Ark. 183, 890 S.W.2d 262 (1995).

Facts

On November 6, 1998, Angela Allen and her sister were killed when the car Mrs. Allen was driving was struck by a train owned by Burlington Northern Railroad. Mrs. Allen was the wife of the appellant. Information provided by eyewitnesses indicated that Mrs. Allen failed to stop at a stop sign and proceeded across the track, even though the train was apparently blowing its whistle and had its lights on.

Approximately two weeks after the accident, Muriel Allison knocked on Mr. Allen’s door and was invited in by Mr. Allen and his son. Mr. Allen stated that Allison identified himself as an investigator for Gray & Ritter, a law firm that specializes in railroad cases. In addition, Mr. Allen stated that Allison produced a business card which identified Allison as investigator for Gray & Ritter. While at Mr. Allen’s home, Allison showed Mr. Allen pictures of the accident scene, copies of the accident report, and photographs of Mrs. Allen’s vehicle. Mr. Allen stated that Allison encouraged him to hire Gray & Ritter to represent him in a suit against Burlington Northern, informing him that he had a “good case” against the railroad company.

Allison told Mr. Allen that if he wanted Gray & Ritter to represent him in a suit against the railroad company, he should contact Pat Merry, an employee of Gray & Ritter’s North Little Rock office. Mr. Allen thanked Allison and told him that he was still in too much of a state of shock to consider filing suit. Allison left one of Merry’s business cards that identified Merry as “Legal Administrator” for Gray & Ritter. Later that day, Allison telephoned Mr. Allen and encouraged him to hire Gray & Ritter to represent him in a suit against the railroad company. Again, Mr. Allen informed Allison that he was still in too much of a state of shock to consider filing suit.

Sometime in December 1998, Mr. Allen visited his niece — the daughter of his wife’s sister who was killed in the accident with his wife. Mr. Allen’s niece told him that she intended to sue the railroad company, and she encouraged Mr. Allen to do the same. Mr. Allen contacted a couple of law firms. One of the law firms declined to represent Mr. Allen because the firm was representing the family of his wife’s sister in their action against Mrs. Allen’s estate.

In January 1999, Mr. Allen called Merry to discuss possible representation by Gray & Ritter. On January 12, 1999, Merry and Allison visited Mr. Allen at his home. Allen stated that Merry told him that he thought Mr. Allen had a good case against the railroad company. Allen also stated that Merry told him that he thought the case against the railroad company was worth “big bucks.” After agreeing to allow Gray & Ritter to represent him, Mr. Allen signed an employment contract Merry carried in with him in a briefcase. Mr. Allen stated that he thought Merry would sign the contract later.

Mr. Allen testified that he thought Merry was a lawyer since his title was “Legal Administrator,” so he was surprised when he received a copy of the contract, and it had been signed by attorney George Fitzsimmons rather than Merry. Fitzsimmons is an attorney with Gray & Ritter’s St. Louis, Missouri, office.

Pat Hagerty, an attorney with Gray & Ritter, testified that after he received the file on the Allen case, he obtained police reports and photographs from the accident scene. He also stated that he reviewed Arkansas law regarding private crossings, as well as Arkansas law regarding comparative fault. He stated that he obtained general information about Mrs. Allen and notified the railroad company of the firm’s intent to represent Mr. Allen. Hagerty also stated that he communicated with Mrs. Allen’s niece’s attorney. Hagerty testified that he did not hire an investigator to investigate the accident.

In July 1999, Hagerty met with Troy Traylor, an adjuster with Burlington Northern. Though the meeting was set up to discuss a case other than Mr. Allen’s, Traylor asked Hagerty if they could discuss the Allen case at the meeting. During the meeting, Traylor told Hagerty that the railroad’s investigation revealed that the train’s speed was within the legal limits and that the train’s lights were on and functioning at the time of the accident. In addition, Traylor told Hagerty that the train was blowing its whistle prior to the accident, though the accident occurred at a private crossing where the railroad was not obligated to blow its whistle. Traylor told Hagerty that the railroad company was not at fault; however, Traylor stated that since the accident involved a death, the railroad company was prepared to offer a $10,000 settlement without admitting liability.

On July 27, 1999, Hagerty wrote a letter to Mr.

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Cite This Page — Counsel Stack

Bluebook (online)
155 S.W.3d 682, 356 Ark. 403, 2004 Ark. LEXIS 157, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allen-v-allison-ark-2004.